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1 - Annual Report        Comprehensive Annual Financial Report  For the Year Ended December 31, 2020      Prairie Park Pickleball Courts – Opened 2020   City of Otsego, Minnesota Comprehensive Annual Financial Report For the Year Ended December 31, 2020 Adam Flaherty City Administrator Prepared by: Finance Department Member of the: Government Finance Officers’ Association of the United States and Canada CITY OF OTSEGO, MINNESOTA TABLE OF CONTENTS Page No. INTRODUCTORY SECTION Letter of Transmittal 1 Elected Officials and Administration 7 Organizational Chart 8 Certificate of Achievement 9 FINANCIAL SECTION Independent Auditor's Report 11 Management's Discussion and Analysis 14 Basic Financial Statements Government-Wide Financial Statements Statement of Net Position 28 Statement of Activities 29 Fund Financial Statements Governmental Funds Balance Sheet 30 Reconciliation of the Balance Sheet of the Governmental Funds to the Statement of Net Position 32 Statement of Revenues, Expenditures and Changes in Fund Balances34 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of the Governmental Funds to the Statement of Activities 36 Statement of Revenues, Expenditures and Changes in Fund Balances: Budget-to-Actual General Fund 37 Proprietary Funds Statement of Net Position 38 Statement of Revenues, Expenses and Changes in Net Position 39 Statement of Cash Flows 40 Notes to the Financial Statements 41 Required Supplementary Information Schedule of Employer's Proportionate Share of Net Pension Liability 76 Schedule of Employer's Contributions 77 Notes to Required Supplementary Information 78 Combining and Individual Fund Statements and Schedules Governmental Funds Nonmajor Governmental Funds Combining Balance Sheet 82 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 83 Nonmajor Special Revenue Funds Combining Balance Sheet 86 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 87 Schedule of Revenues, Expenditures and Changes in Fund Balances: Budget-to-Actual Revolving Loans Fund 88 Tax Increment District No. 1 Fund 89 Tax Increment District No. 3 Fund 90 Nonmajor Capital Projects Funds Combining Balance Sheet 94 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 98 Schedule of Revenues, Expenditures and Changes in Fund Balances: Budget-to-Actual General Fund 101 CITY OF OTSEGO, MINNESOTA TABLE OF CONTENTS Debt Service Fund by Account Combining Balance Sheet 106 Combining Schedule of Revenues, Expenditures and Changes in Fund Balances 108 Schedule of Revenues, Expenditures and Changes in Fund Balances: Budget-to-Actual Series 2012A 110 Series 2018A 111 Series 2020A 112 Series 2010B 113 Series 2007B 114 STATISTICAL SECTION (UNAUDITED) Financial Trends Net Position by Component 116 Changes in Net Position 118 Governmental Activities Tax Revenue by Source 124 Fund Balances of Governmental Funds 126 Changes in Fund Balances of Governmental Funds 128 Revenue Capacity Estimated Actual Value, Taxable Market Value and Tax Capacity of Taxable Property 130 Tax Capacity of Real Estate & Personal Property 132 Property Tax Rates - Direct and Overlapping Governments 133 Principal Property Taxpayers 134 Property Tax Levies and Collections 135 Debt Capacity Ratios of Outstanding Debt by Type 136 Ratios of General Bonded Debt Outstanding 137 Computation of Direct and Overlapping Governmental Activities Debt 138 Legal Debt Margin Information 140 Pledged Revenue Coverage 142 Demographic and Economic Information Demographic and Economic Statistics 143 Principal Employment Sectors 144 Operating Information Full-Time City Government Positions by Function 145 Operating Indicators by Function 146 Capital Asset Statistics by Function 147 This page has been left blank intentionally. City of Otsego│13400 90th Street NE, Otsego, MN 55330│Tel. (763) 441-4414 Fax (763) 441-9163 May 24, 2021 Honorable Mayor and Members of the City Council City of Otsego Transmitted herewith is the Comprehensive Annual Financial Report of the City of Otsego for the fiscal year ended December 31, 2020. Responsibility for both the accuracy of the data and the completeness and fairness of the presentation, including all disclosures, rests with the management of the City following the policies and procedures specified by the City’s system of internal control. Because the cost of internal controls should not exceed anticipated benefits, the objective is to provide reasonable, rather than absolute, assurance that the financial statements are free of any material misstatements. To the best of our knowledge and belief, the enclosed data is accurate, in all material respects, and is reported in a manner designed to present fairly the financial position and results of operations of the various funds of the City. All disclosures deemed necessary to enable the reader to gain an understanding of the City’s financial activities have been included. Minnesota Statutes require that the financial statements of the City be audited annually by the State Auditor or a Certified Public Accountant selected by the City Council. These financial statements have been audited by BerganKDV (the Auditors). The Auditors expressed an unmodified opinion on the financial statements, and their opinion letter is included as the first component within the financial section of this report. The Auditors have also issued a number of other reports on compliance with Government Auditing Standards and Minnesota Legal Compliance. These reports have been issued under separate cover. Accounting principles generally accepted in the United States of America require that management provide a narrative introduction, overview and analysis to accompany the basic financial statements in the form of a Management’s Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The City’s MD&A can be found immediately following the report of the auditors. 1 City of Otsego│13400 90th Street NE, Otsego, MN 55330│Tel. (763) 441-4414 Fax (763) 441-9163 PROFILE OF THE CITY The first town site in Otsego was originally platted in 1857 in what was once known as the Big Woods, heavily laden with deciduous trees, and interspersed with rivers, ponds, and prairies. The first settlers to the area were of European descent settling the area in 1852. On April 5, 1858, Otsego Township was established. The area remained a township until 1990 when it was incorporated into the City of Otsego to more fully serve its residents and to manage growth. Otsego is located at the confluence of the Mississippi and Crow Rivers approximately thirty miles northwest of Minneapolis. The Mississippi River runs along the northern and eastern borders of the City and the Crow River runs along the southern border in the far eastern part of the City until it enters the Mississippi River. The City is located in the northeast corner of Wright County and covers an area of about 30.5 square miles. The State Demographer’s most recent population estimate was 18,130, compared with 6,389 from the 2000 US Census. Otsego is the fastest growing City in Wright County and outpaces growth in neighboring cities outside Wright County. The City operates under the “Optional Plan A” form of government as defined in Minnesota Statutes. Under this plan, the government of the City is directed by a City Council consisting of an elected mayor and four elected councilmembers at large. The City Council exercises legislative authority and determines all matters of policy. The City Council appoints personnel responsible for the proper administration of all affairs relating to the City. The mayor and councilmembers serve four year terms with two councilmembers elected to four year terms every two years. The mayor is also elected to a four year term. The City provides its residents and businesses a full range of municipal services consisting of the construction & maintenance of highways, streets, and other infrastructure, park facilities, recreational opportunities, and general administrative services. The City services also provide public utilities including water, sanitary sewer and storm water services accounted for in enterprise funds. Police protection has been provided for more than 25 years through an agreement with the Wright County Sheriff’s department which provides 48 hours of service each and every day. Fire suppression and emergency response services are provided through agreements with the neighboring cities of Albertville, Elk River and Rogers, with each agreement having geographical boundaries based upon response times. 2 City of Otsego│13400 90th Street NE, Otsego, MN 55330│Tel. (763) 441-4414 Fax (763) 441-9163 Financial planning and control for the City of Otsego are based on the annual Operating Budget and the multi-year Capital Improvement Plan. Under Minnesota Statutes, a preliminary property tax levy must be adopted by the City Council no later than September 30th of each year for the ensuing year’s collection. This establishes a maximum levy that may subsequently be lowered but may not be increased at time of final adoption. A ceiling on the increase of the annual property tax levy is established from time to time by the Minnesota Legislature. Such a limit was not in place for taxes payable 2020 and 2021. Effective establishment of this levy means that a preliminary operating budget must be prepared. The City Administrator, with the assistance of the Finance Director and management staff, prepares such a budget each year and presents it along with the preliminary levy for City Council review. The City Council is required to adopt a final tax levy and annual budget each December for the subsequent year, which begins on January 1. Departments may make transfers of appropriations within their department. However, transfers of budget appropriations between departments needs authorization of the City Administrator. The legal level of budgetary control is at the fund level, so any appropriation transfers between funds needs the approval of the City Council. In addition, a Capital Improvement Plan covering a ten year period is reviewed and revised during the annual budget process. This includes projects for which the City may issue debt and/or assess portions of the cost to adjacent or benefitting property owners. Because there are limited funds available each year and the City does not wish to issue excessive amounts of debt, these projects are reviewed and reprioritized each year. ECONOMIC CONDITION Otsego continues to experience strong residential and commercial growth due to its ideal location. The City is 30 miles from downtown Minneapolis, the center of the Twin Cities metropolitan area and has excellent transportation access with Interstate 94 and State Highway 101. The City maintains a Comprehensive Plan document for land use and development to manage and encourage growth. The residential growth can be expressed with the 403 new residential construction permits issued during 2020. The average number of new residential construction permits through the past five years is 286. The latest estimates from the State Demographer’s office show total households at 6,254 or a growth of 32 percent since 2010. The City is expecting for this trend in residential housing growth to continue into the future as well. There have been a number of builders continuing to develop properties and go through the final platting process. 3 City of Otsego│13400 90th Street NE, Otsego, MN 55330│Tel. (763) 441-4414 Fax (763) 441-9163 The taxable market value of property within the City increased $196 million (10.32 percent) to a total of $2,087,427,000 for taxes payable 2021. According to Wright County, for taxes payable 2020, there was approximately $98 million of value added for new residential and commercial / industrial development. The remaining portion of the growth would be due to market driven factors. The increased taxable value translates into increased tax capacity and has allowed the City to maintain or slightly decrease the property tax rate in seven consecutive years. The City’s tax rate for payable 2021 is 34.653. During 2020, the City approved a large commercial-industrial project within one of the City’s industrial parks. The project encompasses an approximate 54 acre site, will include more than 55 thousand square feet of office, shop, and warehousing space and will add a significant number of jobs in the City. Aligned with the City’s Strategic Plan of having diverse housing options, and currently under construction, The Village of Otsego Apartments and the Parkview Grand Apartments will provide continued expansion of multiple family housing choices for residents looking to call Otsego home. The first phases of these complexes include 170 market rate apartment units, with one, two- and three-bedroom options, with leasing expected to begin in the winter of 2021-2022. In 2020, Independent School District No. 728 initiated construction of the first middle school within the City. The new middle school will help serve the educational needs of the rapid residential growth occurring within the City. The City is working closely with School District officials on the project, with construction expected to be complete for the 2022-2023 school year. The City is committed to efforts in growing the commercial, retail and industrial sectors within the City to provide employment, services and tax base within the community. LONG-TERM FINANCIAL PLANNING The City has adopted and annually updates a ten-year Capital Improvement Plan (CIP) to facilitate the growth and maintenance of public infrastructure, community facilities and capital equipment. Projects in the CIP demonstrate the importance of developing long range financial planning strategies to facilitate the growth and prosperity of the City. The process assists with both short and long range financial planning needs by:  Prioritizing capital projects and equipment acquisitions  Estimating resource needs and related cash flows  Identifying adequate and sustainable funding sources 4 City of Otsego│13400 90th Street NE, Otsego, MN 55330│Tel. (763) 441-4414 Fax (763) 441-9163 MAJOR INITIATIVES With all of the growth that has been experienced in Otsego, the City has identified the need to expand our future planning, and has illustrated this by developing a Strategic Plan. Within this Plan, the City has developed a practical vision of what Otsego should be in three to five years. The following list outlines the City’s strategic directions with certain examples of initiatives that have been accomplished in 2020 or set as goals in 2021.  Positioning for Growth. o Completed a Utility Rate Study o Initiated design of West Wastewater Facility Expansion Project o Initiated a facility and space needs analysis for City Hall & Public Works  Empowering the Organization. o Commitment to an annual Strategic Planning process o Conducted an Employee Survey to gauge employee engagement o Implemented 1-on-1 Employee & Supervisor Meetings  Engaging Stakeholders. o Soil Improvements of City Owned Property for Development o Establish a Community Survey to Obtain Feedback from Residents o Participation in Legislative Focus Groups for Transportation RELEVANT FINANCIAL POLICIES The City Council has approved a fund balance policy that established the minimum fund balance requirements of the General Fund at forty-five percent of the subsequent year’s expenditures. The policy also includes the annual review of the fund balance reserves of all other funds and the criteria for the use of reserves. Reserve balances are reviewed annually as part of the budget/financial planning process and at the time the Capital Improvement Plan is approved by the City Council. Financial management staff of the City of Otsego have developed and implemented internal controls designed to protect the City’s assets from loss, abuse, theft or other misappropriation. These controls provide reasonable assurance of the safety of the City’s assets while recognizing that management estimates and judgements as to the cost of such controls are also important to deriving maximum benefit from these controls. Policies relating to investment of City funds, billing and collection of public utility charges, management of long term debt, purchasing, fund balances and general accounting procedures have been developed. In addition, goals and objectives have been established for internal and external financial reporting and for long-term financial planning strategies. 5 City of Otsego│13400 90th Street NE, Otsego, MN 55330│Tel. (763) 441-4414 Fax (763) 441-9163 FINANCIAL REPORTING AWARD The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Otsego for its 2019 Comprehensive Annual Financial Report (CAFR). The City first applied for this award in 2012, and has received the award every year since. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. The report must satisfy both accounting principles generally accepted in the United States and applicable federal, state and local legal requirements. A Certificate of Achievement is valid for a period of one year. It is expected that the 2020 report conforms to the Certificate of Achievement program requirements. It will be submitted to the GFOA to determine the City’s eligibility for another Certificate. ACKNOWLEDGEMENTS The preparation of this report would not have been possible without the expertise and dedication of the City’s staff. Further, the City Council’s support to promote and sustain the highest standards of professionalism in the financial management of the City of Otsego are acknowledged and appreciated. Respectfully submitted, Adam Flaherty City Administrator & Finance Director 6 CITY OF OTSEGO, MINNESOTA ELECTED OFFICIALS AND ADMINISTRATION ELECTED OFFICIALS Name Position Term Expires Jessica Stockamp Mayor December 31, 2020 Jason Warehime Council Member December 31, 2020 Corey Tanner Council Member December 31, 2020 Tina Goede Council Member December 31, 2022 Tom Darkenwald Council Member December 31, 2022 ADMINISTRATION Name Position Audra Etzel City Clerk Adam Flaherty City Administrator & Finance Director Kevin Lamson Street Operations Manager Ross Demant Parks & Recreation Director Kurt Neidermeier Public Utilities Manager David Kendall City Attorney Daniel Licht City Planner Ron Wagner City Engineer 7   Organizational Chart  Otsego Residents  City Council  City Administrator  Advisory Commissions    Planning  Parks and Recreation  Public Safety  Heritage Preservation  Public Safety     Police  Fire  Building Inspections  Professional Services     Planning  Engineering  Legal  Administrative Services     Finance  Utility Billing  Information Technology  Customer Service  City Clerk     Elections  Human Resources  Payroll  Public Works     Streets  Vehicle Fleet  City Buildings  Public Utilities    Water  Sanitary Sewer  Storm Water  Parks & Recreation     Parks & Trails  Recreation  Prairie Center  8 Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to City of Otsego Minnesota For its Comprehensive Annual Financial Report For the Fiscal Year Ended December 31, 2019 Executive Director/CEO 9 This page has been left blank intentionally. 10 Independent Auditor's Report Honorable Mayor and Members of the City Council City of Otsego Otsego, Minnesota Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business- type activities, each major fund, and the aggregate remaining fund information of the City of Otsego, Minnesota, as of and for the year ended December 31, 2020, and the related notes to financial statements, which collectively comprise the City's basic financial statements as listed in the Table of Contents. Management's Responsibility for the Financial Statements The City of Otsego’s management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatements, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the City's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. 11 Opinions In our opinion, the financial statements referred to in the first paragraph present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Otsego, Minnesota, as of December 31, 2020, and the respective changes in financial position and, where applicable, cash flows thereof and the respective budgeting comparison for the General Fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the Management's Discussion and Analysis, which follows this report letter, and Required Supplementary Information as listed in the Table of Contents be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board (GASB), who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the Required Supplementary Information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements. The introductory section, combining and individual fund financial statements and schedules and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund financial statements and schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual fund financial statements and schedules are fairly stated, in all material respects, in relation to the basic financial statements as a whole. 12 Other Matters (Continued) Other Information (Continued) The supplementary information contains prior year comparative information taken from the City's 2019 financial statements. We also have previously audited, in accordance with auditing standards generally accepted in the United States of America, the City's basic financial statements for the year ended December 31, 2019, which are not presented with the accompanying financial statements. In our report dated May 20, 2020, we expressed unmodified opinions on the respective financial statements of governmental activities, business type activities, each major fund, and the aggregate remaining fund information. In our opinion, the 2019 supplementary information is fairly stated in all material respects in relation to the basic financial statements for the year ended December 31, 2019, taken as a whole. The introductory section and statistical section have not been subjected to the auditing procedures applied in the audit of the basic financial statements, and accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated May 24, 2021, on our consideration of the City of Otsego's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City of Otsego's internal control over financial reporting and compliance. St. Cloud, Minnesota May 24, 2021 13 CITY OF OTSEGO, MINNESOTA MANAGEMENT'S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 As management of the City of Otsego, Minnesota, (the City), we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended December 31, 2020. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages 1-6 of this report. Financial Highlights • The assets and deferred outflows of resources of the City exceeded its liabilities and deferred inflows of resources at the close of the most recent fiscal year by $116,012,488 (net position). Of this amount, $37,380,503 (unrestricted net position) may be used to meet the City's ongoing obligations to citizens and creditors. • The City's total net position increased by $15,358,510 (15.26%) from the previous year. The net position of the governmental activities increased $4,892,984 (9.71%). The increase is primarily attributable to the investment in public assets and infrastructure by the City and housing developers in the community. This infrastructure consists of streets, trail systems and park additions. The business type activities increased $10,465,526 (20.82%) due to a combination of connection fees to the City's public utility system, and similar to the governmental activities, the investment in public assets and infrastructure. • As of the close of the current fiscal year, the City’s governmental funds reported combined ending fund balances of $19,110,873, which is an increase of $2,097,107 (12.33%) from the previous year. Of the total fund balance, the unassigned portion is $1,174,774, which is free from any internal or external constraints upon its use. • The General fund has a fund balance of $5,987,733 at the close of the current fiscal year. During 2020, the fund balance increased $1,667,923 (38.61%) from the previous year. The increase in fund balance can be attributed to license and permit, as well as intergovernmental revenues exceeding budget. In accordance with the City's fund balance policy, a transfer of $932,244 was made to the Capital Improvements, Trails Management, and City Buildings & Property Maintenance funds. That policy indicates that any fund balance exceeding 45% of the subsequent years budget will be transferred, and set aside for future capital expenditures. There is $334,946 (5.59%) of fund balance that is nonspendable, which is a combination of prepaid items and land held for resale. The remainin fund balance is either assigned, $242,785 (4.05%) or is unassigned, $5,410,002 (90.36%). • The City issued $2,950,000 of General Obligation Revenue Refunding bonded debt during the year to refund the 2010D and the 2011A bond issues to take advantage of lower interest rates, resulting in a decrease of future debt service payments. The City's total outstanding bonded debt decreased by $3,885,000 (16.36%) during the current fiscal year. 14 CITY OF OTSEGO, MINNESOTA MANAGEMENT'S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 Overview of the Financial Statements The discussion and analysis are intended to serve as an introduction to the City’s basic financial statements. The City's basic financial statements include three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-Wide Financial Statements: The government-wide financial statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private-sector business. The statement of net position presents information on all of the City’s assets, liabilities and deferred inflows/outflows of resources, with the difference reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the City's overall financial position is stable, improving or deteriorating. The statement of activities presents information showing how the City’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of the related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes, special assessments and earned but unused personal time off). Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include: general government, public safety, public works, culture & recreation, economic development, and interest on long-term debt. The business- type activities of the City include: water utility, sanitary sewer utility and storm water utility. The government-wide financial statements can be found on pages 28 through 29 of this report. Fund Financial Statements: A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. The funds of the City can be divided into two categories: governmental funds and proprietary funds. 15 CITY OF OTSEGO, MINNESOTA MANAGEMENT'S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 Governmental Funds: Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financial requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the City's near-term financial decisions. Both the governmental funds balance sheet and governmental funds statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains 23 individual governmental funds. Information is presented separately in the governmental funds balance sheet and in the governmental funds statement of revenues, expenditures, and changes in fund balances for the following: General fund, the Debt Service fund, the MSA Construction fund, the Capital Improvements fund, and the Development & Builder Escrows fund, which are considered to be major funds. Data from the remaining governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements or schedules, elsewhere in this report. The City adopts an annual appropriated budget for the General Fund, the Debt Service Fund, the Revolving Loan, Tax Increment District No. 1, Tax Increment District No. 3 special revenue funds. A budgetary comparison statement has been provided in the basic financial statements for the General fund. The basic governmental fund financial statements can be found on pages 30 through 37 of this report. Proprietary Funds: Proprietary funds provide similar information to the government-wide financial statements, but in more detail. The City maintains one type of proprietary fund. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses enterprise funds to account for its water, sanitary sewer and storm water utilities. All of the City's enterprise funds are considered to be major funds, and separate information is provided for each of them in the basic financial statements. The basic proprietary fund financial statements can be found on pages 38 through 40 of this report. Notes to the Financial Statements: The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found on pages 41 through 74 of this report. Other Information: In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information in relation to the City's net pension liability. The schedules can be found on pages 76 through 80 of this report. The combining statements referred to earlier in connection with nonmajor governmental funds are presented immediately following the required supplementary information. Combining statements can be found on pages 82 through 114 of this report. 16 CITY OF OTSEGO, MINNESOTA MANAGEMENT'S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 Government-wide Financial Analysis As noted earlier, net position may serve over time as a useful indicator of a government's financial position. In the case of the City, assets and deferred outflows of resources exceeded liabilities and deferred inflows of resources by $116,012,488 at the close of the most recent fiscal year. The largest portion of the City's net position ($71,186,563 or 61.36%) reflects its investment in capital assets, which includes: land, infrastructure, buildings, and machinery & equipment, less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. Increase Increase 2020 2019 (Decrease) 2020 2019 (Decrease) Current Assets 31,770,371$ 27,290,747$ 4,479,624$ 26,894,333$ 19,540,834$ 7,353,499$ Capital Assets 40,752,252 38,752,165 2,000,087 61,029,397 48,860,266 12,169,131 Total Assets 72,522,623 66,042,912 6,479,711 87,923,730 68,401,100 19,522,630 Deferred Outflows of Resources 193,838 115,522 78,316 54,113 29,860 24,253 Long-term Liabilities 6,009,043 7,079,876 (1,070,833) 22,268,031 15,442,116 6,825,915 Other Liabilities 7,755,864 5,245,641 2,510,223 4,967,557 2,679,487 2,288,070 Total Liabilities 13,764,907 12,325,517 1,439,390 27,235,588 18,121,603 9,113,985 Deferred Inflows of Resources 3,668,954 3,443,301 225,653 12,367 44,995 (32,628) Net Investment in Capital Assets 34,622,760 31,373,524 3,249,236 36,563,803 31,344,999 5,218,804 Restricted 7,445,422 7,658,124 (212,702) - - - Unrestricted 13,214,418 11,357,968 1,856,450 24,166,085 18,919,363 5,246,722 Total Net Position 55,282,600$ 50,389,616$ 4,892,984$ 60,729,888$ 50,264,362$ 10,465,526$ At the end of the current fiscal year, the City is able to report positive balances in all three categories of net position, both for the government as a whole, as well as for its separate governmental and business-type activities. A portion of the City’s net position (6.42%) represents resources that are subject to external restrictions on how they may be used. The unrestricted portion (32.22%) may be used to meet the City's ongoing obligations to citizens and creditors. The governmental activities experienced significant increases in both current and capital assets. The increase of current assets is due to increased cash and investment balances, with the General fund increasing as a result of the CARES Act stimulus funding, and the Development & Builder Escrows fund increased as a result of additional active development projects within the City. The increase in capital assets can be explained with projects such as Parkview Avenue & 88th Street Improvements, Pickleball Courts, Splash Pad, and fleet vehicles and equipment. The increase in liabilities is a net result, with long-term liabilities decreasing as a result of continued debt service payments, with current liabilities increasing in the Development & Builder Escrows fund due to active development projects. The assets of the business-type activities increased as a result of cash and investment balances from continued growth in development, which generates revenues such as water and sewer access fees. Additional current asset increases attributate to a due from other government balance for the 2020 PFA Note, and increased special assessments. The capital asset increases were attributable to ongoing investment in the utility system infrastructure. The long-term liabilities increased with the issuance of the 2020 PFA Note and the current liabilities increased with accounts payable balances for the ongoing infrastructure projects. CITY OF OTSEGO - SUMMARY OF NET POSITION Governmental Activities Business-type Activities 17 CITY OF OTSEGO, MINNESOTA MANAGEMENT'S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 Increase Increase 2020 2019 (Decrease) 2020 2019 (Decrease) Program Revenues Charges for Services 3,401,691$ 2,564,173$ 837,518$ 4,702,829$ 4,098,150$ 604,679$ Operating Grants and Contributions 366,461 319,332 47,129 2,157 - 2,157 Capital Grants and Contributions 3,212,230 3,361,497 (149,267) 9,214,377 6,543,224 2,671,153 General Revenues Property Taxes 7,170,868 6,681,989 488,879 32,000 30,000 2,000 Tax Increment 275,445 97,419 178,026 Franchise Taxes 132,137 137,510 (5,373) - - - Grants and Contributions not Restricted to Specific Programs 1,411,685 162,120 1,249,565 - - - Unrestricted Investment Earnings 625,964 754,079 (128,115) 688,236 748,799 (60,563) Other General Revenues - 47,362 (47,362) - - - Total Revenues 16,596,481 14,125,481 2,471,000 14,639,599 11,420,173 3,219,426 Expenses General Government 1,616,634 1,383,291 233,343 - - - Public Safety 2,683,103 2,411,751 271,352 - - - Public Works 4,967,363 3,387,481 1,579,882 - - - Culture and Recreation 1,151,569 1,177,721 (26,152) - - - Economic Development 889,173 741,705 147,468 - - - Interest on Long-term Debt 247,702 212,402 35,300 - - - Water Utility - - - 1,443,522 1,729,938 (286,416) Sanitary Sewer Utility - - - 2,739,519 2,600,436 139,083 Storm Water Utility - - - 138,985 123,163 15,822 Total Expenses 11,555,544 9,314,351 2,241,193 4,322,026 4,453,537 (131,511) Increase Before Transfers 5,040,937 4,811,130 229,807 10,317,573 6,966,636 3,350,937 Transfers 262,369 212,869 49,500 (262,369) (212,869) (49,500) Transfers - Capital Assets (410,322) (520,896) 110,574 410,322 520,896 (110,574) Change in Net Position 4,892,984 4,503,103 389,881 10,465,526 7,274,663 3,190,863 Net Position - January 1 50,389,616 45,886,513 4,503,103 50,264,362 42,989,699 7,274,663 Net Position - December 31 55,282,600$ 50,389,616$ 4,892,984$ 60,729,888$ 50,264,362$ 10,465,526$ CITY OF OTSEGO - CHANGES IN NET POSITION Governmental Activities Business-type Activities 18 CITY OF OTSEGO, MINNESOTA MANAGEMENT'S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 Governmental Activities Governmental activities resulted in an increase of the City's net position by $4,892,984. Key elements of this change is as follows: • Revenues increased $2,471,000 (17.49%) from the previous year; with the most notable increase within grants and contributions not restricted to specific programs which is specifically related to the CARES Act stimulus funding. Charges for services also increased, with offsetting decreases in capital grants and contributions, and unrestricted investment earnings. • Expenses increased $2,241,193 (24.06%) from the previous year. The most notable increase was within the public works, which was the result of local share contributions for two major Wright County road improvement projects. Increases were shown for all other governmental functions, with the exception of the culture and recreation function, which had decreased activity due to COVID-19. Below are specific graphs which provide comparisons of the governmental activities revenues and expenses: Charges for Services 20.50% Operating Grants 2.21% Capital Grants 19.35% Property Taxes 43.20% Tax Increment 1.66% Franchise Taxes 0.80% Unrestricted Grants &  Contributions 8.51% Investment Earnings 3.77% Revenues by Source - 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 General Government Public Safety Public Works Culture & Recreation Economic Development Interest on Long- Term Debt Function Expenses vs. Program Revenues Expense Program Revenue 19 CITY OF OTSEGO, MINNESOTA MANAGEMENT'S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 Business-type Activities Business-type activities resulted in an increase of net position by $10,465,526. Key elements of this change are as follows: • An increase was noted in revenues, $3,219,426 (28.19%), most significantly in capital grants and contributions, and represents a combination of utility system availability and connection fees, as well as capital asset contributions from developers. • Expenses decreased $131,511 (2.95%), attributable to services and other charges within the Water Utility fund. • Revenues exceeded expenses by $10,317,573 primarily the result of the continued residential growth within the City. This housing growth generates connection fees to the public utility system, which is used to retire debt service and for future capital costs. Below are specific graphs which provide comparisons of the business-type activities revenues and expenses: - 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 7,000,000 8,000,000 9,000,000 10,000,000 Water Utility Sanitary Sewer Utility Storm Water Utility Function Expenses vs. Program Revenues Expense Program Revenue Charges for Services 32.12% Capital Grants 62.95% Operating Grants 0.01% Property Taxes 0.22% Investment Earnings 4.70% Revenues by Source 20 CITY OF OTSEGO, MINNESOTA MANAGEMENT'S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 Financial Analysis of the Government's Funds Governmental Funds: The focus of the City's governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements. In particular, unassigned fund balance may serve as useful measure of a government's net resources available at the end of the fiscal year. At the end of the current fiscal year, the City's governmental funds reported combined ending fund balances of $19,110,873, which is an increase of $2,097,107 (12.33%) from the previous year. The unassigned fund balance, which is not subject to internal or external constraints upon its use, $1,174,774 (6.15% of total). Major Funds The General fund is the primary operating fund of the City. At the end of the current fiscal year, total fund balance is $5,987,733, an increase of $1,667,923 (38.61%). The increase in fund balance was largely the result of revenues exceeding expenditures by $2,398,372. Revenues were over budget by $2,944,725, with the two primary factors being that actual licenses and permits exceeded estimates from the budget process; and the CARES Act stimulus funding. Expenditures were in excess of budget, most significantly in the economic development function, the result of grants awarded to local businesses, made possible through the CARES Act stimulus funding. In accordance with the City's fund balance policy, a transfer out of $932,244 was made to the Capital Improvements, Trails Management, and City Buildings & Property Maintenance funds for future capital needs. As a measure of the General fund's liquidity, it may be useful to compare both unassigned and total fund balance, to total fund expenditures. The unassigned fund balance, which is $5,410,002, represents 81.26% of the current year General fund expenditures. Total General fund balance represents 89.94% of those same expenditures. The Debt Service fund has a total fund balance of $1,120,071 at the end of the year, a decrease of $427,779 (27.64%) from the previous year. The City retired $4,500,000 of principal on the outstanding bonded debt during 2020. The MSA Construction fund has a deficit fund balance of $4,235,228 and is the result of ongoing capital expenditures for the 85th Street and Maciver Avenue street extension project, which totaled $683,811 during the year. The fund balance deficit will be reduced over the next five years, as municipal-state-aid for construction revenue will reimburse the City for the project costs. The Capital Improvements fund has a fund balance of $1,514,242 at the end of the year, a decrease of $1,503,593 (49.82%) from the previous year. Expenditures for the year totaled $2,609,023, which were for the Parkview Avenue and 88th Street improvement project, as well as the local share contributions for two major Wright County road improvement projects. The Development & Builder Escrows fund has no fund balance at the end of the current fiscal year. The fund has assets in the amount of $5,667,316, all of which are cash and investment balances that offset the accounts and deposits payable within the fund. The revenues and expenditures in this fund correlate with the level of development activity within the City. Proprietary Funds: The City's proprietary funds provide the same type of information presented as business-type activities found in the government-wide financial statements, but in more detail. The enterprise funds have a combined ending net position of $60,729,888, an increase of $10,465,526 (20.82%). There are two components to net position in the enterprise funds, unrestricted ($24,166,085 or 39.79%) and net investment in capital assets ($36,563,803 or 60.21%). As a measure of liquidity, the unrestricted net position amounts to 628.78% of the current year operating expenses. Other factors concerning the finances of these funds have already been addressed in the discussion of the City's business-type activities. 21 CITY OF OTSEGO, MINNESOTA MANAGEMENT'S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 Below is a graph with comparative amounts for each fund balance component for fiscal years 2018, 2019 and 2020: The City's Unassigned fund balance is currently $1,174,774, and represents 6.15% of total governmental fund balance. The City also has four other components of fund balance, including Nonspendable (1.75%), Restricted (28.64%), Committed (2.54%) and Assigned (60.92%). • Nonspendable fund balance represents the amount of assets the City has invested in prepaid items and land assets held for resale. This fund balance component can largely fluctuate with the timing of certain payments (e.g. insurance premiums) and the net realizable value of the land assets being held by the City for future resale. • The City's restricted fund balance is the result of external constraints placed upon it. The source of that constraint includes debt service park development, and tax increments. The debt service component has decreased slightly over the past three years as the bonds payable balance has declined, while the park dedication component has increased due to revenues exceeding expenditures. • The committed fund balances are within the City's special revenue funds for Street Lighting and Revolving Loans. This fund balance component has stayed consistent over the past three years. • Assigned fund balances are primarily associated with the City's capital project funds. The fund balance in this component is the result of the City accumulating resources for future capital improvement projects and capital equipment purchases. A more detailed breakdown of the fund balance components can be found in the basic financial statements and accompanying financial statement footnotes. (2,000,000) - 2,000,000 4,000,000 6,000,000 8,000,000 10,000,000 12,000,000 14,000,000 Nonspendable Restricted Committed Assigned Unassigned Governmental Fund Balance Components 2018 2019 2020 22 CITY OF OTSEGO, MINNESOTA MANAGEMENT'S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 General Fund Budgetary Highlights During the year, there were no amendments to the General fund budget. The budgeted revenues and expenditures resulted in no change in fund balance. Actual results for the fiscal year were an increase of $1,667,923 (38.61%). The key elements of this change are as follows: • Actual revenues exceeded the budget by $2,944,725 (48.19%). The largest revenue variance was provided by licenses and permits, which were over budget by $1,446,569. The City projected 200 new residential construction permits when preparing the budget with actual results being 403 new residential construction permits. Another signicant variance was within intergovernmental, which exceeded the budget by $1,321,214 due to the CARES Act stimulus funding that was not budgeted. • Actual expenditures exceeded the budget by $344,653 (5.46%). The largest variance was within the economic development function and is the result of grants to local businesses, made possible with the CARES Act stimulus funding. The Building Safety department was the only other significant variance, which was over budget in services and other charges. • Transfers in exceeded the budget by $95. These transfers are from the Water and Sanitary Sewer utility funds, and are annual contributions to help manage the property tax levy. • Transfers out were not budgeted for during 2020. The actual transfer out of $932,244 is in accordance with the City's fund balance policy. That policy outlines that any General fund balance exceeding 45% of the subsequent year's expenditure budget will be transferred, and assigned for future capital items. The ending unassigned fund balance of the General fund ($5,410,002) represents 81.83% of the adopted 2021 budget. 23 CITY OF OTSEGO, MINNESOTA MANAGEMENT'S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 Capital Asset and Debt Administration Capital Assets: The City's investment in capital assets for its governmental and business-type activities at the end of the current year, amounts to $101,781,649 (net of accumulated depreciation). This investment in capital assets includes: land, buildings, street and utility infrastructure, parks equipment, trails, machinery and equipment and construction in progress. The City's investment in capital assets increased $14,169,218 (16.17%) from the previous year. Major capital asset events during the current year included the following: • The City updated its machinery & equipment fleet with several new pieces of equipment. The City maintains a ten-year capital improvement plan budget which schedules equipment and vehicle replacements and additions. • The Parkview Avenue and 88th Street improvement project was nearly completed during the year. The new road construction created access from CSAH 42 to the Parkview Retail commercial development. The project included new infrastructure including streets, water, sanitary sewer and storm water. • The City received contributed infrastructure from housing developers. These assets include: streets, trail systems, and public utility infrastructure. These assets are paid for and installed by the developer, are inspected by the City Engineer to City standards, and are later accepted by the City, who is responsible for future maintenance and replacement. • The City initiated the East Wastewater Treatment Facility Biosolids project that removes the long-term liquid storage from the facility by further processing the material into a dry matter, which can be removed from the site to landfills or distributed as fertilizer. • The City constructed Pickleball Courts within Prairie Park. The project included construction of four courts, with common spaces between the four courts for seating and shade. • The City made technological upgrades including updating and replacement of the City's server system, as well as audio-visual improvements to the Council Chambers to improve the experience and to accommodate electronic meetings during COVID-19. • The City completed the construction of Well No. 9 which increases the water production ability of the City, and also initiated the Water Tower No. 4 project, which includes watermain and construction of a 1.50 million gallon water storage tank. Increase Increase 2020 2019 (Decrease) 2020 2019 (Decrease) Land 4,278,161$ 3,840,461$ 437,700$ 703,695$ 631,739$ 71,956$ Construction in Progress 796,561 6,038,505 (5,241,944) 10,619,801 3,771,825 6,847,976 Buildings and Improvements 4,317,953 4,479,102 (161,149) 150,733 161,431 (10,698) Land Improvements 3,513,709 3,778,467 (264,758) - - - Machinery and Equipment 1,893,111 1,964,075 (70,964) 1,051,808 1,051,475 333 Infrastructure 25,952,757 18,651,555 7,301,202 48,503,360 43,243,796 5,259,564 40,752,252$ 38,752,165$ 2,000,087$ 61,029,397$ 48,860,266$ 12,169,131$ Additional information on the City’s capital assets can be found in Note 3 (B) on pages 54 through 55 of this report. (net of depreciation) Governmental Activities Business-type Activities CITY OF OTSEGO - CAPITAL ASSETS 24 CITY OF OTSEGO, MINNESOTA MANAGEMENT'S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 Long-Term Debt: At the end of the current year, the City had outstanding long-term bonded debt of $29,303,936. Increase Increase 2020 2019 (Decrease) 2020 2019 (Decrease) General Obligation Bonds 5,760,000$ 7,310,000$ (1,550,000)$ -$ -$ -$ Notes from Direct Borrowings - - - 9,438,936 - 9,438,936 General Obligation Revenue Bonds - - - 14,105,000 16,440,000 (2,335,000) Unamortized Premiums 369,492 68,641 300,851 921,658 1,075,267 (153,609) Compensated Absences 102,331 91,889 10,442 25,139 17,875 7,264 Total 6,231,823$ 7,470,530$ (1,238,707)$ 24,490,733$ 17,533,142$ 6,957,591$ Revenue streams for the repayment of the outstanding debt liabilities include: special assessments upon benefitting properties, fees from new connections to the water and sanitary sewer utility systems, and property tax levies. Should any of these sources of revenues prove inadequate, all outstanding bonds are backed by the full faith and credit of the City. During 2020, the City issued $2,950,00 of General Obligation Revenue Refunding Bonds to achieve interest savings from lower interest rates. The refunding resulted in a decrease of future debt service payments in the amount of $182,257, with a net present value cash flow savings in the amount of $177,619. The City made scheduled principal payments of $6,835,000, which provided a net reduction of $3,885.000 (16.36%) in the total outstanding long-term debt. The City's bond rating is AA+, with a stable outlook from Standard & Poor's Rating Services. State statutes limit the amount of general obligation debt a Minnesota city may issue to 3% of total Estimated Market Value. The current debt limitation for the City is $56,762,649, with $3,053,423 in debt outstanding that is applicable to the limit. Additional information on the City’s long-term debt can be found in Note 3 (E) on pages 58 through 62 of this report. CITY OF OTSEGO - OUTSTANDING DEBT Governmental Activities Business-type Activities 25 CITY OF OTSEGO, MINNESOTA MANAGEMENT'S DISCUSSION AND ANALYSIS DECEMBER 31, 2020 Economic Factors and Next Year's Budget and Rates The following economic factors were identified by the City as potentially having an impact on the financial future of the City, and were considered in preparation of the 2021 operating budgets and capital improvement plans. • The Taxable Market Value of real estate and personal property within the City increased 10.32% for taxes payable 2021. This increase is driven by both new construction within the City as well as market driven valuation increases. • New construction in the residential sector continues within the City. During 2020, the City issued 403 building permits for new residential construction. The City also continues to see builders final platting new developments for future years construction. • The City is initiating a project at the City's West Wastewater Treatment Facility. The project, first identified in the City's Master Sewer Plan, will provide for not only expansion of the facility, but will change the way the City completes the treatment processing within sanitary sewer operations. Construction of this facility will begin in the spring of 2022, with estimated completion in the winter of 2023 • The City has initiated the construction of Water Tower No. 4, which will be a 1.50 million gallon water storage tank located at the intersection of CSAH 38 and Macallister Avenue. This tower, identified in the City's Master Water Plan, will increase storage capacity of the water system to meet growing demand and to provide for ample storage in the event of fires within the City. • Over the past few years, the City has worked closely on a joint effort project between the City and Wright County. During 2021, the final phase of the CSAH 39 improvements will be completed. This roadway is the most heavily travelled non-state highway in the City and will address safety issues, rising traffic counts, public and private utility improvements, and additional pedestrian trail facilities. • The City continues to expand upon and make improvements to the Capital Improvement Plan (CIP). The adopted CIP for 2021 plans for capital purchasing ten years into the future. These long range planning efforts assure that the City is always looking into the future and that the City is adequately planning from a financial resources standpoint. Requests for Information This financial report is designed to provide a general overview of the City of Otsego's finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the: Finance Director, 13400 90th Street NE, Otsego, MN 55330. 26 This page has been left blank intentionally. 27 CITY OF OTSEGO, MINNESOTA STATEMENT OF NET POSITION DECEMBER 31, 2020 Governmental Business-Type Activities Activities Total ASSETS Cash and Investments 28,552,467$ 22,950,409$ 51,502,876$ Receivables Interest 99,453 - 99,453 Accounts 14,927 489,329 504,256 Taxes 141,715 - 141,715 Special Assessments 2,625,394 1,497,436 4,122,830 Due from Other Governments 1,469 1,907,996 1,909,465 Land Held for Resale 202,200 - 202,200 Prepaid Items 132,746 49,163 181,909 Capital Assets Nondepreciable 5,074,722 11,323,496 16,398,218 Depreciable, Net of Accumulated Depreciation 35,677,530 49,705,901 85,383,431 Total Assets 72,522,623 87,923,730 160,446,353 DEFERRED OUTFLOWS OF RESOURCES General Employees Retirement Plan Pension Resources 193,838 54,113 247,951 Total Deferred Outflows of Resources 193,838 54,113 247,951 LIABILITIES Accounts Payable 599,493 2,305,331 2,904,824 Deposits Payable 5,634,263 - 5,634,263 Due to Other Governments 64,989 31,556 96,545 Accrued Salaries Payable 32,163 8,028 40,191 Accrued Interest Payable 44,490 76,748 121,238 Compensated Absences Payable Due Within One Year 20,466 5,028 25,494 Due in More than One Year 81,865 20,111 101,976 Bonds Payable Due Within One Year 1,360,000 2,410,000 3,770,000 Due in More than One Year 4,769,492 12,616,658 17,386,150 Notes from Direct Borrowings Due Within One Year - 130,866 130,866 Due in More than One Year - 9,308,070 9,308,070 General Employees Retirement Plan Net Pension Payable Due in More than One Year 1,157,686 323,192 1,480,878 Total Liabilities 13,764,907 27,235,588 41,000,495 DEFERRED INFLOWS OF RESOURCES Grants for Subsequent Years 3,624,655 - 3,624,655 General Employees Retirement Plan Pension Resources 44,299 12,367 56,666 Total Deferred Inflows of Resources 3,668,954 12,367 3,681,321 NET POSITION Net Investment in Capital Assets 34,622,760 36,563,803 71,186,563 Restricted Debt Service 3,076,069 - 3,076,069 Tax Increment Financing 146,354 - 146,354 Park Development 4,222,999 - 4,222,999 Unrestricted 13,214,418 24,166,085 37,380,503 Total Net Position 55,282,600$ 60,729,888$ 116,012,488$ The notes to the financial statements are an integral part of this statement. 28 CITY OF OTSEGO, MINNESOTA STATEMENT OF ACTIVITIES FOR THE YEAR ENDED DECEMBER 31, 2020 Program Revenues Net (Expense) Revenue and Changes in Net Position Operating Capital Charges For Grants and Grants and Governmental Business-Type FUNCTIONS/PROGRAMS Expenses Services Contributions Contributions Activities Activities Total Government Activities General Government 1,616,634$ 651,770$ -$ -$ (964,864)$ -$ (964,864)$ Public Safety 2,683,103 2,552,748 78,522 - (51,833) - (51,833) Public Works 4,967,363 174,321 251,422 2,431,300 (2,110,320) - (2,110,320) Culture and Recreation 1,151,569 22,852 36,517 780,930 (311,270) - (311,270) Economic Development 889,173 - - - (889,173) - (889,173) Interest on Long-Term Debt 247,702 - - - (247,702) - (247,702) Total Government Activities 11,555,544 3,401,691 366,461 3,212,230 (4,575,162) - (4,575,162) Business-Type Activities Water Utility 1,443,522 2,108,577 524 2,459,771 - 3,125,350 3,125,350 Sanitary Sewer Utility 2,739,519 2,473,673 1,633 6,300,133 - 6,035,920 6,035,920 Storm Water Utility 138,985 120,579 - 454,473 - 436,067 436,067 Total Business-Type Activities 4,322,026 4,702,829 2,157 9,214,377 - 9,597,337 9,597,337 Total 15,877,570$ 8,104,520$ 368,618$ 12,426,607$ (4,575,162) 9,597,337 5,022,175 General Revenues Property Taxes 7,170,868 32,000 7,202,868 Tax Increments 275,445 - 275,445 Franchise Taxes 132,137 - 132,137 Grants and Contributions Not Restricted to Specific Programs 1,411,685 - 1,411,685 Unrestricted Investment Earnings 625,964 688,236 1,314,200 Transfers 262,369 (262,369) - Transfers - Capital Assets (410,322) 410,322 - Total General Revenues and Transfers 9,468,146 868,189 10,336,335 Change in Net Position 4,892,984 10,465,526 15,358,510 Net Position - January 1 50,389,616 50,264,362 100,653,978 Net Position - December 31 55,282,600$ 60,729,888$ 116,012,488$ The notes to the financial statements are an integral part of this statement. 29 CITY OF OTSEGO, MINNESOTA BALANCE SHEET GOVERNMENTAL FUNDS DECEMBER 31, 2020 Debt General Service ASSETS Cash and Investments 5,644,220$ 1,119,658$ Receivables Interest 99,453 - Accounts 13,000 - Taxes Current 60,284 - Delinquent 81,431 - Special Assessments Current 1,349 1,217 Deferred 6,898 1,999,522 Delinquent 515 966 Due from Other Governments 1,469 - Due from Other Funds - - Land Held for Resale 202,200 - Prepaid Items 132,746 - Total Assets 6,243,565 3,121,363 LIABILITIES Accounts Payable 105,890 804 Accrued Salaries Payable 32,163 - Deposits Payable - - Due to Other Governments 28,935 - Due to Other Funds - - Total Liabilities 166,988 804 DEFERRED INFLOWS OF RESOURCES Unavailable Revenue - Property Taxes 81,431 - Unavailable Revenue - Special Assessments 7,413 2,000,488 Grants for Subsequent Years - - Total Deferred Inflows of Resources 88,844 2,000,488 FUND BALANCES Nonspendable 334,946 - Restricted - 1,120,071 Committed - - Assigned 242,785 - Unassigned 5,410,002 - Total Fund Balances (Deficits) 5,987,733 1,120,071 Total Liabilities, Deferred Inflows of Resources and Fund Balances (Deficits) 6,243,565$ 3,121,363$ The notes to the financial statements are an integral part of this statement. 30 Development Other MSA Capital & Builder Nonmajor Total Construction Improvements Escrows Governmental Governmental -$ 1,288,097$ 5,667,316$ 14,833,176$ 28,552,467$ - - - - 99,453 - - - 1,927 14,927 - - - - 60,284 - - - - 81,431 - - - 324 2,890 - 298,675 - 313,542 2,618,637 - - - 2,386 3,867 - - - - 1,469 - 321,401 - - 321,401 - - - - 202,200 - - - - 132,746 - 1,908,173 5,667,316 15,151,355 32,091,772 289,172 59,202 33,053 111,372 599,493 - - - - 32,163 - - 5,634,263 - 5,634,263 - 36,054 - - 64,989 321,401 - - - 321,401 610,573 95,256 5,667,316 111,372 6,652,309 - - - - 81,431 - 298,675 - 315,928 2,622,504 3,624,655 - - - 3,624,655 3,624,655 298,675 - 315,928 6,328,590 - - - - 334,946 - - - 4,352,483 5,472,554 - - - 484,582 484,582 - 1,514,242 - 9,886,990 11,644,017 (4,235,228) - - - 1,174,774 (4,235,228) 1,514,242 - 14,724,055 19,110,873 -$ 1,908,173$ 5,667,316$ 15,151,355$ 32,091,772$ 31 CITY OF OTSEGO, MINNESOTA RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS TO THE STATEMENT OF NET POSITION DECEMBER 31, 2020 Fund Balances - Governmental Funds 19,110,873$ Amounts reported for the governmental activities within the statement of net position are different because: Capital assets used in governmental activities are not financial resources, and therefore, are not reported as assets in governmental funds. Cost of Capital Assets 56,911,974 Accumulated Depreciation (16,159,722) Long-term liabilities, including bonds payable, are not due and payable in the current period, and therefore, are not reported as liabilities in governmental funds. Bonds Payable (5,760,000) Unamortized Premium on Bonds Payable (369,492) Accrued Interest Payable (44,490) Compensated Absences Payable (102,331) GERF Pension Payable (1,157,686) Some receivables are not available soon enough to pay for the current period's expenditures, and therefore, are unavailable in governmental funds. Delinquent Property Taxes Receivable 81,431 Special Assessments Receivable 2,622,504 Deferred resources from pensions reported in governmental activities are not financial resources and are not payable in the current period, therefore are not reported in governmental funds. GERF Pension Deferred Outflows of Resources 193,838 GERF Pension Deferred Inflows of Resources (44,299) Total Net Position - Governmental Activities 55,282,600$ The notes to the financial statements are an integral part of this statement. 32 This page has been left blank intentionally. 33 CITY OF OTSEGO, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES (DEFICITS) GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Debt General Service REVENUES Property Taxes 4,497,723$ 746,758$ Tax Increments - - Franchise Taxes 132,137 - Licenses and Permits 2,532,789 - Intergovernmental 1,396,214 - Charges for Services 257,198 - Special Assessments 5,434 363,481 Fines and Forfeitures 19,959 - Investment Earnings (net) 177,948 - Miscellaneous 36,295 - Total Revenues 9,055,697 1,110,239 EXPENDITURES Current General Government 1,358,923 - Public Safety 2,667,435 - Public Works 1,204,664 - Culture and Recreation 695,747 - Economic Development 665,798 - Capital Outlay General Government 60,712 - Public Safety - - Public Works - - Culture and Recreation 4,046 - Debt Service Principal - 1,330,000 Interest - 222,250 Fiscal Agent Fees - 65,483 Total Expenditures 6,657,325 1,617,733 Excess (Deficiency) of Revenues Over (Under) Expenditures 2,398,372 (507,494) OTHER FINANCING SOURCES (USES) Transfers In 201,795 - Issuance of Refunding Debt - 2,950,000 Premium on Issuance of Debt - 312,200 Payment to Refunded Bond Escrow Agent - (3,170,000) Transfers Out (932,244) (12,485) Total Other Financing Sources (Uses)(730,449) 79,715 Net Change in Fund Balance 1,667,923 (427,779) Fund Balance (Deficit) - January 1 4,319,810 1,547,850 Fund Balance (Deficit) - December 31 5,987,733$ 1,120,071$ The notes to the financial statements are an integral part of this statement. 34 Development Other MSA Capital & Builder Nonmajor Total Construction Improvements Escrows Governmental Governmental -$ 318,000$ -$ 1,579,491$ 7,141,972$ - - - 275,445 275,445 - - - - 132,137 - - - - 2,532,789 754,264 - - 390,594 2,541,072 - - 530,661 1,207,082 1,994,941 - 52,023 - 36,668 457,606 - - - - 19,959 - 45,446 - 402,570 625,964 - 57,717 - 55,460 149,472 754,264 473,186 530,661 3,947,310 15,871,357 - - 120,933 - 1,479,856 - - - - 2,667,435 - - 409,728 26,500 1,640,892 - - - - 695,747 - - - 223,375 889,173 - 31,858 - 82,080 174,650 - - - 32,869 32,869 683,811 2,577,165 - 1,341,038 4,602,014 - - - 324,404 328,450 - - - - 1,330,000 - - - - 222,250 - - - - 65,483 683,811 2,609,023 530,661 2,030,266 14,128,819 70,453 (2,135,837) - 1,917,044 1,742,538 - 632,244 - 1,631,309 2,465,348 - - - - 2,950,000 - - - - 312,200 - - - - (3,170,000) - - - (1,258,250) (2,202,979) - 632,244 - 373,059 354,569 70,453 (1,503,593) - 2,290,103 2,097,107 (4,305,681) 3,017,835 - 12,433,952 17,013,766 (4,235,228)$ 1,514,242$ -$ 14,724,055$ 19,110,873$ 35 CITY OF OTSEGO, MINNESOTA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES (DEFICITS) OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED DECEMBER 31, 2020 Total Net Change in Fund Balances - Governmental Funds 2,097,107$ Amounts reported for governmental activities in the statement of activities are different because: Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives as depreciation. Capital Outlays 2,895,582 Depreciation Expense (1,689,471) Assets Contributed by Developers 1,204,854 Contributions of capital assets to the proprietary funds decrease net position in the statement of activities, but do not appear in the governmental funds because they are not financial resources.(410,322) In the statement of activities, only the gain on the sale of capital assets is reported. However, in the governmental funds, the proceeds from the sale increase financial resources. Thus the change in net position differs from the change in fund balance by the cost of the capital assets sold.(556) The issuance of long-term debt provides current financial resources to governmental funds, while the repayment of principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net position. Also, governmental funds report the effect of issuance costs, premiums, discounts, and similar items when the debt is first issued, whereas these amounts are deferred and amortized in the statement of activities. Principal Repayments 4,500,000 Issuance of Debt (2,950,000) Premium on Issuance of Debt (312,200) Interest on long-term debt in the statement of activities differs from the amount reported in the governmental funds because interest is recognized as an expenditure in the funds when it is due, and thus requires the use of current financial resources. In the statement of activities; however, interest expense is recognized as the interest accrues, regardless of when it is due.40,031 Certain revenues are recognized as soon as they are earned. Under the modified accrual basis of accounting, certain revenues cannot be recognized until they are available to liquidate liabilities of the current period. Property Taxes 28,896 Special Assessments (508,626) In the statement of activities, personnel expenses are recognized as they are accrued, however these expenses do not consume current financial resources, and under the modified accrual basis of accounting, are not reported in the governmental funds until they are due. Compensated Absences (10,442) GERF Pension 8,131 Change in Net Position - Governmental Activities 4,892,984$ The notes to the financial statements are an integral part of this statement. 36 CITY OF OTSEGO, MINNESOTA GENERAL FUND - STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2020 Variance with Final Budget - Budgeted Amounts Actual Over Original Final Amounts (Under) REVENUES Property Taxes 4,494,537$ 4,494,537$ 4,497,723$ 3,186$ Franchise Taxes 141,000 141,000 132,137 (8,863) Licenses and Permits 1,086,220 1,086,220 2,532,789 1,446,569 Intergovernmental 75,000 75,000 1,396,214 1,321,214 Charges for Services 202,615 202,615 257,198 54,583 Special Assessments 4,600 4,600 5,434 834 Fines and Forfeitures 24,000 24,000 19,959 (4,041) Investment Earnings (net) 83,000 83,000 177,948 94,948 Miscellaneous - - 36,295 36,295 Total Revenues 6,110,972 6,110,972 9,055,697 2,944,725 EXPENDITURES Current General Government 1,451,749 1,451,749 1,358,923 (92,826) Public Safety 2,609,518 2,609,518 2,667,435 57,917 Public Works 1,347,106 1,347,106 1,204,664 (142,442) Culture and Recreation 760,089 760,089 695,747 (64,342) Economic Development 125,460 125,460 665,798 540,338 Capital Outlay General Government 10,600 10,600 60,712 50,112 Public Works 3,450 3,450 - (3,450) Culture and Recreation 4,700 4,700 4,046 (654) Total Expenditures 6,312,672 6,312,672 6,657,325 344,653 Excess (Deficiency) of Revenues Over (Under) Expenditures (201,700) (201,700) 2,398,372 2,600,072 OTHER FINANCING SOURCES (USES) Transfers In 201,700 201,700 201,795 95 Transfers Out - - (932,244) (932,244) Total Other Financing Sources (Uses)201,700 201,700 (730,449) (932,149) Net Change in Fund Balance - - 1,667,923 1,667,923 Fund Balance - January 1 4,319,810 4,319,810 4,319,810 - Fund Balance - December 31 4,319,810$ 4,319,810$ 5,987,733$ 1,667,923$ The notes to the financial statements are an integral part of this statement. 37 CITY OF OTSEGO, MINNESOTA STATEMENT OF NET POSITION PROPRIETARY FUNDS DECEMBER 31, 2020 Sanitary Storm Water Sewer Water Total Utility Utility Utility Enterprise ASSETS Current Assets Cash and Cash Equivalents 7,902,926$ 14,622,021$ 425,462$ 22,950,409$ Receivables Accounts 161,089 320,531 7,709 489,329 Special Assessments Current - - 776 776 Delinquent - - 256 256 Due from Other Governments - 1,907,996 - 1,907,996 Prepaid Items 11,544 37,619 - 49,163 Total Current Assets 8,075,559 16,888,167 434,203 25,397,929 Noncurrent Assets Special Assessments Deferred 409,710 1,047,975 38,719 1,496,404 Capital Assets Land 170,178 533,517 - 703,695 Buildings and Building Improvements 109,096 68,508 - 177,604 Machinery and Equipment 441,840 1,180,147 - 1,621,987 Infrastructure 25,008,736 37,729,989 5,039,029 67,777,754 Construction in Progress 601,005 9,871,387 147,409 10,619,801 Total Capital Assets 26,330,855 49,383,548 5,186,438 80,900,841 Less: Accumulated Depreciation (6,900,483) (12,594,643) (376,318) (19,871,444) Net Capital Assets 19,430,372 36,788,905 4,810,120 61,029,397 Total Noncurrent Assets 19,840,082 37,836,880 4,848,839 62,525,801 Total Assets 27,915,641 54,725,047 5,283,042 87,923,730 DEFERRED OUTFLOWS OF RESOURCES General Employees Retirement Plan Pension Resources 13,539 40,574 - 54,113 Total Deferred Outflows of Resources 13,539 40,574 - 54,113 LIABILITIES Current Liabilities Accounts Payable 55,493 2,246,921 2,917 2,305,331 Due to Other Governments 15,142 16,414 - 31,556 Accrued Salaries Payable 2,007 6,021 - 8,028 Accrued Interest Payable 15,632 61,116 - 76,748 Bonds Payable 867,600 1,542,400 - 2,410,000 Notes from Direct Borrowings - 130,866 - 130,866 Compensated Absences Payable 1,257 3,771 - 5,028 Total Current Liabilities 957,131 4,007,509 2,917 4,967,557 Noncurrent Liabilities Bonds Payable (net)4,541,997 8,074,661 - 12,616,658 Notes from Direct Borrowings - 9,308,070 - 9,308,070 Compensated Absences Payable 5,028 15,083 - 20,111 General Employees Retirement Plan Net Pension Payable 80,864 242,328 - 323,192 Total Noncurrent Liabilities 4,627,889 17,640,142 - 22,268,031 Total Liabilities 5,585,020 21,647,651 2,917 27,235,588 DEFERRED INFLOWS OF RESOURCES General Employees Retirement Plan Pension Resources 3,094 9,273 - 12,367 Total Deferred Inflows of Resources 3,094 9,273 - 12,367 NET POSITION Net Investment in Capital Assets 14,020,775 17,732,908 4,810,120 36,563,803 Unrestricted 8,320,291 15,375,789 470,005 24,166,085 Total Net Position 22,341,066$ 33,108,697$ 5,280,125$ 60,729,888$ The notes to the financial statements are an integral part of this statement. 38 CITY OF OTSEGO, MINNESOTA STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN NET POSITION PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Sanitary Storm Water Sewer Water Total Utility Utility Utility Enterprise OPERATING REVENUES Charges for Services 2,013,487$ 2,469,354$ 120,579$ 4,603,420$ OPERATING EXPENSES Personal Services 138,533 415,340 12,945 566,818 Supplies 248,379 173,168 3,930 425,477 Insurance 10,514 35,245 - 45,759 Utilities 101,787 250,260 - 352,047 Services and Other Charges 161,691 514,639 26,540 702,870 Depreciation 628,728 1,026,089 95,570 1,750,387 Total Operating Expenses 1,289,632 2,414,741 138,985 3,843,358 Operating Income (Loss) 723,855 54,613 (18,406) 760,062 NONOPERATING REVENUES (EXPENSES) Antenna Rental 80,068 - - 80,068 Intergovernmental 524 1,633 - 2,157 Property Taxes - - 32,000 32,000 Investment Earnings (net) 271,279 404,206 12,751 688,236 Miscellaneous Revenue 15,022 4,319 - 19,341 Interest and Fiscal Agent Fees (153,890) (324,778) - (478,668) Total Nonoperating Revenues (Expenses) 213,003 85,380 44,751 343,134 Income Before Capital Contributions and Transfers 936,858 139,993 26,345 1,103,196 Connection Fees 1,857,643 5,570,535 - 7,428,178 Capital Contributions - Developer Assets 602,128 729,598 454,473 1,786,199 Capital Contributions - Governmental Funds 143,529 100,745 166,048 410,322 Transfers Out (62,564) (164,067) (35,738) (262,369) Change in Net Position 3,477,594 6,376,804 611,128 10,465,526 Net Position - January 1 18,863,472 26,731,893 4,668,997 50,264,362 Net Position - December 31 22,341,066$ 33,108,697$ 5,280,125$ 60,729,888$ The notes to the financial statements are an integral part of this statement. 39 CITY OF OTSEGO, MINNESOTA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Sanitary Storm Water Sewer Water Total Utility Utility Utility Enterprise CASH FLOWS FROM OPERATING ACTIVITIES Receipts from Customers and Users 2,022,679$ 2,478,539$ 124,293$ 4,625,511$ Other Operating Receipts 105,614 5,952 - 111,566 Payments to Suppliers (491,500) (976,319) (27,606) (1,495,425) Payments to Employees (130,801) (392,374) (12,945) (536,120) Net Cash Flows Provided by Operating Activities 1,505,992 1,115,798 83,742 2,705,532 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Property Taxes - - 32,000 32,000 Principal Paid on Revenue Bonds (840,600) (1,494,400) - (2,335,000) Interest Paid on Revenue Bonds (210,867) (392,745) - (603,612) Transfers Out (62,564) (164,067) (35,738) (262,369) Net Cash Flows Provided (Used) by Noncapital Financing Activities (1,114,031) (2,051,212) (3,738) (3,168,981) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition and Construction of Capital Assets (2,702,167) (7,009,682) - (9,711,849) Note Proceeds from Direct Borrowings - 7,546,308 - 7,546,308 Connection Fees 1,664,275 4,792,831 - 6,457,106 Net Cash Flows Provided (Used) by Capital and Related Financing Activities (1,037,892) 5,329,457 - 4,291,565 CASH FLOWS FROM INVESTING ACTIVITIES Interest on Investments 271,279 404,206 12,751 688,236 Net Increase (Decrease) in Cash and Cash Equivalents (374,652) 4,798,249 92,755 4,516,352 Cash and Cash Equivalents - January 1 8,277,578 9,823,772 332,707 18,434,057 Cash and Cash Equivalents - December 31 7,902,926$ 14,622,021$ 425,462$ 22,950,409$ RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH FLOWS PROVIDED BY OPERATING ACTIVITIES Operating Income (Loss) 723,855$ 54,613$ (18,406)$ 760,062$ Adjustments to Reconcile Operating Income (Loss) to Net Cash Flows Provided by Operating Activities: Depreciation 628,728 1,026,089 95,570 1,750,387 GERF Pension Activity 4,748 14,014 - 18,762 Other Income Related to Operations 95,614 5,952 - 101,566 (Increase) Decrease in Assets & Deferred Outflows of Resources: Accounts Receivable 2,351 5,556 1,085 8,992 Special Assessments 6,841 - 2,629 9,470 Due from Other Governments 10,000 3,629 - 13,629 Prepaid Items (1,293) (4,245) - (5,538) Increase (Decrease) in Liabilities & Deferred Inflows of Resources Accounts Payable 26,819 (15,176) 2,864 14,507 Due to Other Governments 5,345 16,414 - 21,759 Accrued Salaries Payable 1,168 3,504 - 4,672 Compensated Absences Payable 1,816 5,448 - 7,264 Net Cash Flows Provided by Operating Activities 1,505,992$ 1,115,798$ 83,742$ 2,705,532$ NONCASH FINANCING ACTIVITIES Amortization of Premium on Bonds Payable 55,299$ 98,310$ -$ 153,609$ Acquisition of Capital Assets on Account 17,813$ 2,216,405$ -$ 2,234,218$ Contribution of Capital Assets - Developer 602,128$ 729,598$ 454,473$ 1,786,199$ Contribution of Capital Assets - Governmental Funds 143,529$ 100,745$ 166,048$ 410,322$ The notes to the financial statements are an integral part of this statement. 40 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 NOTE 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. REPORTING ENTITY The City of Otsego, Minnesota (the City) was incorporated in 1990 after being an established township since 1858. The City operates under the "Optional Plan A" form of government, as defined in Minnesota statutes. The governing body of the City (City Council) consists of an elected Mayor, and four elected Council members, all of which are elected at-large and serve four year staggered terms. The City Council exercises legislative authority and determines all matters of policy. The financial statements of the City have been prepared in accordance with accounting principles generally accepted in the United States of America (GAAP), as applied to governmental units by the Governmental Accounting Standards Board (GASB). The City includes all funds, organizations, institutions, agencies, departments, boards, and offices that are not legally separate from the City. Component units are legally separate organizations for which the elected officials of the City are financially accountable and are included within the basic financial statements of the City because of the significance of their operational or financial relationships with the City. The City is considered financially accountable for a component unit if it appoints a voting majority of the organization's governing body and is able to impose its will on the organization by significantly influencing the programs, projects, activities, or level of services performed or provided by the organization, or there is a potential for the organization to provide specific financial benefits to, or impose specific financial burdens on, the City. Blended component units, although legally separate, are, in substance, part of the government’s operations. A blended component unit is reported as if it were a fund of the City throughout the year. It is included at both the government-wide and fund financial reporting levels. A description of the City’s blended component unit follows: The City of Otsego Economic Development Authority (EDA) – The EDA is a legal entity separate from the City. Although legally separate, the EDA is reported as if it were part of the primary government because the Board of Commissioners is made up of the Mayor and four Council members and the City has operational responsibility over the EDA. It is this criterion that results in the EDA being reported as a blended component unit within the primary government, although there is currently no financial activity for the EDA. Separate financial statements would not be prepared for the EDA, even if there was financial activity. 41 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 B. GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS The government-wide financial statements (i.e., the statement of net position and the statement of activities) report information on all activities of the City and its component units. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or business-type activity and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or business-type activity. Taxes and other items not included among program revenues are reported instead as general revenues . Separate financial statements are provided for governmental funds and proprietary funds. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C. MEASUREMENT FOCUS, BASIS OF ACCOUNTING, AND FINANCIAL STATEMENT PRESENTATION The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting , as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes and special assessments are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting . Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 60 days of the end of the current fiscal year. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, compensated absences, as well as expenditures related to claims and judgements, are recorded only when payment is due. Property taxes, special assessments, intergovernmental revenues, charges for services and interest associated with the current fiscal year are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal year. Only the portion of special assessments receivable due within the current fiscal year is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the City. 42 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 The City reports the following major governmental funds: General Fund - This is the City's primary operating fund, and accounts for all of the general financial resources of the City, except those required to be accounted for in another fund. Most of the current day-to-day operations of the City are financed from this fund. Debt Service Fund - This fund is used to account for the collection of property taxes, special assessments and other resources which are used to repay the principal and interest on debt issued for various improvements in the City. Municipal State-Aid for Construction Fund - This fund was established to account for the State allotment of construction aid. The source of the State funding is provided for through collection of gasoline taxes. The funds accumulated are used on transportation related construction projects. Capital Improvements Fund - This fund was established to accumulate resources that may be used to internally finance future City projects. Development and Builder Escrows Fund - This fund was established to receipt funds and to account for the expenditure of such funds, for costs associated within residential, commercial and industrial developments in the City. The City reports the following major enterprise funds: Water Utility Fund - This fund accounts for the operations of the public water utility system. The resources accumulated are primarily from system user charges and system connection fees. The accumulated funds are then used to pay for the operational costs of pumping and distributing water to the system customers. The fund also accumulates resources to finance certain capital improvements and to pay the debt service associated with the water utility. Sanitary Sewer Utility Fund - This fund accounts for the operations of the public sewer utility system. The resources accumulated are primarily from system user charges and system connection fees. The accumulated funds are then used to pay for the operational costs of collection and treatment of sewage from the system. The fund also accumulates resources to finance certain capital improvements and to pay the debt service associated with the sewer utility. Storm Water Utility Fund - This fund accounts for the operations of the storm water collection system. The resources accumulated are primarily from system user charges and property taxes. The accumulated funds are then used to pay for the operational costs of collection and treatment of surface water runoff that does not require treatment. 43 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 As a general rule, the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are transactions that would be treated as revenues, expenditures or expenses if they involved external organizations, such as buying goods and services or payments in lieu of taxes. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the enterprise funds are charges to customers for sales and services. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenue and expenses. D. DEPOSITS AND INVESTMENTS The City's cash and cash equivalents are considered to be cash on hand, demand deposits and investments with a maturity of three months or less when from the date of acquisition. All of the deposits and investments allocated to the proprietary funds are considered to meet this criteria. Cash balances from all funds are pooled and invested, to the extent available, in certificates of deposit and other authorized investments. Earnings from such investments are allocated on the basis of applicable participation by each of the funds. Minnesota statute §118A.04 governs the investment of public funds and outlines the allowable investment types. The City's investment policy is more restrictive than statute, and authorizes the City to invest in the following: a] Securities which are direct obligations or are guaranteed or insured issues of the United States, its agencies, its instrumentalities, or organizations created by an act of Congress. b] Shares of investment companies registered under the Federal Securities Act of 1940, and received the highest credit rating and is rated in one of the two highest categories by at least one nationally recognized statistical rating agency. c] Obligations of any state or local government with taxing powers rated "A" for general obligations or with a rating of "AA" or better for revenue backed obligations, with the ratings being provided by a national bond rating service. d] Commercial paper issued by a United States corporation or their Canadian subsidiaries that is rated in the highest quality by at least two nationally recognized rating agencies. e] Time deposits that are fully insured by the Federal Deposit Insurance Corporation. Certain investments for the City are reported at fair value as disclosed in Note 3 (A). The City categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The hierarchy is based on the valuation inputs used to measure the fair value of the asset. Level 1 inputs are quoted prices in active markets for identical assets; Level 2 inputs are significant other observable inputs; and Level 3 inputs are significant unobservable inputs. In accordance with Governmental Accounting Standards Board (GASB) Statement No. 79, the Minnesota Municipal Investment Pool (4M) securities are valued at amortized cost, which approximates fair value. There are no restrictions or limitations on withdrawals from the 4M Liquid Asset Fund. 44 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 E. RECEIVABLES AND PAYABLES Accounts Receivable Receivables include amounts billed for services provided by the City before year-end. Receivables within the enterprise funds do include unbilled charges for services provided from the middle of December to the end of the year, as the City bills for those services mid-month. The City currently has not established an allowance for doubtful accounts for either trade or utility charge receivables. The City annually certifies unpaid trade and utility charge receivable to Wright County for collection in the following year, and is the primary factor in reporting the receivables at a gross amount, rather than net of allowance. Property Taxes The City Council annually adopts a property tax levy and certifies it to Wright County in December. The County allocates this levy across taxable properties in the City based on valuations assessed in the prior year. These taxes become an enforceable lien against the property on January 1st, and are recorded as receivables by the City as of that date. Tax statements are generated and mailed by the County to the respective taxpayers, with half of the total due on May 15th and the second half due on October 15th. The County is also the collecting agency, and remits the amounts collected to the City with primary settlements in June and December, and a minor settlement in January. Property taxes that are unpaid as of December 31st, are then classified as delinquent. Delinquent taxes receivable include the past six years of uncollected taxes and are fully offset by a deferred inflow of resources for those collections not received within 60 days of year-end in the governmental fund financial statements. Special Assessments Special assessments represent the financing for public improvements paid for by benefiting property owners. These assessments are recorded as receivables upon certification to the County. Special assessments have been offset by a deferred inflow of resources for those collections not received within 60 days after year end in the governmental fund financial statements. Interfund Receivables and Payables During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. Short-term interfund loans are classified as “due to/from other funds.” All short-term interfund receivables and payables at December 31, 2020 are planned to be eliminated in 2021. Long-term interfund loans are classified as “advances to/from other funds.” Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as "internal balances". F. PREPAID ITEMS Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. Prepaid items are reported using the consumption method and recorded as expenditures/expenses at the time of consumption rather than when purchased. G. ASSETS HELD FOR RESALE Assets held for resale represent various parcels of land that are currently owned by the City with the intent to sell in the future to create economic development activity within the City. The assets are reported at their net realizable value in the General fund. During the year ended December 31, 2020, management has reviewed the reported values of the assets. 45 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 H. CAPITAL ASSETS Capital assets, which include property, plant, equipment, infrastructure assets (e.g., roads, bridges, sidewalks, and similar items) and intangible assets such as easements and computer software, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements and the proprietary fund financial statements. Capital assets are defined by the City as assets with an initial, individual cost in excess of the amounts in the table below and with an estimated useful life in excess of three years. All land assets are recorded by the City with no assigned cost threshold. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at acquisition value at the date of donation. Infrastructure $ 100,000 Buildings and Building Improvements 50,000 Land Improvements 25,000 Machinery and Equipment 5,000 The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed . For the year ended December 31, 2020 no interest was capitalized in connection with construction in progress. Capital assets of the City, are depreciated using the straight line method over the following estimated useful lives: Infrastructure 25 - 40 years Buildings and Building Improvements 10 - 40 years Land Improvements 5 - 20 years Machinery and Equipment 3 - 15 years I. DEFERRED OUTFLOWS OF RESOURCES In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period(s) and so will not be recognized as an outflow of resources (expense/expenditure) until then. The City presents deferred outflows of resources on the Statement of Net Position for deferred outflows of resources related to pensions for various estimate differences that will be amortized and recognized over future years. J. COMPENSATED ABSENCES It is the City's policy to permit employees to accumulate earned but unused personal time-off (PTO) benefits. All PTO pay is accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental fund financial statements only if they have matured, for example, as a result of an employee retirement or resignation. The General fund is typically used to liquidate the compensated absences payable for governmental activities. 46 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 K. LONG TERM OBLIGATIONS In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts are amortized over the life of the bonds using the straight line method. Bonds payable are reported net of the applicable bond premium or discount. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. L. PENSIONS For purposes of measuring the net pension liability, deferred outflows of resources, deferred inflows of resources, and pension expense, information about the fiduciary net position of the Public Employees Retirement Association (PERA) and additions to or deductions from PERA's fiduciary net position have been determined on the same basis as they are reported by PERA except that PERA's fiscal year end is June 30. For this purpose, plan contributions are recognized as of employer payroll paid dates and benefit payments and refunds are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. The General fund is typically used to liquidate the net pension liability for governmental activities. The Water Utility and Sanitary Sewer Utility funds would be used to liquidate the net pension liability for business-type activities. M. POSTEMPLOYMENT BENEFITS OTHER THAN PENSIONS In June 2015, the Governmental Accounting Standards Board (GASB) issued Statement No. 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions. The primary objective of this Statement was to improve accounting and financial reporting for postemployment benefits other than pensions (OPEB). The City has no plans that would result in an OPEB liability and, therefore, the City anticipates it will not incur any future explicit or implicit OPEB costs for its employees, and therefore, no liability will be recorded. N. DEFERRED INFLOWS OF RESOURCES In addition to liabilities, statements of financial position or balance sheets will sometimes report a separate section for deferred inflows of resources. This separate financial statement element represents an acquisition of net position that applies to future periods and so will not be recognized as an inflow of resources (revenue) until that time. The City has two types of items which qualify for reporting in this category. One item, unavailable revenue, which arises only under a modified accrual basis of accounting, therefore, is reported only in the governmental funds Balance Sheet. The governmental funds report unavailable revenue from sources such as: property taxes and special assessments not collected within 60 days of year-end. The statement of net position and governmental funds also report deferred inflows of grants for subsequent years due to timing requirements not being met at year-end. These amounts are deferred and recognized as an inflow of resources in the period the amounts become available. The second item presented by the City are deferred inflows of resources on the Statement of Net Position for deferred inflows of resources related to pensions for various estimate differences that will be amortized and recognized over future years. 47 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 O. FUND EQUITY Fund equity in the fund financial statements is classified as fund balance for governmental funds and net position for proprietary funds. Fund equity in the government-wide financial statements is classified as net position for both governmental and business-type activities. Fund Balance – In the fund financial statements, governmental funds report fund balance in classifications that disclose restraints for which amounts in those funds can be spent. These classifications are as follows: Nonspendable – consists of amounts that are not in spendable form or are required to be maintained intact. Restricted – consists of amounts related to externally imposed constraints established by creditors, grantors or contributors; or constraints imposed by state statutory provisions. Committed – consists of internally imposed constraints. These constraints are imposed by formal action (resolution) of the City Council, which is the highest level of decision making authority. Assigned – consists of internally imposed constraints. These constraints reflect the specific purpose for which it is the City’s intended use. These constraints are established by the City Council or, pursuant to council resolution, the City Administrator or the Finance Director. Unassigned – is the residual classification for the General fund and also reflects negative residual amounts in other funds. When committed, assigned, or unassigned resources are available for an allowable use, it is the City’s policy to use resources in the following order; 1) committed, 2) assigned, and 3) unassigned. The City has formally adopted a fund balance policy for the General Fund. The policy establishes a year-end target fund balance amount of 45% of the next year’s operating budget for cash flow needs. Net Position – Net position represents the difference between assets, deferred outflows of resources, liabilities and deferred inflows of resources. Net position can be displayed in the three following classifications: Net Investment in Capital Assets – consists of capital assets, net of accumulated depreciation, and further reduced by the outstanding balance of any long-term debt used to build or acquire the respective capital assets. Restricted – reported when there are limitations of use through external restrictions imposed by creditors, grantors, or laws and regulations of other governments. Unrestricted – all remaining net position is reported in this classification. When both restricted and unrestricted net position are available for an allowable use, it is the government’s policy to use restricted resources first, then unrestricted resources as they are needed. 48 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 P. USE OF ESTIMATES The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America (GAAP), requires management to make estimates and assumptions that affect amounts reported in the financial statements and accompanying notes. Actual results could differ from such estimates. Q. BUDGETARY INFORMATION An annual budget is adopted on a basis consistent with accounting principles generally accepted in the United States of America (GAAP) for the General fund, the Debt Service fund, and the Revolving Loan, Tax Increment District No. 1, and Tax Increment District No. 3 special revenue funds. All annual appropriations lapse at year-end. The City does not use encumbrance accounting. In June of each year, General fund departments submit requests for appropriations to the City Administrator so that a budget may be prepared. The requested budget appropriations are presented and reviewed with the City Council. The proposed General fund budget and preliminary property tax levy must be certified to Wright County prior to September 30. The City Council holds public hearings and a final budget is adopted in early December, with the final property tax levy required to be certified to Wright County prior to the end of December. The appropriated budget is prepared by fund and department. The City's department heads are authorized to make transfers of budgeted appropriations within a department. Any transfers of appropriations between a department needs authorization of the City Administrator. The legal level of budgetary control is at the fund level, so any appropriations transfers between funds needs needs the approval of the City Council. There were no transfers of budgeted appropriations or budget amendments during the year. 49 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 NOTE 2 STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY A. EXCESS OF EXPENDITURES OVER APPROPRIATIONS Budgetary control for governmental funds is established by each fund's total appropriations. Expenditures exceeded appropriations in the following funds for the year ending December 31, 2020: Appropriations Expenditures Major Governmental Funds: General 6,312,672$ 6,657,325$ The variance with the budget in the General fund was impacted by the COVID-19 pandemic which resulted in the City having expenditures in excess of the budget within the Public Safety, Economic Development and General Government Capital Outlay functions. The variance for these expenditures were offset by additional intergovernmental revenue from the Coronavirus Relief Fund which was establised by the CARES Act. B. DEFICIT FUND EQUITY Deficit fund equity exists at December 31, 2020 in the following fund: Major Governmental Funds: Capital Project Funds MSA Construction 4,235,228$ The deficit is being funded through internal borrowing. The MSA Construction fund deficit will be repaid with State-Aid funding from 2021 through 2025, which has been advanced to the City for the 85th Street and Maciver Avenue street extension project. 50 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 NOTE 3 DETAILED NOTES ON ALL FUNDS A. DEPOSITS AND INVESTMENTS In accordance with Minnesota Statutes, the City maintains deposits at only those depository banks authorized by the City Council. All such depositories are members of the Federal Reserve System. Minnesota Statutes require that all City deposits with financial institutions be protected by federal deposit insurance, corporate surety bonds or collateral. The market value of collateral pledged must equal 110% of the deposits not covered by insurance or bonds. Minnesota Statutes require that all securities pledged as collateral be placed in safekeeping in a restricted account at the Federal Reserve Bank, or in an account at a trust department of a commercial bank or other financial institution that is not owned or controlled by the financial institution furnishing the collateral. At year-end, the City's carrying amount of deposits was $1,507,704, and a bank balance of $1,680,424. Custodial credit risk for the City's deposits would arise in the event of a bank failure, where the City's deposits may not be returned to it. As of year-end, the City's bank balance was not exposed to custodial credit risk because it was insured and fully collateralized with securities held by the pledging financial institution's trust department or agent in the City's name. As of December 31, 2020 the City had the following investments: Fair Value < 1 1 - 3 3 - 5 Negotiable Certificates of Deposit 22,538,819$ 4,240,674$ 14,299,150$ 3,998,995$ U.S. Government Agency Securities 11,446,908 3,466,190 5,699,463 2,281,255 Municipal Bonds 4,045,424 3,025,231 1,020,193 - External Investment Pool 10,968,543 10,968,543 - - Brokered Money Market Accounts 994,878 994,878 - - Total 49,994,572$ 22,695,516$ 21,018,806$ 6,280,250$ The external investment pool and brokered money market investments are valued at amortized cost. All of the remaining City investments have recurring fair value measurements using a matrix pricing model (level 2 inputs). Investment Maturities (In Years) Investment Type 51 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 As of December 31, 2020, the City's investments in U.S. Government Agency Securities and Municipal Bonds carried the following ratings as well as their respective concentration percentage when compared to the total investment portfolio. An indication of "NR" in the ratings below mean that the respective rating organization has not provided a rating on the respective investment. Moody's S & P Fair Portfolio Rating Rating Value Concentration % U.S. Government Agency Securities Federal Farm Credit Bank (FFCB) Aaa AA+ 3,763,795$ 7.53% Federal Home Loan Bank (FHLB) Aaa AA+ 4,188,465 8.38% Federal Home Loan Mortgage Corporation (FHLMC) Aaa AA+ 900,763 1.80% Federal National Mortgage Association (FNMA) Aaa AA+ 2,593,885 5.19% Total 11,446,908$ 22.90% Municipal Bonds Swift County, Minnesota NR AA- 325,390 0.65% City of Oklahoma City, Oklahoma Aaa AAA 501,950 1.00% State of California Aa2 AA- 501,555 1.00% Pinckney School District, Michigan NR AA 175,576 0.35% Milan School District, Michigan NR AA 508,020 1.02% State of Connecticut A1 A 503,855 1.01% Milwaukee County, Wisconsin Aa2 AA 508,885 1.02% City of Bloomington, Minnesota NR AAA 161,358 0.32% City of Minneapolis, Minnesota NR AAA 858,835 1.72% Total 4,045,424$ 8.09% The following is a summary of total deposits and investments as of December 31, 2020 and presented in the basic financial statements in the Statement of Net Position: Deposits 1,507,704$ Investments 49,994,572 Petty Cash and Change Funds 600 Total 51,502,876$ Investment Type 52 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 Interest Rate Risk – This is the risk that the market values of the securities in the City's investment portfolio would decrease due to changes in market interest rates. The City identifies interest rate risk within the second and fourth objectives of the City's investment policy, which are liquidity and return on investment. The City attempts to limit its exposure to interest rate risk by keeping the investment portfolio sufficiently liquid to meet cash flow requirements, while still attempting to obtain a reasonable return on investment. The City also addresses interest rate risk by attempting to create proportions in the maturities of the City's investment portfolio which places longer term investments higher on the yield curve than those shorter term investments. Credit Risk – This is the risk that an issuer or other counterparty to an investment will not fulfill its obligations. Minnesota Statutes limits allowable investments to those that are in the top two ratings issued by nationally recognized statistical rating organizations. The City's investment policy also addresses credit risk by further limiting investments to the list provided within Note 1-D. Concentration of Credit Risk – This is the risk of loss attributed to the magnitude of the City's investment in any single issuer. The first objective of the City's investment policy is safety. To obtain this objective, diversification is to be considered in the type of investment, maturity and the issuer of the respective investments. Each of the City's certificates of deposit are purchased in amounts not exceeding federal deposit insurance. The tables above outline the concentrations of the City's other investment types, including U.S. Government Agency Securities and Municipal Bonds. More than 5 percent of the City's investments are in Federal Farm Credit Bank (FFCB), Federal Home Loan Bank (FHLB), Federal National Mortgage Assocation (FNMA) and the Minnesota Municipal Investment Pool (4M). These investments are 7.53 percent, 8.38 percent, 5.19 percent, and 21.94 percent respectively, of the City's total investments. Custodial Credit Risk – This is the risk that in the event of the failure of a counterparty to an investment, the City will not be able to recover the value of an investment or collateral securities that are in possession of an outside party. In accordance with the City's investment policy, all investment securities shall be held by a single safekeeping agent in the name of the City. 53 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 B. CAPITAL ASSETS Capital asset activity for the year ended December 31, 2020 was as follows: Beginning Ending Balance Increases Decreases Balance Governmental Activities: Capital Assets, not Being Depreciated: Land 3,840,461$ 437,700$ -$ 4,278,161$ Construction in Progress 6,038,505 1,024,211 (6,266,155) 796,561 Total Capital Assets, not Being Depreciated 9,878,966 1,461,911 (6,266,155) 5,074,722 Capital Assets, Being Depreciated: Buildings and Building Improvements 6,562,050 - - 6,562,050 Land Improvements 6,661,527 - - 6,661,527 Machinery and Equipment 4,042,601 267,422 (33,332) 4,276,691 Infrastructure 26,110,048 8,226,936 - 34,336,984 Total Capital Assets, Being Depreciated 43,376,226 8,494,358 (33,332) 51,837,252 Less Accumulated Depreciation for: Buildings and Building Improvements 2,082,948 161,149 - 2,244,097 Land Improvements 2,883,060 264,758 - 3,147,818 Machinery and Equipment 2,078,526 337,830 (32,776) 2,383,580 Infrastructure 7,458,493 925,734 - 8,384,227 Total Accumulated Depreciation 14,503,027 1,689,471 (32,776) 16,159,722 Total Capital Assets Being Depreciated - Net 28,873,199 6,804,887 (556) 35,677,530 Governmental Activities Capital Assets - Net 38,752,165$ 8,266,798$ (6,266,711)$ 40,752,252$ Depreciation expense was charged to the functions of the City as follows: Governmental Activities: General Government 24,946$ Public Safety 5,750 Public Works 1,258,329 Culture and Recreation 400,446 Total Depreciation Expense - Governmental Activities 1,689,471$ 54 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 Beginning Ending Balance Increases Decreases Balance Business-type Activities: Capital Assets, not Being Depreciated: Land 631,739$ 71,956$ -$ 703,695$ Construction in progress 3,771,825 10,320,440 (3,472,464) 10,619,801 Total Capital Assets, not Being Depreciated 4,403,564 10,392,396 (3,472,464) 11,323,496 Capital Assets, Being Depreciated: Buildings and Building Improvements 177,604 - - 177,604 Machinery and Equipment 1,491,270 130,717 - 1,621,987 Infrastructure 60,908,885 6,868,869 - 67,777,754 Total Capital Assets, Being Depreciated 62,577,759 6,999,586 - 69,577,345 Less Accumulated Depreciation for: Buildings and Building Improvements 16,173 10,698 - 26,871 Machinery and Equipment 439,795 130,384 - 570,179 Infrastructure 17,665,089 1,609,305 - 19,274,394 Total Accumulated Depreciation 18,121,057 1,750,387 - 19,871,444 Total Capital Assets Being Depreciated - Net 44,456,702 5,249,199 - 49,705,901 Business-type Activities Capital Assets - Net 48,860,266$ 15,641,595$ (3,472,464)$ 61,029,397$ Depreciation expense was charged to the functions of the City as follows: Business-type Activities: Water Utility 628,728$ Sanitary Sewer Utility 1,026,089 Storm Water Utility 95,570 Total Depreciation Expense - Business-type Activities 1,750,387$ 55 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 C. CONSTRUCTION COMMITMENTS At December 31, 2020 the City had construction project contracts in progress. The commitments related to remaining contract balances are summarized as follows: Contract Remaining Amount Commitment Water Utility 70th Street Trunk Watermain to Tower No. 4 362,843 6,590 Sanitary Sewer Utility East WWTF Biosolids Building 13,962,271$ 6,166,347$ Lift Station No. 7 223,115 9,935 Total 14,185,386 6,176,282 Capital Improvements Parkview Avenue & 88th Street 881,162 54,068 Park Development Prairie Park Pickleball Courts 151,223 9,478 Total 15,580,614$ 6,246,418$ D. INTERFUND BALANCES AND TRANSFERS At December 31, 2020, the composition of balances for due to/from other funds of the City were as follows: Due from Due to Other Funds Other Funds Major Governmental Funds: Capital Improvements 321,401$ -$ MSA Construction - 321,401 Total 321,401$ 321,401$ Interfund due to/from balances are representative of lending/borrowing arrangements to cover deficit cash balances at the end of the fiscal year. The balance in the Municipal State-Aid for Construction fund will be repaid with State-Aid funding for the 85th Street and Maciver Avenue extension projects. Fund Fund & Project 56 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 Transfers between funds made during the year ended December 31, 2020 were as follows: Transfer In Transfer Out Major Governmental Funds: General 201,795$ 932,244$ Debt Service - 12,485 Capital Improvments 632,244 - Nonmajor Governmental Funds: Pavement Management 1,111,482 - Trails Management 200,000 - Park Development - 79,253 Parks Capital Equipment 80,000 - Community Facilities 79,253 80,000 Collector Streets - 1,071,128 Odean Improvements - 5,075 Slabtown Improvements - 22,794 Kadler Avenue Improvements 60,574 - City Buildings & Property Maintenance 100,000 - Total Governmental Funds 2,465,348 2,202,979 Major Proprietary Funds: Water Utility - 62,564 Sanitary Sewer Utility - 164,067 Storm Water - 35,738 Total Proprietary Funds - 262,369 Total All Funds 2,465,348$ 2,465,348$ Interfund transfers allow the City to allocate financial resources to the funds that receive benefit from services provided by another fund or to provide additional capital and infrastructure funding. In addition, interfund transfers are occasionally authorized to allow redistribution of resources between funds for the most efficient use of funds. In 2020, the following transfers were made between funds: • The General fund transferred $632,244 to the Capital Improvements fund; $200,000 to the Trails Management fund; and $100,000 to the City Buildings & Property Maintenance fund. These transfers were in accordance with the City's fund balance policy, where any balance exceeding the minimum fund balance is set aside for future capital items. • The Water Utility and Sanitary Sewer Utility funds transferred $50,449 and $151,346 respectively to the General fund as an annual contribution to help manage the property tax levy. • The Water Utility, Sanitary Sewer Utility, and Storm Water Utility funds transferred $12,115, $12,720, and $35,738 respectively to the Kadler Avenue Improvements fund to contribute a portion of the project costs. • The remainder of the interfund transfers were to close out funds that no longer serve a purpose. Fund 57 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 E. LONG-TERM DEBT Governmental Activities The City issued general obligation bonds to provide funding for the acquisition and construction of major capital facilities and construction of infrastructure in the governmental activities. General obligation bonds have also been issued to refinance general obligation improvement bonds, which were originally intended to be fully repaid with collections of special assessments. All long-term indebtedness outstanding is backed by the full faith and credit of the City. Bonds in the governmental activities will be retired with future property tax levies and collections of special assessments. In the event that a deficiency exists because of unpaid or delinquent taxes or special assessments at the time a debt service payment is due, the City must provide resources to cover the deficiency until other resources are available. At the end of the current year, there are $3,121,363 of assets accumulated in the debt service funds for future debt service. Included within those accumulated assets, there are $966 of delinquent special assessments receivable, of which collection is uncertain. Final Interest Issue Maturity Original Payable Rates Date Date Issue 12/31/20 General Obligation Bonds: Refunding Bonds, Series 2010B 2.00 - 3.00% 11/30/2010 12/1/2021 3,705,000$ 480,000$ Refunding Bonds, Series 2012A 2.00% 3/14/2012 12/1/2021 1,400,000 195,000 Improvement Bonds, Series 2018A 3.00 - 3.13% 7/11/2018 2/1/2034 2,305,000 2,135,000 Refunding Bonds 2020A 1.03 - 1.11% 11/17/2020 2/1/2028 2,950,000 2,950,000 Total - Bonded Indebtedness 10,360,000$ 5,760,000 Other Liabilities: Unamortized Premium on Issuance of Bonds 369,492 Compensated Absences Payable 102,331 Total Governmental Activities 6,231,823$ 58 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 Annual debt service requirements to maturity for governmental activities long-term indebtedness are as follows: Principal Interest 1,360,000$ 153,062$ 660,000 144,431 685,000 119,406 460,000 98,406 480,000 81,556 1,845,000 159,231 270,000 17,147 5,760,000$ 773,239$ In November 2020, the City issued $2,950,000 of General Obligation Improvement Refunding Bond, Series 2020A for the current refunding of the General Obligation Improvement Refunding Bond, Series 2010D and the General Obligation Improvement Crossover Refunding Bond, Series 2011A. The refunding was done to take advantage of lower interest rates. The refunding resulted in a decrease of future debt service payments of $182,257. The net present value cash flow savings from this transaction was $177,619. 2026 - 2030 General Obligation Bonds 2023 2024 2025 Year Ending December 31 2021 2022 Governmental Activities 2031 - 2034 Total 59 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 Business-type Activities The City issued general obligation bonds to provide funding for the acquisition and construction of major capital facilities and construction of infrastructure in the business-type activities. All long-term indebtedness outstanding is backed by the full faith and credit of the City. Bonds in the business-type activities will be retired with the net revenues of the Water and Sanitary Sewer funds. (Net revenues are defined as the excess of gross revenues and earnings over the normal, reasonable and current costs of operating and maintenance). In the event that a deficiency exists because of inadequate net revenues at the time a debt service payment is due, the City must provide resources to cover the deficiency until other resources are available. At the end of the current year, the Water and Sanitary Sewer funds provided net revenues of $8,206,646, which accounts for a debt-service coverage ratio of 279.27%. Final Interest Maturity Original Payable Rates Date Date Issue 12/31/20 General Obligation Bonds: Revenue Bonds, Series 2010C 2.00 - 5.00% 11/30/2010 12/1/2026 21,300,000$ 10,580,000$ Revenue Bonds, Series 2019A 4.00 - 4.00% 12/19/2019 12/1/2026 3,525,000 3,525,000 Note from Direct Borrowing: G.O. PFA Revenue Note, 2020 1.16% 4/27/2020 8/20/1940 17,199,866 9,438,936 Sub-Total 42,024,866$ 23,543,936 Other Liabilities: Unamortized Premium on Issuance of Bonds 921,658 Compensated Absences Payable 25,139 Total Business-type Activities 24,490,733$ 60 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 Annual debt service requirements to maturity for business-type activities long-term indebtedness are as follows: Principal Interest Principal Interest 2,410,000$ 521,050$ 130,866$ 136,699$ 2,550,000 400,550 808,000 198,171 2,650,000 322,775 817,000 188,790 2,165,000 239,300 827,000 179,305 2,125,000 164,363 837,000 169,703 2,205,000 83,880 4,330,000 700,547 - - 4,588,000 443,258 - - 4,862,000 170,655 14,105,000$ 1,731,918$ 17,199,866$ 2,187,128$ In April 2020, the City issued $17,199,866 of General Obligation PFA Revenue Note, Series 2020 for the purpose of financing the eligible projects costs of the Clean Water State Revolving Fund project to construct a Biosolids Building at the East Wastewater Treatment Facility. The aggregate principal amount of the loan disbursed and outstanding will bear interest at the rate of 1.16 percent per annum accruing from and after the date of the Note, which is April 27, 2020, through the date on which no principal of the loan remains unpaid and all accrued interest and servicing fees have been paid. The annual debt service requirements to maturity presented are based on the final projected costs and debt authorized by the Minnesota Public Facilities Authority. The balance of the debt represents costs incurred through December 31, 2020. Interest will be payable beginning on February 20, 2021, with regular interest and principal payments every six months thereafter on a semi-annual basis. This is projected to continue until August 20, 2040, if all amounts are disbursed as projected, and all payments are made on a timely basis. 2026 - 2030 2036 - 2040 Business-type Activities General Obligation Bonds Total Business-type Activities 2022 2023 2024 2025 Year Ending Note from Direct Borrowing December 31 2021 2031 - 2035 61 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 Changes in Long-Term Liabilities Long-term liability activity for the year ended December 31, 2020 was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental Activities: General Obligation Bonds 7,310,000$ 2,950,000$ (4,500,000)$ 5,760,000$ 1,360,000$ Unamortized Bond Premium 68,641 312,200 (11,349) 369,492 - Compensated Absences 91,889 128,802 (118,360) 102,331 20,466 Total - Governmental 7,470,530 3,391,002 (4,629,709) 6,231,823 1,380,466 Business-type Activities: General Obligation Bonds 16,440,000 - (2,335,000) 14,105,000 2,410,000 Notes from Direct Borrowings - 9,438,936 - 9,438,936 130,866 Unamortized Bond Premium 1,075,267 - (153,609) 921,658 - Compensated Absences 17,875 33,433 (26,169) 25,139 5,028 Total - Business-type 17,533,142 9,472,369 (2,514,778) 24,490,733 2,545,894 Grand Total Long-Term Liabilities 25,003,672$ 12,863,371$ (7,144,487)$ 30,722,556$ 3,926,360$ The General fund is typically used to liquidate the compensated absences payable for governmental activities. F. CONDUIT DEBT OBLIGATIONS Conduit debt obligations are certain limited-obligation revenue bonds or similar instruments issued for the express purpose of providing capital financing for a specific third party. The City has issued various revenue bonds to provide funding to private sector entities for projects deemed to be in the public interest. Although these bonds bear the name of the City, the City has no obligation for such debt. Accordingly, the bonds are not reported as liabilities in the financial statements of the City. As of December 31, 2020, the City's conduit debt consisted of the following: Guardian Angels Senior Services Revenue Bonds, Series 2017 29,320,000$ Guardian Angels Senior Services Revenue Refunding Bonds, Series 2017A 9,420,000 Revenue Refunding Bonds, Series 2017B 5,730,000 Kaleidoscope Charter School Revenue Bonds, Series 2014A 14,705,000 62 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 G. TAX ABATEMENTS The City has entered into certain agreements for economic development purposes to either attract new businesses or retain existing business operations within the City. The authority for the City to enter into such agreements comes from Minnesota Statute §469. The City further has an established Business Subsidy Policy that provides evaluation criteria for any business subsidy requests. As of December 31, 2020, the City has entered into two types of agreements. Property Tax Abatements For the year ended December 31, 2020, the City abated property taxes totaling $54,985. Details of each agreement and the abatement for the current year are as follows: • The City has entered into a tax abatement agreement with Duke Realty for land acquisition costs paid by the developer that ultimately allowed for the City to construct street infrastructure within the Gateway North industrial park. The agreement outlines that 50 percent of taxes payable in 2016-2022 will be abated by the City, to a maximum value of $340,000. The abatement amounted to $54,985 in the current year. • The City has entered into a tax abatement agreement with Wright County in order to finance the cost of Parkview Avenue and 88th Street improvements which facilitated the Parkview Retail development. The agreement outlines that the City will use tax abatement financing in an amount not to exceed $950,000 to reimburse the costs of the public improvements. Wright County will use tax abatement financing in an amount not to exceed $400,000 to reimburse the City for a portion of the costs of the public improvements. This abatement will begin with taxes payable 2022. 63 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 Tax Increment Financing For the year ended December 31, 2020, the Tax Increment Financing Districts within the City generated increment in the amount of $275,445 and payments to the developers in the amount of $163,565. Details of each agreement are as follows: • Tax Increment Financing District No. 1 was established in 2015 for the purpose of promoting industrial development on a parcel owned by the City which had been obtained through the tax forfeiture process. The parcel would not have been developed but-for tax increment financing given the existing special assessments and the extraordinary amount of soil improvements. Under the agreement, up to $694,487 of costs incurred by the developer will be reimbursed through a tax increment revenue note, payable beginning in 2018 and concluding in 2027. Payments on the tax increment revenue note are only made to the extent of increment generated by the district. For 2020, this tax increment financing district generated increment in the amount of $98,016 and payments to the developer in the amount of $87,946. • Tax Increment Financing District No. 3 was established in 2017 for the purpose of facilitating the development of a 142 unit senior housing facility, consisting of independent living, assisted living and memory care. The tax increment district is a housing district, and is intended for occupancy, in part, by persons or families of low and moderate income. In order to qualify as a housing district, the senior housing facility is required to provide at least 20% of the residential units to persons whose incomes do not exceed 50% of the County median income. By providing the affordable housing, the City believes that such a project was in the best interests of the City and its residents and agreed to reimburse the developer the lesser of $2,389,400 or the costs of the site improvements actually incurred. The reimbursements will be made through a tax increment revenue note, payable beginning in 2020 and concluding in 2047. Payments of the tax increment revenue note are only made to the extent of increment generated by the district. For 2020, this tax increment financing district generated increment in the amount of $168,042 and payments to the developer in the amount of $75,619. • Tax Increment Financing District No. 4 was established in 2018 for the purpose of facilitating the redevelopment of an existing site including the decommissioning of a private wastewater treatment facility. The redevelopment of this site will facilitate the construction of 164 units of market-rate multifamily housing, a mini-storage facility, and will create shovel ready sites for approximately 15,000 square feet of future commercial retail development. The City determined this development will ultimately preserve and enhance the tax base, redevelop sub-standard areas and provide employment opportunities within the City that would not reasonably be expected to occur solely through private investment within the forseeable future. Under the agreement, up to $3,359,685 of costs incurred by the developer will be reimbursed through a tax increment revenue note, payable beginning in 2021 and concluding in 2046. Payments on the tax increment revenue note are only made to the extent of increment generated by the district. For 2020, this tax increment financing district generated increment in the amount of $9,387. 64 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 H. FUND EQUITY Net position reported in the government-wide statement of net position at December 31, 2020 include the following: Governmental Activities Net Investment in Capital Assets: Cost of Capital Assets 56,911,974$ Less: Accumulated Depreciation (16,159,722) Less: Related Long-Term Debt Outstanding (6,129,492) Total Net Investment in Capital Assets 34,622,760 Restricted for Tax Increment Financing 146,354 Restricted for Debt Service Fund Balance - Governmental Fund Financial Statements 1,120,071 Add: Unavailable Revenue - Special Assessments 2,000,488 Less: Accrued Interest Payable (44,490) Total Restricted for Debt Service 3,076,069 Restricted for Park Development Fund Balance - Governmental Fund Financial Statements 4,206,129 Add: Unavailable Revenue - Special Assessments 16,870 Total Restricted for Park Development 4,222,999 Unrestricted 13,214,418 Total Governmental Activities Net position 55,282,600$ Business-type Activities Net Investment in Capital Assets: Cost of Capital Assets 80,900,841$ Less: Accumulated Depreciation (19,871,444) Less: Related Long-Term Debt Outstanding (24,465,594) Total Net Investment in Capital Assets 36,563,803 Unrestricted 24,166,085 Total Business-type Activities Net Position 60,729,888$ 65 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 Aggregated funds balances reported in the governmental funds balance sheet at December 31, 2020 include the following: Governmental Funds Nonspendable Restricted Committed Assigned General Fund Prepaid Items 132,746$ -$ -$ -$ Assets Held for Resale 202,200 - - - Insurance Deductibles - - - 214,743 Educational Programs - - - 28,042 Debt Service Debt Service - 1,120,071 - - Capital Improvements City Buildings & Infrastructure - - - 1,514,242 Nonmajor Governmental Funds Park Development - 4,206,129 - - Street Light Replacement - 99,193 Business Development Loans - - 385,389 - Tax Increment Financing - 146,354 - - City Buildings & Infrastructure - - - 9,282,191 City Parks - - - 604,799 Total Fund Balances 334,946$ 5,472,554$ 484,582$ 11,644,017$ 66 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 NOTE 4 RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions and natural disasters. Property and casualty insurance is provided through the League of Minnesota Cities Insurance Trust (LMCIT), a public entity risk pool currently operating as a common risk management and insurance program. The City pays an annual premium to the LMCIT for its insurance coverage. The LMCIT is self-sustaining through member premiums and reinsures through commercial companies for excess claims. The City is covered through the pool for any claims incurred but unreported, however, retains risk for the deductible portions of the insurance policies. The amount of those deductibles is considered immaterial to the financial statements. Workers’ compensation coverage is provided through a pooled self-insurance program through the LMCIT. The respective insurance policy is retrospectively rated. With this type of coverage, final premiums are determined after loss experience is known. The amount of premium adjustment, if any, is considered immaterial and not recorded until received or paid. This coverage is not subject to a deductible. There were no significant reductions in insurance from the previous year or settlements in excess of insurance coverage for any of the past three years. The City is subject to certain legal claims in the normal course of business. Management does not expect the resolution of these claims will have a material impact on the City’s financial condition or results of operations. 67 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 NOTE 5 PENSION PLAN Public Employee's Retirement Association A. PLAN DESCRIPTION The City participates in the following cost-sharing multiple-employer defined benefit pension plan administered by the Public Employees Retirement Association of Minnesota (PERA). PERA's defined benefit pension plans are established and administered in accordance with Minnesota Statutes, Chapters 353 and 356. PERA's defined benefit pension plans are tax qualified plans under Section 401(a) of the Internal Revenue Code. General Employees Retirement Plan All full-time and certain part-time employees of the City are covered by the General Employees Plan. General Employees Plan members belong to the Coordinated Plan. Coordinated Plan members are covered by Social Security. B. BENEFITS PROVIDED PERA provides retirement, disability, and death benefits. Benefit provisions are established by state statute and can only be modified by the state Legislature. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. General Employees Plan Benefits Benefits are based on a member's highest average salary for any five successive years of allowable service, age, and years of credit at termination or service. Two methods are used to compute benefits for PERA's Coordinated Plan members. The retiring member, if hired prior to July 1, 1989, receives the higher of a step-rate benefit accrual formula (Method 1) or level accrual formula (Method 2), which is used for members hired after June 30, 1989. Under Method 1, the accrual rate for a Coordinated Plan member is 1.2 percent for each of the first ten years of service and 1.7 percent for each additional year. Under Method 2, the accrual rate for Coordinated members is 1.7 percent for all years of service. For members hired prior to July 1, 1989, a full annuity is available when age plus years of service equal 90 and normal retirement age is 65. For members hired on or after July 1, 1989, normal retirement age is the age for unreduced Social Security benefits capped at 66. Benefit increases are provided to benefit recipients each January. Beginning in 2019, the postretirement increase is equal to 50 percent of the cost-of-living adjustment (COLA) announced by the SSA, with a minimum increase of at least 1 percent and a maximum of 1.5 percent. Recipients that have been receiving the annuity or benefit for at least a full year as of the June 30 before the effective date of the increase will receive the full increase. For recipients receiving the annuity or benefit for at least one month but less than a full year as of the June 30 before the effective date of the increase will receive a reduced prorated increase. For members retiring on January 1, 2024, or later, the increase will be delayed until normal retirement age (age 65 if hired prior to July 1, 1989, or age 66 for individuals hired on or after July 1, 1989). Members retiring under Rule of 90 are exempt for the delay to normal retirement. 68 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 C. CONTRIBUTIONS Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. Contribution rates can only be modified by the state Legislature. General Employees Fund Contributions Coordinated Plan members were required to contribute 6.5 percent of their annual covered salary in fiscal year 2020 and the City was required to contribute 7.5 percent for Coordinated Plan members. The City's contributions to the General Employees Fund for years ended December 31, 2020, 2019 and 2018 were $133,158, $120,583, and $110,473. The City's contributions were equal to the required contributions as set by state statute. D. PENSION COSTS General Employees Fund Pension Costs At December 31, 2020, the City reported a liability of $1,480,878 for its proportionate share of the General Employees Fund's net pension liability. The City's net pension liability reflected a reduction due to the State of Minnesota's contribution of $16 million. The State of Minnesota is considered a non-employer contributing entity and the State's contribution meets the definition of a special funding situation. The State of Minnesota's proportionate share of the net pension liability associated with the City totaled $45,554. The net pension liability was measured as of June 30, 2020, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The City's proportionate share of the net pension liability was based on the City's contributions received by PERA during the measurement period for employer payroll paid dates from July 1, 2019 through June 30, 2020, relative to the total employer contributions received from all of PERA's participating employers. At June 30, 2020, the City's proportionate share was 0.0247 percent at the end of the measurement period and 0.0218 percent for the beginning of the period. City's proportionate share of the net pension liability 1,480,878$ State of Minnesota's proportionate of the net pension liability associated with the City 45,554 Total 1,526,432$ For the year ended December 31, 2020, the City recognized pension expense of $147,754 for its proportionate share of the General Employees Plan's pension expense. Included in the amount, the City recognized $3,965 as pension expense (and grant revenue) for its proportionate share of the State of Minnesota's contribution of $16 million to the General Employees Fund. 69 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 At December 31, 2020, the City reported its proportionate share of the General Employees Plan's deferred outflows of resources and deferred inflows of resources, related to pensions from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Differences Between Expected and Actual Economic Experience 11,910$ 5,604$ Changes in Actuarial Assumptions - 51,062 Net Collective Difference Between Projected and Actual Investment Earnings 40,888 - Changes in Proportion 128,574 - Contributions Paid Subsequent to the Measurement Date 66,579 - Totals 247,951$ 56,666$ Deferred outflows totaling $66,579 related to pensions resulting from the City's contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended December 31, 2020. Other amounts reported as deferred outflows and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Year Pension Ended Expense December 31, Amount 2021 (25,469)$ 2022 46,417 2023 67,979 2024 35,779 2025 - Thereafter - Total 124,706$ Description 70 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 E. ACTUARIAL ASSUMPTIONS The total pension liability in the June 30, 2020, actuarial valuation was determined using an individual entry age normal actuarial cost method and the following actuarial assumptions: Inflation 2.25% per year Active Member Payroll Growth 3.00% per year Investment Rate of Return 7.50% Salary increases were based on a service-related table. Mortality rates for active members, retirees, survivors, and disablitants for the plan were based on RP-2014 tables for males or females, as appropriate, with slight adjustments to fit PERA's experience. Cost of living benefit increases after retirement for retirees are assumed to be 1.25 percent per year. Actuarial assumptions used in the June 30, 2020, valuation were based on the results of actuarial experience studies. The most recent four-year experience study in the Plan was completed in 2019. The assumption changes were adopted by the Board and became effective with the July 1, 2020, actuarial valuation. The following changes in actuarial assumptions occurred in 2020: • The prince inflation assumption was decreased from 2.5 percent to 2.25 percent. • The payroll growth assumption was decreased from 3.25 percent to 3.0 percent. • Assumed salary increase rates were changed as recommended in the June 30, 2019, experience study. The net effect is assumed rates that average 0.25 percent less than previous rates. • Assumed rates of retirement were changed as recommended in the June 30, 2019, experience study. The changes result in more unreduced (normal) retirements and slightly fewer Rule of 90 and early retirements. • Assumed rates of termination were changes as recommended in the June 30, 2019, experience study. The new rates are based on service and are generally lower than previous rates for years 2-5 and slightly higher thereafter. • Assumed rates of disability were changed as recommended in the June 30, 2019, experience study. The change results in fewer predicted disability retirements for males and females. • The base mortality table for healthy annuitants and employees was changed from the RP-2014 table to the Pub-2010 General Mortality table, with adjustments. The base mortality table for disabled annuitants was changed from the RP-2014 disabled annuitant mortality table to the Pub-2010 General/Teacher disabled annuitant mortality table, with adjustments. • The mortality improvement scale was changed from Scale MP-2018 to Scale MP-2019. • The assumed spouse age difference was changed from two years older for females to one year older. • The assumed number of married male new retirees electing the 100% Joint and Survivor option changed from 35 percent to 45 percent. The assumed number of married female new retirees electing the 100% Joint and Survivor option changed from 15 percent to 30 percent. The corresponding number of married new retirees electing the Life annuity option was adjusted accordingly. 71 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 The following changes in plan provisions occurred in 2020: • Augmentation for current privatized members was reduced to 2.0 percent for the period July 1, 2020 through December 31, 2023, and 0.0 percent thereafter. Augmentation was eliminated for privatizations occurring after June 30, 2020. The State Board of Investment, which manages the investments of PERA, prepares an analysis of the reasonableness of the long-term expected rate of return on a regular basis using a building-block method in which best-estimate ranges of expected future rates of return are developed for each major asset class. These ranges are combined to produce an expected long-term rate of return by weighting the expected future rates of return by the target asset allocation percentages. The target allocation and best estimates of geometric real rates of return for each major asset class are summarized in the following table: Long-Term Target Expected Real Allocation Rate of Return Domestic Stocks 35.50%5.10% International Stocks 17.50%5.30% Bonds (Fixed Income)20.00%0.75% Alternative Assets (Private Markets)25.00%5.90% Cash 2.00%0.00% Total 100.00% Asset Class 72 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 F. DISCOUNT RATE The discount rate used to measure the total pension liability in 2020 was 7.5 percent. The projection of cash flows used to determine the discount rate assumed that contributions from Plan members and employers will be made at rates set in Minnesota Statutes. Based on these assumptions, the fiduciary net positions of the General Employees Fund was projected to be available to make all projected future benefit payments of current Plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. G. PENSION LIABILITY SENSITIVITY The following presents the City's proportionate share of the net pension liability for all plans it participates in, calculated using the discount rate disclosed in the preceding paragraph, as well as what the City's proportionate share of the net pension liability would be if it were calculated using a discount rate 1 percentage point lower or 1 percentage point higher than the current rate. 6.50% 7.50% 8.50% One Point Current One Point Decrease Rate Increase General Employees Fund 2,373,334$ 1,480,878$ 744,674$ H. PENSION PLAN FIDUCIARY NET POSITION Detailed information about each pension plan's fiduciary net position is available in a separately issued PERA financial report that includes financial statements and required supplementary information. That report may be obtained at www.mnpera.org. City's Proportionate Share of the Net Pension Liability 73 CITY OF OTSEGO, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 NOTE 6 NEW ACCOUNTING PRONOUNCEMENTS The Governmental Accounting Standards Board recently approved the following statements which were not implemented in these financial statements. The effect these standards may have on future financial statements has not been determined. • Statement No. 87, Leases This new standard establishes a single model for lease accounting based on the foundational principle that leases are financings of the right to use an underlying asset. Under this statement, a lessee is required to recognize a lease liability and an intangible right-to-use lease asset, and a lessor is required to recognize a lease receivable and deferred inflow of resources, thereby enhancing the relevance and consistency about governments' leasing activities. This statement will be effective for the year ending December, 31, 2022. • Statement No. 89, Accounting for Interest Cost Incurred Before the End of Construction Period This new standard enhances the relevance and comparability of information about capital assets and the cost of borrowing for a reporting period and simplifies accounting for interest cost incurred before the end of a construction period. This statement will be effective for the year ending December 31, 2021. 74 This page has been left blank intentionally. 75 CITY OF OTSEGO, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION (LAST TEN YEARS*) SCHEDULE OF CITY'S PROPORTIONATE SHARE OF NET PENSION LIABILITY GENERAL EMPLOYEE'S RETIREMENT FUND City's Proportionate ($) Share of the Net Pension Liability City's State's and the State's Proportionate (%) City's City's Proportionate (S) Proportionate ($)Share of Net Plan Fiduciary Proportionate (%) Proportionate ($) Share of the Net Share of the Net Pension Liability Net Position Fiscal Share of Share of Pension Liability Pension Liability City's Compared With as a Percentage Year Net Pension Net Pension Associated With Associated With Covered Covered of the Total Ending Liability Liability the City the City Payroll Payroll Pension Liability June 30, 2020 0.0247% 1,480,878$ 45,554$ 1,526,432$ 1,745,138$ 84.86%79.10% June 30, 2019 0.0218% 1,205,273 37,332 1,242,605 1,531,014 78.72%80.20% June 30, 2018 0.0215% 1,192,732 39,115 1,231,847 1,365,460 87.35%79.50% June 30, 2017 0.0215% 1,372,546 17,254 1,389,800 1,332,687 102.99%75.89% June 30, 2016 0.0198% 1,607,662 20,935 1,628,597 1,136,013 141.52%68.91% June 30, 2015 0.0195% 1,010,592 - 1,010,592 1,124,606 89.86%78.19% This supplementary information is provided prospectively beginning with the Year Ended December 31, 2015. 76 CITY OF OTSEGO, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION (LAST TEN YEARS*) SCHEDULE OF CITY'S CONTRIBUTIONS GENERAL EMPLOYEE'S RETIREMENT FUND Contributions in Relation to Contributions Statutorily Statutorily Contribution City's as a Percentage Year Required Required (Excess) Covered of Covered Ending Contributions Contributions Deficiency Payroll Payroll December 31, 2020 133,158$ 133,158$ -$ 1,775,440$ 7.50% December 31, 2019 120,583 120,583 - 1,607,772 7.50% December 31, 2018 110,473 110,473 - 1,472,972 7.50% December 31, 2017 98,542 98,542 - 1,313,896 7.50% December 31, 2016 96,567 96,567 - 1,287,564 7.50% December 31, 2015 83,256 83,256 - 1,110,085 7.50% This supplementary information is provided prospectively beginning with the Year Ended December 31, 2015. 77 CITY OF OTSEGO, MINNESOTA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION FOR THE YEAR ENDED DECEMBER 31, 2020 NOTE 1 GENERAL EMPLOYEES FUND CHANGES FOR 2020 Changes in Actuarial Assumptions • The prince inflation assumption was decreased from 2.5 percent to 2.25 percent. • The payroll growth assumption was decreased from 3.25 percent to 3.0 percent. • Assumed salary increase rates were changed as recommended in the June 30, 2019, experience study. The net effect is assumed rates that average 0.25 percent less than previous rates. • Assumed rates of retirement were changed as recommended in the June 30, 2019, experience study. The changes result in more unreduced (normal) retirements and slightly fewer Rule of 90 and early retirements. • Assumed rates of termination were changes as recommended in the June 30, 2019, experience study. The new rates are based on service and are generally lower than previous rates for years 2-5 and slightly higher thereafter. • Assumed rates of disability were changed as recommended in the June 30, 2019, experience study. The change results in fewer predicted disability retirements for males and females. • The base mortality table for healthy annuitants and employees was changed from the RP-2014 table to the Pub-2010 General Mortality table, with adjustments. The base mortality table for disabled annuitants was changed from the RP-2014 disabled annuitant mortality table to the Pub-2010 General/Teacher disabled annuitant mortality table, with adjustments. • The mortality improvement scale was changed from Scale MP-2018 to Scale MP-2019. • The assumed spouse age difference was changed from two years older for females to one year older. • The assumed number of married male new retirees electing the 100% Joint and Survivor option changed from 35 percent to 45 percent. The assumed number of married female new retirees electing the 100% Joint and Survivor option changed from 15 percent to 30 percent. The corresponding number of married new retirees electing the Life annuity option was adjusted accordingly. Changes in Plan Provisions • Augmentation for current privatized members was reduced to 2.0 percent for the period July 1, 2020 through December 31, 2023, and 0.0 percent thereafter. Augmentation was eliminated for privatizations occurring after June 30, 2020. 78 CITY OF OTSEGO, MINNESOTA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION FOR THE YEAR ENDED DECEMBER 31, 2020 CHANGES FOR 2019 Changes in Actuarial Assumptions • The mortality projection scale was changed from MP-2017 to MP-2018. Changes in Plan Provisions • The employer supplemental contribution was changed prospectively, decreasing from $31.0 million to $21.0 million per year. The State's special funding contribution was changed prospectively, requiring $16.0 million per year through 2031. CHANGES FOR 2018 Changes in Actuarial Assumptions • The mortality projection scale was changed from MP-2015 to MP-2017. • The assumed post-retirement benefit increase rate was changed from 1.00 percent per year through 2044 and 2.50 percent per year thereafter to 1.25 percent per year. Changes in Plan Provisions • The augmentation adjustment in early retirement factors is eliminated over a five-year period starting July 1, 2019, resulting in actuarial equivalence after June 30, 2024. • Interest credited on member contributions decreased from 4.0 percent to 3.0 percent, beginning July 1, 2018. • Deferred augmentation was changed to 0.0 percent, effective January 1, 2019. Augmentation that has already accrued for deferred members will still apply. • Contribution stabilizer provisions were repealed. • Postretirement benefit increases were changed from 1.0 percent per year with a provision to increase to 2.5 percent upon attainment of 90.0 percent funding ratio to 50.0 percent of the Social Security Cost of Living Adjustment, not less than 1.0 percent and not more than 1.5 percent, beginning January 1, 2019. • For retirements on or after January 1, 2024, the first benefit increase is delayed until the retiree reaches normal retirement age; does not apply to Rule of 90 retirees, disability benefit recipients, or survivors. • Actuarial equivalent factors were updated to reflect revised mortality and interest assumptions. 79 CITY OF OTSEGO, MINNESOTA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION FOR THE YEAR ENDED DECEMBER 31, 2020 CHANGES FOR 2017 Changes in Actuarial Assumptions • The Combined Service Annuity (CSA) loads were changed from 0.80 percent for active members and 60 percent for both vested and non-vested deferred members. The revised CSA loads are now 0.00 percent for active member liability, 15 percent for vested deferred member liability, and 3.00 percent for non-vested deferred member liability. • The assumed post-retirement benefit increase rate was changed from 1.00 percent per year for all years to 1.00 percent per year through 2044, and 2.50% percent thereafter. Changes in Plan Provisions • The State's contribution for the Minneapolis Employees Retirement Fund equals $16.0 million in 2017 and 2018, and $6.0 million thereafter. • The Employer Supplemental Contribution for the Minneapolis Employees Retirement Fund changed from $21.0 million to $31.0 million in calendar years 2019 to 2031. The State's contribution changed from $16.0 million to $6.0 million in calendar years 2019 to 2031. CHANGES FOR 2016 Changes in Actuarial Assumptions • The assumed post-retirement benefit increase was changed from 1.00% per year through 2035 and 2.50% per year thereafter to 1.00% per year for all future years. • The assumed investment return was changed from 7.90% to 7.50%. The single discount rate was changed from 7.90% to 7.50%. • Other assumptions were changed pursuant to the experience study dated June 30, 2015. The assumed future salary increases and payroll growth were decreased by 0.25% to 3.25%. Inflation was decreased 0.25% to 2.50%. Changes in Plan Provisions • There have been no changes since the prior valuation. CHANGES FOR 2015 Changes in Actuarial Assumptions • The assumed post-retirement benefit increase rate was changed from 1.00% per year through 2030 and 2.50% per year thereafter to 1.00% per year through 2035 and 2.50% per year thereafter. Changes in Plan Provisions • On January 1, 2015, the Minneapolis Employees Retirement Fund was merged into the General Employees Fund, which increased the total pension liability by $1.10 billion, and increased the fiduciary plan net position by $892 million. Upon consolidation, state and employer contributions were revised; the State's contribution of $6.0 million, which meets the special funding situation definition, was due September 2015. 80 This page has been left blank intentionally. 81 CITY OF OTSEGO, MINNESOTA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2020 Total Special Capital Nonmajor Revenue Project Governmental ASSETS Cash and Investments 629,407$ 14,203,769$ 14,833,176$ Receivables Accounts 1,927 - 1,927 Special Assessments Current - 324 324 Deferred - 313,542 313,542 Delinquent - 2,386 2,386 Total Assets 631,334 14,520,021 15,151,355 LIABILITIES Accounts Payable 398 110,974 111,372 DEFERRED INFLOWS OF RESOURCES Unavailable Revenue - Special Assessments - 315,928 315,928 FUND BALANCES Restricted Tax Increment Financing 146,354 - 146,354 Park Development - 4,206,129 4,206,129 Committed Street Light Replacement 99,193 - 99,193 Business Development Loans 385,389 - 385,389 Assigned City Buildings & Infrastructure - 9,282,191 9,282,191 City Parks - 604,799 604,799 Total Fund Balances 630,936 14,093,119 14,724,055 Total Liabilities, Deferred Inflows of Resources and Fund Balances 631,334$ 14,520,021$ 15,151,355$ 82 CITY OF OTSEGO, MINNESOTA COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Total Special Capital Nonmajor Revenue Project Governmental REVENUES Property Taxes 56,491$ 1,523,000$ 1,579,491$ Tax Increments 275,445 - 275,445 Intergovernmental - 390,594 390,594 Charges for Services 55,650 1,151,432 1,207,082 Special Assessments - 36,668 36,668 Investment Earnings (net) 15,250 387,320 402,570 Miscellaneous - 55,460 55,460 Total Revenues 402,836 3,544,474 3,947,310 EXPENDITURES Current Public Works 26,500 - 26,500 Economic Development 223,375 - 223,375 Capital Outlay General Government - 82,080 82,080 Public Safety - 32,869 32,869 Public Works - 1,341,038 1,341,038 Culture and Recreation - 324,404 324,404 Total Expenditures 249,875 1,780,391 2,030,266 Excess of Revenues Over Expenditures 152,961 1,764,083 1,917,044 OTHER FINANCING SOURCES (USES) Transfers In - 1,631,309 1,631,309 Transfers Out - (1,258,250) (1,258,250) Total Other Financing Sources (Uses) - 373,059 373,059 Net Change in Fund Balance 152,961 2,137,142 2,290,103 Fund Balance - January 1 477,975 11,955,977 12,433,952 Fund Balance - December 31 630,936$ 14,093,119$ 14,724,055$ 83 This page has been left blank intentionally. 84 CITY OF OTSEGO, MINNESOTA NONMAJOR SPECIAL REVENUE FUNDS A special revenue fund is used to account for and report the proceeds of specific revenue sources that are restricted or committed to expenditure for specified purposes other than debt service or capital projects. Street Lighting This fund accounts for the electrical service, maintenance, repair and replacement of street lights within the City's above standard street-lighting district for commercially developed areas. The primary funding source of the fund is generated through charges for services imposed upon the benefitting properties in the district. Revolving Loans This fund was established to provide for economic development subsidies and loans to be provided to business entities in the City through the City's Economic Development Authority (EDA). Tax Increment District No. 1 - Great River Centre This fund was established to account for the collection of tax increment generated revenues for parcels within the District. The District encompasses two parcels in the Great River Centre commercial and industrial area. The increment generated is used for specific economic development incentives within the District. Tax Increment District No. 3 - Riverview Landing This fund was established to account for the collection of tax increment generated revenues for parcels within the District. The District is a housing district and is located in the Waterfront East development area. The increment generated is used to provide 20% of the residential units to persons or families of low and moderate income. Tax Increment District No. 4 - Riverbend North This fund was established to account for the collection of tax increment generated revenues for parcels within the District. The District is a redevelopment district and includes four parcels within the Riverbend North plat, located near CSAH 42 and Highway 101. The increment generated is used to redevelop the existing site, including the decommissioning of a private wasterwater facility, construciton of multifamily housing, a mini-storage facility and and site preparations to accomodature approximately 15,000 square feet of future commercial development. 85 CITY OF OTSEGO, MINNESOTA COMBINING BALANCE SHEET NONMAJOR SPECIAL REVENUE FUNDS DECEMBER 31, 2020 Total Nonmajor Street Revolving Tax Increment Tax Increment Tax Increment Special Lighting Loans District No. 1 District No. 3 District No. 4 Revenue ASSETS Cash and Investments 97,266$ 385,389$ 50,880$ 89,209$ 6,663$ 629,407$ Receivables Accounts 1,927 - - - - 1,927 Total Assets 99,193 385,389 50,880 89,209 6,663 631,334 LIABILITIES Accounts Payable - - - - 398 398 FUND BALANCES Restricted Tax Increment Financing - - 50,880 89,209 6,265 146,354 Committed Street Light Replacement 99,193 - - - - 99,193 Business Development Loans - 385,389 - - - 385,389 Total Fund Balances 99,193 385,389 50,880 89,209 6,265 630,936 Total Liabilities and Fund Balances 99,193$ 385,389$ 50,880$ 89,209$ 6,663$ 631,334$ 86 CITY OF OTSEGO, MINNESOTA COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NONMAJOR SPECIAL REVENUE FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Total Nonmajor Street Revolving Tax Increment Tax Increment Tax Increment Special Lighting Loans District No. 1 District No. 3 District No. 4 Revenue REVENUES Property Taxes -$ 56,491$ -$ -$ -$ 56,491$ Tax Increments - - 98,016 168,042 9,387 275,445 Charges for Services 55,650 - - - - 55,650 Investment Earnings (net) 2,824 12,426 - - - 15,250 Total Revenues 58,474 68,917 98,016 168,042 9,387 402,836 EXPENDITURES Current Public Works 26,500 - - - - 26,500 Economic Development - 54,985 89,302 77,199 1,889 223,375 Total Expenditures 26,500 54,985 89,302 77,199 1,889 249,875 Net Change in Fund Balance 31,974 13,932 8,714 90,843 7,498 152,961 Fund Balance (Deficit) - January 1 67,219 371,457 42,166 (1,634) (1,233) 477,975 Fund Balance - December 31 99,193$ 385,389$ 50,880$ 89,209$ 6,265$ 630,936$ 87 CITY OF OTSEGO, MINNESOTA NONMAJOR SPECIAL REVENUE FUNDS REVOLVING LOANS FUND - SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2020 Variance with Final Budget - Budgeted Amounts Actual Over Original Final Amounts (Under) REVENUES Property Taxes 56,491$ 56,491$ 56,491$ -$ Investment Earnings (net) - - 12,426 12,426 Total Revenues 56,491 56,491 68,917 12,426 EXPENDITURES Current Economic Development Services and Other Charges 56,491 56,491 54,985 (1,506) Net Change in Fund Balance - - 13,932 13,932 Fund Balance - January 1 371,457 371,457 371,457 - Fund Balance - December 31 371,457$ 371,457$ 385,389$ 13,932$ 88 CITY OF OTSEGO, MINNESOTA NONMAJOR SPECIAL REVENUE FUNDS TAX INCREMENT DISTRICT NO. 1 - SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2020 Variance with Final Budget - Budgeted Amounts Actual Over Original Final Amounts (Under) REVENUES Tax Increments 97,419$ 97,419$ 98,016$ 597$ EXPENDITURES Current Economic Development Personal Services 500 500 505 5 Services and Other Charges 90,177 90,177 88,797 (1,380) Total Expenditures 90,677 90,677 89,302 (1,375) Net Change in Fund Balance 6,742 6,742 8,714 1,972 Fund Balance - January 1 42,166 42,166 42,166 - Fund Balance - December 31 48,908$ 48,908$ 50,880$ 1,972$ 89 CITY OF OTSEGO, MINNESOTA NONMAJOR SPECIAL REVENUE FUNDS TAX INCREMENT DISTRICT NO. 3 - SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2020 Variance with Final Budget - Budgeted Amounts Actual Over Original Final Amounts (Under) REVENUES Tax Increments 163,601$ 163,601$ 168,042$ 4,441$ EXPENDITURES Current Economic Development Personal Services 500 500 729 229 Services and Other Charges 76,120 76,120 76,470 350 Total Expenditures 76,620 76,620 77,199 579 Net Change in Fund Balance 86,981 86,981 90,843 3,862 Fund Balance (Deficit) - January 1 (1,634) (1,634) (1,634) - Fund Balance - December 31 85,347$ 85,347$ 89,209$ 3,862$ 90 This page has been left blank intentionally. 91 CITY OF OTSEGO, MINNESOTA NONMAJOR CAPITAL PROJECTS FUNDS Capital projects funds are used to account for and report financial resources that are restricted, committed, or assigned to expenditure for capital outlays, including the acquisition or construction of capital facilities and other capital assets. Pavement Management This fund was established to provide funds and to account for the expenditure of such funds, for costs associated with the City's street maintenance and replacement plan adopted annually within the Capital Improvement Plan. Annual projects may include: fog & seal coating, crack filling, paint striping, patching and asphalt overlays. Trails Management This fund was established to provide funds and to account for the expenditure of such funds, for costs associated with the City's trail maintenance plan adopted annually within the Capital Improvement Plan. Annual projects will typically include: crack filling, patching and seal coating. Park Development This fund was established to accumulate funds that will be used to provide for the acquisition and construction of new park sites, buildings and facilities throughout our growing City. Parks Capital Equipment This fund was established to accumulate funds for major maintenance and future replacement of equipment within the City's park system. Revolving Capital Equipment This fund was established to provide funds and to account for the expenditure of such funds, for costs associated with the replacement of capital equipment, most significantly the City's machinery and vehicle fleet. Community Facilities This fund was established to accumulate funds that will be used to provide for the costs associated with the improvements of existing City facilities and the acquisition and construction of additional City facilities. Collector Streets This fund was established to accumulate funds derived from ongoing residential and commercial development that will provide for the costs associated with the construction of future arterial collector street infrastructure. 92 CITY OF OTSEGO, MINNESOTA NONMAJOR CAPITAL PROJECTS FUNDS (CONTINUED) Fire Reserve This fund was established to accumulate funds that will be used to finance the costs associated with the future construction of a fire department building and the capital equipment that will be housed within. Watershed Districts This fund was established to provide funds and to account for the expenditure of such funds, for costs associated with the maintenance of major water drainage system ditches throughout the City. Odean Improvements This fund was established to track the expenditures incurred for major improvements made to Odean Avenue in 1998. The outstanding special assessments to the benefitting property owners provide the funding for the costs. Slabtown Improvements This fund was established to track the expenditures incurred for infrastructure improvements to the Slabtown area. The outstanding special assessments to the benefitting property owners provide the funding for the costs. Kadler Avenue Improvements This fund was established to track the expenditures incurred for infrastructure improvements being planned for Kadler Avenue. The improvements will provide for an urban style street capable of handling the volumes and type of traffic associated with an industrial park, of which has received preliminary development approvals. City Buildings & Property Maintenance This fund was established to provide funds and to account for the expenditure of such funds, for costs associated with the maintenance of and improvements to City buildings and properties. 93 CITY OF OTSEGO, MINNESOTA COMBINING BALANCE SHEET NONMAJOR CAPITAL PROJECT FUNDS DECEMBER 31, 2020 Parks Pavement Trails Park Capital Management Management Development Equipment ASSETS Cash and Investments 5,304,220$ 227,306$ 4,292,996$ 604,799$ Receivables Special Assessments Current - - - - Deferred 277,349 - 16,870 - Delinquent 2,062 - - - Total Assets 5,583,631 227,306 4,309,866 604,799 LIABILITIES Accounts Payable 1,107 23,000 86,867 - DEFERRED INFLOWS OF RESOURCES Unavailable Revenue - Special Assessments 279,411 - 16,870 - FUND BALANCES Restricted Park Development - - 4,206,129 - Assigned City Buildings & Infrastructure 5,303,113 204,306 - - City Parks - - - 604,799 Total Fund Balances 5,303,113 204,306 4,206,129 604,799 Total Liabilities, Deferred Inflows of Resources and Fund Balances 5,583,631$ 227,306$ 4,309,866$ 604,799$ 94 (CONTINUED) Revolving Capital Community Collector Fire Watershed Odean Equipment Facilities Streets Reserve Districts Improvements 390,669$ -$ -$ 1,791,201$ 1,508,443$ -$ - - - 324 - - - - - - 19,323 - - - - 324 - - 390,669 - - 1,791,849 1,527,766 - - - - - - - - - - 324 19,323 - - - - - - - 390,669 - - 1,791,525 1,508,443 - - - - - - - 390,669 - - 1,791,525 1,508,443 - 390,669$ -$ -$ 1,791,849$ 1,527,766$ -$ 95 CITY OF OTSEGO, MINNESOTA COMBINING BALANCE SHEET (CONTINUED) NONMAJOR CAPITAL PROJECT FUNDS DECEMBER 31, 2020 Total City Buildings Nonmajor Slabtown Kadler Avenue & Property Capital Improvements Improvements Maintenance Projects ASSETS Cash and Investments -$ -$ 84,135$ 14,203,769$ Receivables Special Assessments Current - - - 324 Deferred - - - 313,542 Delinquent - - - 2,386 Total Assets - - 84,135 14,520,021 LIABILITIES Accounts Payable - - - 110,974 DEFERRED INFLOWS OF RESOURCES Unavailable Revenue - Special Assessments - - - 315,928 FUND BALANCES Restricted Park Development - - - 4,206,129 Assigned City Buildings & Infrastructure - - 84,135 9,282,191 City Parks - - - 604,799 Total Fund Balances - - 84,135 14,093,119 Total Liabilities, Deferred Inflows of Resources and Fund Balances -$ -$ 84,135$ 14,520,021$ 96 This page has been left blank intentionally. 97 CITY OF OTSEGO, MINNESOTA COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NONMAJOR CAPITAL PROJECT FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Parks Pavement Trails Park Capital Management Management Development Equipment REVENUES Property Taxes 950,000$ 33,000$ -$ 60,000$ Intergovernmental 314,292 - - - Charges for Services - - 780,930 - Special Assessments 31,488 - - - Investment Earnings (net) 124,282 1,420 132,716 16,414 Miscellaneous - - - 30,947 Total Revenues 1,420,062 34,420 913,646 107,361 EXPENDITURES Capital Outlay General Government - - - - Public Safety - - - - Public Works 426,574 - - - Culture and Recreation - 32,250 265,032 - Total Expenditures 426,574 32,250 265,032 - Excess (Deficiency) of Revenues Over (Under) Expenditures 993,488 2,170 648,614 107,361 OTHER FINANCING SOURCES (USES) Transfers In 1,111,482 200,000 - 80,000 Transfers Out - - (79,253) - Total Other Financing Sources (Uses) 1,111,482 200,000 (79,253) 80,000 Net Change in Fund Balance 2,104,970 202,170 569,361 187,361 Fund Balance (Deficit) - January 1 3,198,143 2,136 3,636,768 417,438 Fund Balance - December 31 5,303,113$ 204,306$ 4,206,129$ 604,799$ 98 (CONTINUED) Revolving Capital Community Collector Fire Watershed Odean Equipment Facilities Streets Reserve Districts Improvements 280,000$ -$ -$ 180,000$ -$ -$ - - - - - - - - - - 370,502 - - - 4,782 398 - - 10,150 - - 54,071 47,518 - - - - - - - 290,150 - 4,782 234,469 418,020 - - - - - - - 24,907 - - 7,962 - - 152,436 - 755,623 - - - 17,422 - - - - - 194,765 - 755,623 7,962 - - 95,385 - (750,841) 226,507 418,020 - - 79,253 - - - - - (80,000) (1,071,128) - - (5,075) - (747) (1,071,128) - - (5,075) 95,385 (747) (1,821,969) 226,507 418,020 (5,075) 295,284 747 1,821,969 1,565,018 1,090,423 5,075 390,669$ -$ -$ 1,791,525$ 1,508,443$ -$ 99 CITY OF OTSEGO, MINNESOTA COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND (CONTINUED) CHANGES IN FUND BALANCES NONMAJOR CAPITAL PROJECT FUNDS FOR THE YEAR ENDED DECEMBER 31, 2020 Total City Buildings Nonmajor Slabtown Kadler Avenue & Property Capital Improvements Improvements Maintenance Projects REVENUES Property Taxes -$ -$ 20,000$ 1,523,000$ Intergovernmental - 76,302 - 390,594 Charges for Services - - - 1,151,432 Special Assessments - - - 36,668 Investment Earnings (net) - - 749 387,320 Miscellaneous - 24,513 - 55,460 Total Revenues - 100,815 20,749 3,544,474 EXPENDITURES Capital Outlay General Government - - 82,080 82,080 Public Safety - - - 32,869 Public Works - 6,405 - 1,341,038 Culture and Recreation - - 9,700 324,404 Total Expenditures - 6,405 91,780 1,780,391 Excess (Deficiency) of Revenues Over (Under) Expenditures - 94,410 (71,031) 1,764,083 OTHER FINANCING SOURCES (USES) Transfers In - 60,574 100,000 1,631,309 Transfers Out (22,794) - - (1,258,250) Total Other Financing Sources (Uses) (22,794) 60,574 100,000 373,059 Net Change in Fund Balance (22,794) 154,984 28,969 2,137,142 Fund Balance (Deficit) - January 1 22,794 (154,984) 55,166 11,955,977 Fund Balance - December 31 -$ -$ 84,135$ 14,093,119$ 100 CITY OF OTSEGO, MINNESOTA GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES, AND Page 1 of 5 CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2020 (With Comparative Actual Amounts for the Year Ended December 31, 2019) 2019 Variance with Final Budget - Budgeted Amounts Actual Over Actual Original Final Amounts (Under) Amounts REVENUES Property Taxes Current 4,472,537$ 4,472,537$ 4,461,923$ (10,614)$ 4,173,764$ Delinquent 20,000 20,000 34,083 14,083 16,292 Penalties and interest 2,000 2,000 1,717 (283) 2,142 Total Property Taxes 4,494,537 4,494,537 4,497,723 3,186 4,192,198 Franchise Taxes 141,000 141,000 132,137 (8,863) 137,510 Licenses and Permits Business Licenses 35,150 35,150 31,023 (4,127) 34,765 Rental Licenses 47,000 47,000 33,202 (13,798) 39,515 Other Licenses 2,000 2,000 1,730 (270) 6,323 Right of Way Permits 40,000 40,000 79,505 39,505 64,900 Building Permits 952,770 952,770 2,371,929 1,419,159 1,543,726 Other Permits 9,300 9,300 15,400 6,100 10,650 Total Licenses and Permits 1,086,220 1,086,220 2,532,789 1,446,569 1,699,879 Intergovernmental Federal Other Aid & Grants - - 1,302,963 1,302,963 - State Police Aid 65,000 65,000 78,124 13,124 75,425 Other Aid & Grants 10,000 10,000 15,127 5,127 12,503 Local Other Aid & Grants - - - - 400 Total Intergovernmental 75,000 75,000 1,396,214 1,321,214 88,328 Charges for Services General Government 49,300 49,300 115,675 66,375 116,323 Public Works 78,250 78,250 118,671 40,421 122,995 Culture and Recreation 75,065 75,065 22,852 (52,213) 71,553 Total Charges for Services 202,615 202,615 257,198 54,583 310,871 Special Assessments 4,600 4,600 5,434 834 5,703 Fines and Forfeitures 24,000 24,000 19,959 (4,041) 26,488 Investment Earnings (net)83,000 83,000 177,948 94,948 155,709 Miscellaneous Refunds and Reimbursements - - 30,388 30,388 26,947 Contributions and Donations - - 1,000 1,000 26,829 Other - - 4,907 4,907 22,397 Total Miscellaneous - - 36,295 36,295 76,173 Total Revenues 6,110,972 6,110,972 9,055,697 2,944,725 6,692,859 2020 101 CITY OF OTSEGO, MINNESOTA GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES, AND Page 2 of 5 CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2020 (With Comparative Actual Amounts for the Year Ended December 31, 2019) 2019 Variance with Final Budget - Budgeted Amounts Actual Over Actual Original Final Amounts (Under) Amounts EXPENDITURES General Government City Council Personal Services 36,671 36,671 31,368 (5,303) 31,749 Supplies 375 375 371 (4) 80 Services and Other Charges 111,389 111,389 54,373 (57,016) 45,172 Total 148,435 148,435 86,112 (62,323) 77,001 City Administrator Personal Services 169,159 169,159 169,680 521 158,652 Supplies 50 50 63 13 47 Services and Other Charges 6,045 6,045 1,463 (4,582) 2,897 Total 175,254 175,254 171,206 (4,048) 161,596 Administration Personal Services 230,725 230,725 214,358 (16,367) 241,285 Supplies 8,650 8,650 8,211 (439) 10,039 Services and Other Charges 57,890 57,890 52,151 (5,739) 59,062 Total 297,265 297,265 274,720 (22,545) 310,386 Elections Personal Services 21,100 21,100 22,597 1,497 - Supplies 9,500 9,500 7,237 (2,263) 921 Services and Other Charges 4,050 4,050 3,363 (687) 1,626 Total 34,650 34,650 33,197 (1,453) 2,547 Assessing Services and Other Charges 124,551 124,551 125,118 567 112,976 Finance Personal Services 164,479 164,479 169,227 4,748 145,308 Supplies 2,600 2,600 664 (1,936) 1,791 Services and Other Charges 61,224 61,224 78,849 17,625 66,631 Total 228,303 228,303 248,740 20,437 213,730 Information Technology Supplies 4,000 4,000 4,534 534 1,586 Services and Other Charges 84,100 84,100 88,138 4,038 69,373 Total 88,100 88,100 92,672 4,572 70,959 Legal Services and Other Charges 94,600 94,600 83,558 (11,042) 95,478 Human Resources Personal Services 85,614 85,614 71,573 (14,041) 173 Supplies 50 50 - (50) - Services and Other Charges 11,134 11,134 17,594 6,460 119 Total 96,798 96,798 89,167 (7,631) 292 2020 102 CITY OF OTSEGO, MINNESOTA GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES, AND Page 3 of 5 CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2020 (With Comparative Actual Amounts for the Year Ended December 31, 2019) 2019 Variance with Final Budget - Budgeted Amounts Actual Over Actual Original Final Amounts (Under) Amounts EXPENDITURES (CONTINUED) General Government (Continued) Prairie Center Supplies 9,000 9,000 11,097 2,097 7,613 Services and Other Charges 32,508 32,508 26,947 (5,561) 33,058 Total 41,508 41,508 38,044 (3,464) 40,671 City Hall & Public Works Garage Supplies 12,400 12,400 17,531 5,131 9,840 Services and Other Charges 106,585 106,585 95,868 (10,717) 109,666 Total 118,985 118,985 113,399 (5,586) 119,506 Old Town Hall Services and Other Charges 3,300 3,300 2,990 (310) 2,916 Total General Government 1,451,749 1,451,749 1,358,923 (92,826) 1,208,058 Public Safety Police Services Services and Other Charges 1,398,696 1,398,696 1,391,755 (6,941) 1,326,668 Public Safety Commission Personal Services 960 960 390 (570) 670 Supplies 600 600 - (600) - Services and Other Charges 1,500 1,500 - (1,500) - Total 3,060 3,060 390 (2,670) 670 Fire Protection Supplies 500 500 450 (50) - Services and Other Charges 722,949 722,949 722,566 (383) 633,384 Total 723,449 723,449 723,016 (433) 633,384 Building Inspections Personal Services 144,419 144,419 146,365 1,946 131,188 Supplies 4,600 4,600 3,138 (1,462) 2,916 Services and Other Charges 317,294 317,294 385,589 68,295 265,828 Total 466,313 466,313 535,092 68,779 399,932 Emergency Management Supplies 500 500 1,785 1,285 1,944 Services and Other Charges 2,100 2,100 607 (1,493) 605 Total 2,600 2,600 2,392 (208) 2,549 Animal Control Services and Other Charges 15,400 15,400 14,790 (610) 16,237 Total Public Safety 2,609,518 2,609,518 2,667,435 57,917 2,379,440 2020 103 CITY OF OTSEGO, MINNESOTA GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES, AND Page 4 of 5 CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2020 (With Comparative Actual Amounts for the Year Ended December 31, 2019) 2019 Variance with Final Budget - Budgeted Amounts Actual Over Actual Original Final Amounts (Under) Amounts EXPENDITURES (CONTINUED) Public Works Streets Maintenance Personal Services 606,540 606,540 575,609 (30,931) 545,903 Supplies 166,661 166,661 146,871 (19,790) 160,829 Services and Other Charges 92,331 92,331 55,860 (36,471) 64,664 Total 865,532 865,532 778,340 (87,192) 771,396 Engineering Services and Other Charges 87,150 87,150 52,253 (34,897) 90,784 Street Lighting Services and Other Charges 156,880 156,880 153,058 (3,822) 144,594 Fleet Management Personal Services 82,431 82,431 82,946 515 79,182 Supplies 144,153 144,153 111,149 (33,004) 135,067 Services and Other Charges 10,960 10,960 26,918 15,958 19,204 Total 237,544 237,544 221,013 (16,531) 233,453 Total Public Works 1,347,106 1,347,106 1,204,664 (142,442) 1,240,227 Culture and Recreation Parks Maintenance Personal Services 296,465 296,465 276,154 (20,311) 281,008 Supplies 77,410 77,410 88,035 10,625 77,589 Services and Other Charges 129,972 129,972 136,971 6,999 122,648 Total 503,847 503,847 501,160 (2,687) 481,245 Recreation Personal Services 177,086 177,086 152,951 (24,135) 160,132 Supplies 15,150 15,150 5,279 (9,871) 7,818 Services and Other Charges 61,526 61,526 36,057 (25,469) 60,931 Total 253,762 253,762 194,287 (59,475) 228,881 Heritage Preservation Commission Personal Services 480 480 300 (180) 280 Supplies 500 500 - (500) - Services and Other Charges 1,500 1,500 - (1,500) - Total 2,480 2,480 300 (2,180) 280 Total Culture and Recreation 760,089 760,089 695,747 (64,342) 710,406 2020 104 CITY OF OTSEGO, MINNESOTA GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES, AND Page 5 of 5 CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2020 (With Comparative Actual Amounts for the Year Ended December 31, 2019) 2019 Variance with Final Budget - Budgeted Amounts Actual Over Actual Original Final Amounts (Under) Amounts EXPENDITURES (CONTINUED) Economic Development Planning Commission Personal Services 2,500 2,500 1,550 (950) 1,500 Services and Other Charges 1,500 1,500 - (1,500) - Total 4,000 4,000 1,550 (2,450) 1,500 Planning Services and Other Charges 106,000 106,000 102,460 (3,540) 107,637 Economic Development Supplies 100 100 - (100) 66 Services and Other Charges 15,360 15,360 561,788 546,428 4,938 Total 15,460 15,460 561,788 546,328 5,004 Total Economic Development 125,460 125,460 665,798 540,338 114,141 Capital Outlay General Government 10,600 10,600 60,712 50,112 19,507 Public Works 3,450 3,450 - (3,450) 10,491 Culture and Recreation 4,700 4,700 4,046 (654) 4,620 Total 18,750 18,750 64,758 46,008 34,618 Total Expenditures 6,312,672 6,312,672 6,657,325 344,653 5,686,890 Excess (Deficiency) of Revenues Over (Under) Expenditures (201,700) (201,700) 2,398,372 2,600,072 1,005,969 OTHER FINANCING SOURCES (USES) Transfers In 201,700 201,700 201,795 95 171,900 Transfers Out - - (932,244) (932,244) (971,726) Total Other Financing Sources (Uses) 201,700 201,700 (730,449) (932,149) (799,826) Net Change in Fund Balance - - 1,667,923 1,667,923 206,143 Fund Balance - January 1 4,319,810 4,319,810 4,319,810 - 4,113,667 Fund Balance - December 31 4,319,810$ 4,319,810$ 5,987,733$ 1,667,923$ 4,319,810$ 2020 105 CITY OF OTSEGO, MINNESOTA COMBINING BALANCE SHEET DEBT SERVICE FUND BY ACCOUNT DECEMBER 31, 2020 Series Series 2012A 2018A ASSETS Cash and Investments 169,174$ 428,683$ Receivables Special Assessments Current - 1,217 Deferred 54,091 1,008,419 Delinquent - 966 Total Assets 223,265 1,439,285 LIABILITIES Accounts Payable 161 161 DEFERRED INFLOWS OF RESOURCES Unavailable Revenue - Special Assessments 54,091 1,009,385 FUND BALANCES Restricted 169,013 429,739 Total Liabilities, Deferred Inflows of Resources and Fund Balances 223,265$ 1,439,285$ 106 Total Series Series Series Debt 2020A 2010B 2007B Service 485,614$ 36,187$ -$ 1,119,658$ - - - 1,217 937,012 - - 1,999,522 - - - 966 1,422,626 36,187 - 3,121,363 321 161 - 804 937,012 - - 2,000,488 485,293 36,026 - 1,120,071 1,422,626$ 36,187$ -$ 3,121,363$ 107 CITY OF OTSEGO, MINNESOTA COMBINING SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES DEBT SERVICE FUND BY ACCOUNT FOR THE YEAR ENDED DECEMBER 31, 2020 Series Series 2012A 2018A REVENUES Property Taxes -$ 91,758$ Special Assessments 34,912 193,999 Total Revenues 34,912 285,757 EXPENDITURES Debt Service Principal 205,000 170,000 Interest 8,000 66,856 Fiscal Agent Fees 656 656 Total Expenditures 213,656 237,512 Excess (Deficiency) of Revenues Over (Under) Expenditures (178,744) 48,245 OTHER FINANCING SOURCES (USES) Issuance of Refunding Debt - - Premium on Issuance of Debt - - Payment to Refunded Bond Escrow Agent - - Transfers Out - - Total Other Financing Sources (Uses) - - Net Change in Fund Balance (178,744) 48,245 Fund Balance - January 1 347,757 381,494 Fund Balance - December 31 169,013$ 429,739$ 108 Total Series Series Series Debt 2020A 2010B 2007B Service 195,000$ 460,000$ -$ 746,758$ 134,570 - - 363,481 329,570 460,000 - 1,110,239 485,000 470,000 - 1,330,000 119,834 27,560 - 222,250 63,516 655 - 65,483 668,350 498,215 - 1,617,733 (338,780) (38,215) - (507,494) 2,950,000 - - 2,950,000 312,200 - - 312,200 (3,170,000) - - (3,170,000) - - (12,485) (12,485) 92,200 - (12,485) 79,715 (246,580) (38,215) (12,485) (427,779) 731,873 74,241 12,485 1,547,850 485,293$ 36,026$ -$ 1,120,071$ 109 CITY OF OTSEGO, MINNESOTA DEBT SERVICE FUND - SERIES 2012A SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2020 Variance with Final Budget - Budgeted Amounts Actual Over Original Final Amounts (Under) REVENUES Special Assessments 49,890$ 49,890$ 34,912$ (14,978)$ EXPENDITURES Debt Service Principal 205,000 205,000 205,000 - Interest 8,000 8,000 8,000 - Fiscal Agent Fees 500 500 656 156 Total Expenditures 213,500 213,500 213,656 156 Net Change in Fund Balance (163,610) (163,610) (178,744) (15,134) Fund Balance - January 1 347,757 347,757 347,757 - Fund Balance - December 31 184,147$ 184,147$ 169,013$ (15,134)$ 110 CITY OF OTSEGO, MINNESOTA DEBT SERVICE FUND - SERIES 2018A SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2020 Variance with Final Budget - Budgeted Amounts Actual Over Original Final Amounts (Under) REVENUES Property Taxes 91,757$ 91,757$ 91,758$ 1$ Special Assessments 159,120 159,120 193,999 34,879 Total Revenues 250,877 250,877 285,757 34,880 EXPENDITURES Debt Service Principal 170,000 170,000 170,000 - Interest 66,856 66,856 66,856 - Fiscal Agent Fees 500 500 656 156 Total Expenditures 237,356 237,356 237,512 156 Net Change in Fund Balance 13,521 13,521 48,245 34,724 Fund Balance - January 1 381,494 381,494 381,494 - Fund Balance - December 31 395,015$ 395,015$ 429,739$ 34,724$ 111 CITY OF OTSEGO, MINNESOTA DEBT SERVICE FUND - SERIES 2020A SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2020 Variance with Final Budget - Budgeted Amounts Actual Over Original Final Amounts (Under) REVENUES Property Taxes 195,000$ 195,000$ 195,000$ -$ Special Assessments 114,770 114,770 134,570 19,800 Total Revenues 309,770 309,770 329,570 19,800 EXPENDITURES Debt Service Principal 485,000 485,000 485,000 - Interest 93,784 93,784 119,834 26,050 Fiscal Agent Fees 1,000 1,000 63,516 62,516 Total Expenditures 579,784 579,784 668,350 88,566 Excess (Deficiency) of Revenues Over (Under) Expenditures (270,014) (270,014) (338,780) (68,766) OTHER FINANCING SOURCES Issuance of Refunding Debt - - 2,950,000 2,950,000 Premium on Issuance of Debt - - 312,200 312,200 Payment to Refunded Bond Escrow Agent - - (3,170,000) (3,170,000) Total Other Financing Sources (Uses) - - 92,200 92,200 Net Change in Fund Balance (270,014) (270,014) (246,580) 23,434 Fund Balance - January 1 731,873 731,873 731,873 - Fund Balance - December 31 461,859$ 461,859$ 485,293$ 23,434$ 112 CITY OF OTSEGO, MINNESOTA DEBT SERVICE FUND - SERIES 2010B SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2020 Variance with Final Budget - Budgeted Amounts Actual Over Original Final Amounts (Under) REVENUES Property Taxes 460,000$ 460,000$ 460,000$ -$ EXPENDITURES Debt Service Principal 470,000 470,000 470,000 - Interest 27,560 27,560 27,560 - Fiscal Agent Fees 500 500 655 155 Total Expenditures 498,060 498,060 498,215 155 Net Change in Fund Balance (38,060) (38,060) (38,215) (155) Fund Balance - January 1 74,241 74,241 74,241 - Fund Balance - December 31 36,181$ 36,181$ 36,026$ (155)$ 113 CITY OF OTSEGO, MINNESOTA DEBT SERVICE FUND - SERIES 2007B SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2020 Variance with Final Budget - Budgeted Amounts Actual Over Original Final Amounts (Under) REVENUES Special Assessments 11,376$ 11,376$ -$ (11,376)$ OTHER FINANCING SOURCES (USES) Transfers Out - - (12,485) (12,485) Net Change in Fund Balance 11,376 11,376 (12,485) (23,861) Fund Balance - January 1 12,485 12,485 12,485 - Fund Balance - December 31 23,861$ 23,861$ -$ (23,861)$ 114 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) This part of the City of Otsego's comprehensive annual financial report presents detailed information as a context for understanding what the financial statements, note disclosures, and required supplementary information say about the City's overall financial health.Page No. Financial Trends 116 These tables contain trend information to help the reader understand how the City's financial performance and well-being have changed over time. Revenue Capacity 130 These tables contain information to help the reader assess the City's most significant local revenue source, the property tax. Debt Capacity 136 These tables present information to help the reader assess the affordability of the City's current level of outstanding debt and the City's ability to issue debt in the future. Demographic and Economic Information 143 These tables offer demographic and economic indicators to help the reader understand the environment within which the City's financial activities take place. Operating Information 145 These tables contain service and infrastructure data to help the reader understand how the information in the City's financial report relates to services the City provides and the activities it performs. Sources: Unless otherwise noted, the information in these tables is derived from the report for each respective year. 115 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) NET POSITION BY COMPONENT Last Ten Fiscal Years (accrual basis of accounting) 2011 2012 2013 2014 Governmental Activities Net Investment in Capital Assets 13,039,318$ 13,673,424$ 14,709,024$ 15,515,291$ Restricted 6,547,412 6,570,533 5,882,912 5,430,795 Unrestricted 8,490,450 7,850,150 7,313,054 9,601,854 Total Governmental Activities Net Position 28,077,180$ 28,094,107$ 27,904,990$ 30,547,940$ Business-type activities Net Investment in Capital Assets 16,017,362$ 14,795,965$ 13,694,517$ 12,619,305$ Unrestricted 8,220,490 9,054,217 10,546,291 13,487,231 Total Business-type Activities Net Position 24,237,852$ 23,850,182$ 24,240,808$ 26,106,536$ Primary Government Net Investment in Capital Assets 29,056,680$ 28,469,389$ 28,403,541$ 28,134,596$ Restricted 6,547,412 6,570,533 5,882,912 5,430,795 Unrestricted 16,710,940 16,904,367 17,859,345 23,089,085 Total Primary Government Net Position 52,315,032$ 51,944,289$ 52,145,798$ 56,654,476$ Sources: The data for this table has been extracted from the respective years report. 116 Table 1 2015 2016 2017 2018 2019 2020 15,303,426$ 19,103,702$ 21,496,582$ 25,330,507$ 31,373,524$ 34,622,760$ 4,547,327 4,292,589 4,973,536 6,929,688 7,658,124 7,445,422 9,627,962 10,745,858 13,338,398 13,626,318 11,357,968 13,214,418 29,478,715$ 34,142,149$ 39,808,516$ 45,886,513$ 50,389,616$ 55,282,600$ 11,553,869$ 15,889,294$ 20,504,751$ 24,701,888$ 31,344,999$ 36,563,803$ 15,474,362 15,248,794 15,679,356 18,287,811 18,919,363 24,166,085 27,028,231$ 31,138,088$ 36,184,107$ 42,989,699$ 50,264,362$ 60,729,888$ 26,857,295$ 34,992,996$ 42,001,333$ 50,032,395$ 62,718,523$ 71,186,563$ 4,547,327 4,292,589 4,973,536 6,929,688 7,658,124 7,445,422 25,102,324 25,994,652 29,017,754 31,914,129 30,277,331 37,380,503 56,506,946$ 65,280,237$ 75,992,623$ 88,876,212$ 100,653,978$ 116,012,488$ 117 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) CHANGES IN NET POSITION - CONTINUED ON THE FOLLOWING PAGES Last Ten Fiscal Years (accrual basis of accounting) 2011 2012 2013 2014 GOVERNMENTAL ACTIVITIES Expenses General Government 956,651$ 1,002,690$ 906,102$ 1,230,335$ Public Safety 1,647,285 1,445,397 1,447,887 1,499,538 Public Works 2,114,975 2,486,553 2,760,130 2,383,890 Culture and Recreation 569,431 575,592 573,581 792,525 Economic Development 12,353 103,884 75,303 45,024 Interest on Long-term Debt 661,447 631,129 543,821 347,503 Total Expenses 5,962,142 6,245,245 6,306,824 6,298,815 Program Revenues Charges for Services General Government 109,686 54,674 36,735 119,757 Public Safety 819,537 588,894 784,038 1,159,073 Public Works 111,873 50,906 106,913 724,009 Culture and Recreation 3,101 8,840 28,600 43,606 Operating Grants and Contributions 197,325 203,645 220,790 233,606 Capital Grants and Contributions 233,832 620,574 485,533 1,619,209 Total Program Revenues 1,475,354 1,527,533 1,662,609 3,899,260 Net (Expense) / Revenue (4,486,788) (4,717,712) (4,644,215) (2,399,555) General Revenues and Transfers Taxes Property 3,719,778 4,271,751 4,333,972 4,476,810 Tax Increments - - - - Franchise Taxes 100,176 106,547 83,681 120,964 Unrestricted Grants and Contributions 26,051 54,601 10,954 132,104 Investment Earnings (net) 290,962 212,731 (17,852) 157,640 Gain on Disposal of Capital Assets 16,500 40,009 44,343 32,355 Transfers 44,000 49,000 - 122,632 Transfers - Capital Assets - - - - Total General Revenues and Transfers 4,197,467 4,734,639 4,455,098 5,042,505 Change in Net Position (289,321)$ 16,927$ (189,117)$ 2,642,950$ 118 Table 2 Page 1 of 3 2015 2016 2017 2018 2019 2020 1,174,510$ 1,376,793$ 1,085,554$ 1,228,607$ 1,383,291$ 1,616,634$ 1,670,627 1,846,459 1,906,843 2,207,699 2,411,751 2,683,103 6,521,708 3,389,909 2,618,584 3,348,200 3,387,481 4,967,363 792,936 847,553 1,013,252 1,095,151 1,177,721 1,151,569 145,771 302,296 365,768 223,175 741,705 889,173 231,242 223,938 197,282 276,423 212,402 247,702 10,536,794 7,986,948 7,187,283 8,379,255 9,314,351 11,555,544 36,235 81,876 100,125 118,219 639,077 651,770 1,191,134 1,677,788 1,384,626 1,698,522 1,726,367 2,552,748 247,260 656,570 805,248 942,042 127,176 174,321 52,075 59,236 67,112 80,047 71,553 22,852 244,497 248,910 261,814 328,410 319,332 366,461 3,154,662 4,437,611 3,957,672 5,800,583 3,361,497 3,212,230 4,925,863 7,161,991 6,576,597 8,967,823 6,245,002 6,980,382 (5,610,931) (824,957) (610,686) 588,568 (3,069,349) (4,575,162) 4,602,153 4,963,787 5,572,250 6,078,341 6,681,989 7,170,868 - - - 96,938 97,419 275,445 128,722 131,229 135,652 139,161 137,510 132,137 242,970 255,951 231,683 191,570 162,120 1,411,685 55,909 82,385 124,052 263,784 754,079 625,964 35,600 31,160 38,373 37,563 47,362 - 284,586 186,755 195,686 207,840 212,869 262,369 - (162,876) (20,643) (1,525,768) (520,896) (410,322) 5,349,940 5,488,391 6,277,053 5,489,429 7,572,452 9,468,146 (260,991)$ 4,663,434$ 5,666,367$ 6,077,997$ 4,503,103$ 4,892,984$ 119 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) CHANGES IN NET POSITION - CONTINUED Last Ten Fiscal Years (accrual basis of accounting) 2011 2012 2013 2014 BUSINESS-TYPE ACTIVITIES Expenses Water Utility 1,530,108$ 1,301,990$ 1,241,343$ 1,187,553$ Sanitary Sewer Utility 2,778,657 2,326,550 2,123,381 2,052,493 Storm Water Utility 61,024 69,834 72,944 57,977 Total Expenses 4,369,789 3,698,374 3,437,668 3,298,023 Program Revenues Charges for Services Water Utility 736,448 1,049,531 1,259,942 1,167,066 Sanitary Sewer Utility 1,067,088 1,055,557 1,186,523 1,325,181 Storm Water Utility 98,873 69,608 41,831 45,570 Operating Grants and Contributions - - - - Capital Grants and Contributions 333,151 1,032,687 1,267,189 2,560,270 Total Program Revenues 2,235,560 3,207,383 3,755,485 5,098,087 Net (Expense) / Revenue (2,134,229) (490,991) 317,817 1,800,064 General Revenues and Transfers Property Taxes - - 57,739 24,824 Investment Earnings (net) 235,166 152,321 (34,717) 168,320 Gain on Disposal of Capital Assets - - 18,733 28,440 Transfers (44,000) (49,000) - (122,632) Transfers - Capital Assets - - - - Total General Revenues and Transfers 191,166 103,321 41,755 98,952 Change in Net Position (1,943,063)$ (387,670)$ 359,572$ 1,899,016$ 120 Table 2 Page 2 of 3 2015 2016 2017 2018 2019 2020 1,246,064$ 1,276,338$ 1,377,537$ 1,468,485$ 1,729,938$ 1,443,522$ 2,207,811 2,480,519 2,477,995 2,561,070 2,600,436 2,739,519 95,533 42,342 62,172 71,040 123,163 138,985 3,549,408 3,799,199 3,917,704 4,100,595 4,453,537 4,322,026 1,261,303 1,334,442 1,529,127 1,754,947 1,734,090 2,108,577 1,479,703 1,601,172 1,744,067 1,932,885 2,254,688 2,473,673 76,211 75,932 94,919 104,916 109,372 120,579 - - - - - 2,157 2,020,299 4,766,947 5,591,332 5,500,794 6,543,224 9,214,377 4,837,516 7,778,493 8,959,445 9,293,542 10,641,374 13,919,363 1,288,108 3,979,294 5,041,741 5,192,947 6,187,837 9,597,337 25,000 25,000 25,000 26,000 30,000 32,000 85,259 129,442 154,321 260,833 748,799 688,236 - - - 7,884 - - (284,586) (186,755) (195,686) (207,840) (212,869) (262,369) - 162,876 20,643 1,525,768 520,896 410,322 (174,327) 130,563 4,278 1,612,645 1,086,826 868,189 1,113,781$ 4,109,857$ 5,046,019$ 6,805,592$ 7,274,663$ 10,465,526$ 121 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) CHANGES IN NET POSITION - CONTINUED Last Ten Fiscal Years (accrual basis of accounting) 2011 2012 2013 2014 TOTAL PRIMARY GOVERNMENT Expenses Governmental Activities 5,962,142$ 6,245,245$ 6,306,824$ 6,298,815$ Business-type Activities 4,369,789 3,698,374 3,437,668 3,298,023 Total Expenses 10,331,931 9,943,619 9,744,492 9,596,838 Program Revenues Governmental Activities 1,475,354 1,527,533 1,662,609 3,899,260 Business-type Activities 2,235,560 3,207,383 3,755,485 5,098,087 Total Program Revenues 3,710,914 4,734,916 5,418,094 8,997,347 Net (Expense) / Revenue (6,621,017) (5,208,703) (4,326,398) (599,491) General Revenues and Transfers Governmental Activities 4,197,467 4,734,639 4,455,098 5,042,505 Business-type Activities 191,166 103,321 41,755 98,952 Total General Revenues and Transfers 4,388,633 4,837,960 4,496,853 5,141,457 Change in Net Position (2,232,384)$ (370,743)$ 170,455$ 4,541,966$ Sources: The data for this table has been extracted from the respective years report. 122 Table 2 Page 3 of 3 2015 2016 2017 2018 2019 2020 10,536,794$ 7,986,948$ 7,187,283$ 8,379,255$ 9,314,351$ 11,555,544$ 3,549,408 3,799,199 3,917,704 4,100,595 4,453,537 4,322,026 14,086,202 11,786,147 11,104,987 12,479,850 13,767,888 15,877,570 4,925,863 7,161,991 6,576,597 8,967,823 6,245,002 6,980,382 4,837,516 7,778,493 8,959,445 9,293,542 10,641,374 13,919,363 9,763,379 14,940,484 15,536,042 18,261,365 16,886,376 20,899,745 (4,322,823) 3,154,337 4,431,055 5,781,515 3,118,488 5,022,175 5,349,940 5,488,391 6,277,053 5,489,429 7,572,452 9,468,146 (174,327) 130,563 4,278 1,612,645 1,086,826 868,189 5,175,613 5,618,954 6,281,331 7,102,074 8,659,278 10,336,335 852,790$ 8,773,291$ 10,712,386$ 12,883,589$ 11,777,766$ 15,358,510$ 123 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) GOVERNMENTAL ACTIVITIES TAX REVENUE BY SOURCE Table 3 Last Ten Fiscal Years (accrual basis of accounting) Property Tax Franchise Taxes Increments Taxes Total 2011 3,719,778$ -$ 100,176$ 3,819,954$ 2012 4,271,751 - 106,547 4,378,298 2013 4,333,972 - 83,681 4,417,653 2014 4,476,810 - 120,964 4,597,774 2015 4,602,153 - 128,722 4,730,875 2016 4,963,787 - 131,229 5,095,016 2017 5,572,250 - 135,652 5,707,902 2018 6,078,341 96,938 139,161 6,314,440 2019 6,681,989 97,419 137,510 6,916,918 2020 7,170,868 275,445 132,137 7,578,450 Sources: The data for this table has been extracted from the respective years report. 124 This page has been left blank intentionally. 125 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) FUND BALANCES - GOVERNMENTAL FUNDS Last Ten Fiscal Years (modified accrual basis of accounting) 2011 2012 2013 2014 General Fund Nonspendable -$ 11,254$ 11,254$ 80,423$ Assigned 81,168 87,971 103,418 101,833 Unassigned 1,622,430 1,665,366 1,797,403 3,211,382 Total General Fund 1,703,598$ 1,764,591$ 1,912,075$ 3,393,638$ All Other Governmental Funds Nonspendable -$ 4,601$ 351$ -$ Restricted 5,985,647 7,898,825 8,805,554 2,576,729 Committed 39,142 52,360 595,191 387,033 Assigned 6,517,609 5,605,265 4,267,012 5,218,020 Unassigned (700,854) (341,194) (9,555) (10,584) Total All Other Governmental Funds 11,841,544$ 13,219,857$ 13,658,553$ 8,171,198$ Sources: The data for this table has been extracted from the respective years report. Note: During 2011, the City implemented GASB Statement No. 54, Fund Balance and Governmental Fund Type Definitions. 126 Table 4 2015 2016 2017 2018 2019 2020 105,547$ 110,973$ 317,197$ 320,887$ 323,124$ 334,946$ 128,646 192,408 205,257 205,449 223,740 242,785 2,656,330 3,342,821 3,368,191 3,587,331 3,772,946 5,410,002 2,890,523$ 3,646,202$ 3,890,645$ 4,113,667$ 4,319,810$ 5,987,733$ 2,675$ 2,000$ 1,325$ 650$ -$ -$ 2,278,379 1,931,757 3,290,750 4,167,765 5,226,784 5,472,554 406,683 419,829 474,863 448,699 438,676 484,582 6,825,237 7,221,257 9,098,697 10,526,550 11,492,028 11,401,232 (26,070) (281,273) (355,150) (1,790,236) (4,463,532) (4,235,228) 9,486,904$ 9,293,570$ 12,510,485$ 13,353,428$ 12,693,956$ 13,123,140$ 127 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS Last Ten Fiscal Years (modified accrual basis of accounting) 2011 2012 2013 2014 Revenues Property Taxes 3,886,919$ 4,344,415$ 4,564,068$ 4,524,092$ Tax Increments - - - - Franchise Taxes - - - 120,964 Licenses and Permits 303,059 553,577 819,493 1,238,823 Intergovernmental 375,703 621,447 241,996 1,034,552 Charges for Services 200,256 86,655 170,194 1,142,453 Special Assessments 2,055,623 875,822 1,987,647 905,441 Fines and Forfeitures 1,000 2,000 - 4,000 Investment Earnings (net) 290,962 209,984 (17,852) 157,640 Miscellaneous 25,302 56,625 78,457 50,286 Total Revenues 7,138,824 6,750,525 7,844,003 9,178,251 Expenditures General Government 887,847 918,055 923,255 1,169,697 Public Safety 1,586,504 1,440,908 1,447,182 1,495,008 Public Works 974,557 1,009,827 1,121,981 1,023,693 Culture and Recreation 246,075 277,605 313,023 464,840 Economic Development 12,353 103,884 75,303 45,024 Capital Outlay 1,178,526 1,707,346 1,984,531 1,688,847 Debt Service Principal 745,000 810,000 840,000 6,965,000 Interest 489,184 554,245 574,715 454,566 Bond Issuance & Fiscal Agent Fee's 86,285 42,900 - - Total Expenditures 6,206,331 6,864,770 7,279,990 13,306,675 Excess (Deficiency) of Revenues Over (Under) Expenditures 932,493 (114,245) 564,013 (4,128,424) Other Financing Sources (Uses) Transfers In 2,069,009 997,325 - 612,433 Issuance of Debt 4,640,000 1,400,000 - - Premium on Issuance of Debt 48,529 64,542 - - Sales of Capital Assets - 40,009 - - Payment to Refunded Bond Escrow Agent - - - - Insurance Recovery - - 22,167 - Transfers Out (2,025,009) (948,325) - (489,801) Total Other Financing Sources (Uses) 4,732,529 1,553,551 22,167 122,632 Net Change in Fund Balances 5,665,022$ 1,439,306$ 586,180$ (4,005,792)$ Debt Service as a Percentage of Noncapital Expenditures 22.68%22.37%23.32%60.23% Sources: The data for this table has been extracted from the respective years report. 128 Table 5 2015 2016 2017 2018 2019 2020 4,651,453$ 4,960,518$ 5,595,120$ 6,084,051$ 6,662,307$ 7,141,972$ - - - 96,938 97,419 275,445 128,722 131,229 135,652 139,161 137,510 132,137 1,179,136 1,661,565 1,363,384 1,672,906 1,699,879 2,532,789 3,570,630 2,111,727 1,093,154 2,339,286 1,801,414 2,541,072 555,660 1,274,578 2,129,514 2,328,991 2,130,542 1,994,941 560,748 575,155 734,522 508,865 586,109 457,606 11,998 16,223 21,092 25,616 26,488 19,959 55,909 82,385 124,052 263,784 754,079 625,964 105,573 119,732 294,909 233,946 141,533 149,472 10,819,829 10,933,112 11,491,399 13,693,544 14,037,280 15,871,357 1,141,113 1,233,680 1,072,195 1,182,959 1,313,178 1,479,856 1,664,031 1,807,985 1,886,661 2,168,187 2,379,440 2,667,435 1,044,024 1,019,946 1,066,349 1,205,464 1,683,958 1,640,892 466,205 534,122 587,739 654,786 710,406 695,747 145,771 196,534 195,716 223,175 265,498 889,173 4,477,153 4,349,555 2,160,857 8,422,796 7,001,285 5,137,983 1,130,000 1,210,000 1,125,000 1,160,000 1,185,000 1,330,000 256,148 233,498 206,748 182,875 230,217 222,250 2,979 3,362 3,267 74,512 2,874 65,483 10,327,424 10,588,682 8,304,532 15,274,754 14,771,856 14,128,819 492,405 344,430 3,186,867 (1,581,210) (734,576) 1,742,538 1,574,500 648,087 1,278,609 1,397,210 1,274,595 2,465,348 - - - 2,305,000 - 2,950,000 - - - 58,475 - 312,200 35,600 31,160 78,805 75,860 68,378 - - - - - - (3,170,000) - - - - - - (1,289,914) (461,332) (1,082,923) (1,189,370) (1,061,726) (2,202,979) 320,186 217,915 274,491 2,647,175 281,247 354,569 812,591$ 562,345$ 3,461,358$ 1,065,965$ (453,329)$ 2,097,107$ 14.22%18.40%19.32%16.69%15.85%13.82% 129 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) ESTIMATED ACTUAL VALUE, TAXABLE MARKET VALUE AND TAX CAPACITY OF TAXABLE PROPERTY Last Ten Fiscal Years 2011 2012 2013 2014 Estimated Actual Value 1,122,091,900$ 1,070,068,000$ 989,365,300$ 1,051,543,200$ Taxable Market Value Real Estate 1,045,413,800$ 913,874,900$ 839,428,800$ 908,532,000$ Personal Property 14,203,900 14,003,900 14,305,700 14,513,300 Total Taxable Market Value 1,059,617,700$ 927,878,800$ 853,734,500$ 923,045,300$ Taxable Market Value as a Percentage of Estimated Actual Value 94.43%86.71%86.29%87.78% Tax Capacity Real Estate 11,376,627$ 9,999,046$ 9,184,748$ 9,805,499$ Personal Property 283,499 279,502 285,540 290,266 Net Tax Capacity for Direct Rate 11,660,126$ 10,278,548$ 9,470,288$ 10,095,765$ Net Tax Capacity as a Percentage of Estimated Actual Value 1.04%0.96%0.96%0.96% Property Tax Levies General Revenues 3,500,000$ 3,836,000$ 3,952,910$ 4,024,715$ Debt Service 466,000 425,000 425,000 475,285 Total Property Taxes Levied 3,966,000$ 4,261,000$ 4,377,910$ 4,500,000$ Tax Rates General Revenues 30.017 37.320 41.740 39.865 Debt Service 3.997 4.135 4.488 4.708 Total Direct Tax Rate 34.013 41.455 46.228 44.573 Sources: The data for this table has been provided by the Wright County Auditor / Treasurer's Office. 130 Table 6 2015 2016 2017 2018 2019 2020 1,177,857,500$ 1,340,579,000$ 1,473,986,500$ 1,644,926,700$ 1,837,875,900$ 2,043,966,400$ 1,039,579,100$ 1,195,720,700$ 1,327,925,100$ 1,490,919,200$ 1,666,323,700$ 1,864,979,200$ 14,952,700 16,476,000 20,388,300 23,397,400 29,560,400 27,109,100 1,054,531,800$ 1,212,196,700$ 1,348,313,400$ 1,514,316,600$ 1,695,884,100$ 1,892,088,300$ 89.53%90.42%91.47%92.06%92.27%92.57% 11,060,135$ 12,909,476$ 14,465,922$ 16,228,630$ 18,029,678$ 19,955,742$ 298,480 328,948 407,194 467,378 578,862 541,536 11,358,615$ 13,238,424$ 14,873,116$ 16,696,008$ 18,608,540$ 20,497,278$ 0.96%0.99%1.01%1.02%1.01%1.00% 4,070,000$ 4,380,206$ 4,974,745$ 5,448,302$ 5,975,816$ 6,447,491$ 610,000 640,000 655,000 655,000 734,293 746,758 4,680,000$ 5,020,206$ 5,629,745$ 6,103,302$ 6,710,109$ 7,194,249$ 35.832 33.087 33.448 32.632 32.114 31.456 5.370 4.834 4.404 3.923 3.946 3.643 41.202 37.921 37.852 36.555 36.060 35.099 131 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) TAX CAPACITY OF REAL ESTATE & PERSONAL PROPERTY Table 7 Last Ten Fiscal Years Non Commercial Personal Homestead Homestead & Industrial Agricultural Property Other Total 2011 7,547,244$ 1,251,967$ 1,893,120$ 606,587$ 283,499$ 77,709$ 11,660,126$ 64.73% 10.74% 16.24%5.20%2.43%0.67% 100.00% 2012 6,460,276 1,097,107 1,821,302 543,596 279,502 76,765 10,278,548 62.85% 10.67% 17.72%5.29%2.72%0.75% 100.00% 2013 5,906,265 903,006 1,788,872 533,264 285,540 53,341 9,470,288 62.37% 9.54% 18.89% 5.63% 3.02% 0.56% 100.00% 2014 6,607,296 918,439 1,664,605 536,842 290,266 78,317 10,095,765 65.45% 9.10% 16.49% 5.32% 2.88% 0.78% 100.00% 2015 7,732,867 1,057,409 1,633,988 582,530 298,480 53,341 11,358,615 68.08% 9.31% 14.39% 5.13% 2.63% 0.47% 100.00% 2016 8,878,089 1,183,843 2,166,341 627,666 328,948 53,537 13,238,424 67.06% 8.94% 16.36% 4.74% 2.48% 0.40% 100.00% 2017 9,942,548 1,232,700 2,627,164 597,483 407,194 66,027 14,873,116 66.85% 8.29% 17.66% 4.02% 2.74% 0.44% 100.00% 2018 11,298,428 1,276,749 2,981,199 612,928 467,378 59,326 16,696,008 67.67% 7.65% 17.86% 3.67% 2.80% 0.36% 100.00% 2019 12,807,798 1,481,672 3,017,858 667,248 578,862 55,102 18,608,540 68.83% 7.96% 16.22% 3.59% 3.11% 0.30% 100.00% 2020 14,392,621 1,899,299 2,935,016 670,618 541,536 58,188 20,497,278 70.22% 9.27% 14.32% 3.27% 2.64% 0.28% 100.00% Sources: The data for this table has been provided by the Wright County Auditor / Treasurer's Office. Residential 132 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) PROPERTY TAX RATES - DIRECT AND OVERLAPPING GOVERNMENTS Last Ten Fiscal Years Table 8 General Debt School School School School School School Revenues Service Total District 728 District 882 District 885 County District 728 District 882 District 885 2011 30.017 3.997 34.013 43.489 27.029 51.369 39.306 116.808 100.348 124.688 2012 37.320 4.135 41.455 45.548 28.262 52.646 43.452 130.455 113.169 137.553 2013 41.740 4.488 46.228 50.058 26.229 57.213 44.288 140.574 116.745 147.729 2014 39.865 4.708 44.573 51.286 28.269 51.570 43.450 139.309 116.292 139.593 2015 35.832 5.370 41.202 42.483 22.882 51.082 40.593 124.278 104.677 132.877 2016 33.087 4.834 37.921 39.266 20.857 49.102 39.970 117.157 98.748 126.993 2017 33.448 4.404 37.852 36.659 16.242 46.893 39.599 114.110 93.693 124.344 2018 32.632 3.923 36.555 36.137 15.621 47.950 39.946 112.638 92.122 124.451 2019 32.114 3.946 36.060 32.865 16.972 47.143 44.273 113.198 97.305 127.476 2020 31.456 3.643 35.099 34.371 15.865 45.280 44.421 113.891 95.385 124.800 Sources: The data for this table has been provided by the Wright County Auditor / Treasurer's Office. Overlapping Rates Total Direct & OverlappingDirect Rates 133 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) PRINCIPAL PROPERTY TAXPAYERS Table 9 Current Year and Nine Years Ago 2020 2011 Percentage of Percentage of Net Tax Total Tax Net Tax Total Tax Taxpayer Classification Capacity Rank Capacity Value Capacity Rank Capacity Value Duke Realty Industrial 1,087,958$ 1 5.31%256,574$ 1 2.20% Centerpoint Energy Utility 355,928 2 1.74%142,430 3 1.22% Target Corporation Commercial 199,450 3 0.97%248,514 2 2.13% Wagner Spray Tech Corporation Industrial 173,718 4 0.85%0.00% Evans Park, Inc.Apartments 156,893 5 0.77%0.00% Ahava Realty ADA Compliant LP Industrial 140,490 6 0.69%0.00% Wright-Hennepin Co-op Electric Utility 126,920 7 0.62%92,439 7 0.79% Elk Inn Partners LP Commercial 99,250 8 0.48%99,250 6 0.85% P & F Properties, Inc.Industrial 87,662 9 0.43%0.00% Apex Business Center LLC Industrial 76,170 10 0.37%74,578 9 0.64% OHW LLC Residential 112,157 5 0.96% GCI Capital, Inc.Commercial 86,260 8 0.74% Appello Group LLC Commercial 124,530 4 1.07% Wells Fargo Bank NA Agricultural 70,396 10 0.60% Totals 2,504,439$ 12.23%1,307,128$ 11.20% Sources: The data for this table has been provided by the Wright County Auditor / Treasurer's Office. 134 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) PROPERTY TAX LEVIES AND COLLECTIONS Table 10 Last Ten Fiscal Years Collected within the Certified Fiscal Year of the Levy Collections in Total Collections to Date Property Percentage Subsequent Percentage Tax Levy Amount of Levy Years Amount to Date 2011 3,966,000$ 3,820,747$ 96.34% 145,253$ 3,966,000$ 100.00% 2012 4,261,000 4,111,857 96.50% 149,143 4,261,000 100.00% 2013 4,377,910 4,306,802 98.38%71,108 4,377,910 100.00% 2014 4,500,000 4,444,153 98.76%55,847 4,500,000 100.00% 2015 4,680,000 4,641,720 99.18%34,573 4,676,293 99.92% 2016 5,020,206 4,979,508 99.19%39,673 5,019,181 99.98% 2017 5,629,745 5,606,101 99.58%21,690 5,627,791 99.97% 2018 6,103,302 6,084,700 99.70%16,027 6,100,727 99.96% 2019 6,710,109 6,670,163 99.40%27,231 6,697,394 99.81% 2020 7,194,249 7,134,792 99.17%- 7,134,792 99.17% Sources: The data for this table has been provided by Wright County and from City financial maintenance documents. Note: The components of the Certified Property Tax Levy can be viewed in table 6 of the statistical section. 135 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) RATIOS OF OUTSTANDING DEBT BY TYPE Table 11 Last Ten Fiscal Years General General Notes Percentage Obligation Equipment Obligation from Direct Total of Personal Per Bonds Certificates Revenue Bonds Borrowings Debt Income Capita 2011 17,728,529$ 350,000$ 28,843,229$ -$ 46,921,758$ 9.17% 3,396$ 2012 18,413,438 310,000 28,764,347 - 47,487,785 8.82% 3,384 2013 17,601,634 265,000 28,685,465 - 46,552,099 8.26% 3,220 2014 10,664,830 220,000 28,606,583 - 39,491,413 6.33% 2,638 2015 9,553,029 175,000 28,527,701 - 38,255,730 5.61% 2,473 2016 8,380,857 130,000 26,448,820 - 34,959,677 4.68% 2,182 2017 7,293,686 85,000 24,334,937 - 31,713,623 3.95% 1,910 2018 8,534,989 40,000 22,126,056 - 30,701,045 3.53% 1,772 2019 7,378,641 - 17,515,267 - 24,893,908 2.66% 1,373 2020 6,129,492 - 15,026,658 9,438,936 30,595,086 3.10% 1,598 Sources: The data for this table has been provided from City financial maintenance documents. Note: More detailed information for Population and Personal Income can be viewed in table 16 of the statistical section. Governmental Activities Business-Type Activites 136 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) RATIOS OF GENERAL BONDED DEBT OUTSTANDING Table 12 Last Ten Fiscal Years Total Percentage of General General Less: Amounts Net General Estimated Obligation Equipment Bonded Debt Restricted to Obligation Actual Value Per Bonds Certificates Outstanding Debt Service Debt of Property Capita 2011 17,728,529$ 350,000$ 18,078,529$ 6,547,412 11,531,117$ 1.03% 835$ 2012 18,413,438 310,000 18,723,438 6,570,533 12,152,905 1.14% 866 2013 17,601,634 265,000 17,866,634 5,882,912 11,983,722 1.21% 829 2014 10,664,830 220,000 10,884,830 5,430,795 5,454,035 0.52% 364 2015 9,553,029 175,000 9,728,029 4,506,243 5,221,786 0.44% 337 2016 8,380,857 130,000 8,510,857 4,292,589 4,218,268 0.31% 263 2017 7,293,686 85,000 7,378,686 3,596,348 3,782,338 0.26% 228 2018 8,534,989 40,000 8,574,989 4,484,680 4,090,309 0.25% 236 2019 7,378,641 - 7,378,641 3,979,190 3,399,451 0.18% 188 2020 6,129,492 - 6,129,492 3,076,069 3,053,423 0.15% 160 Sources: The data for this table has been provided from City financial maintenance documents. Note: More detailed information for Population can be viewed in table 16 of the statistical section. Note: More detailed information for Estimated Property Values can be viewed in table 6 of the statistical section. 137 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) COMPUTATION OF DIRECT AND OVERLAPPING Table 13 GOVERNMENTAL ACTIVITIES DEBT DECEMBER 31, 2020 Estimated Estimated Share Debt Percentage of Overlapping Governmental Unit Outstanding Applicable Debt Overlapping Debt: School Districts: No. 728 - Elk River 207,155,000$ 19.43% 40,250,217$ No. 882 - Monticello 49,895,000 3.97% 1,980,832 No. 885 - St. Michael-Albertville 167,170,000 4.42% 7,388,914 Wright County 153,290,000 11.61% 17,796,969 Total Overlapping Debt 577,510,000$ 67,416,931 City of Otsego Direct Debt 6,129,492 Total Direct and Overlapping Debt 73,546,423$ Sources: The majority of the data for this table has been provided by Wright County Auditor / Treasurer's Office. Sources: The remaining data for this table was provided by School District No. 728. Note: More detailed information for the City's outstanding debt can be viewed in table 11 of the statistical section. Note: Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. The schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the residents and businesses of the City. This process recognizes that, when considering the City's ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. However, this does not imply that every taxpayer is a resident, and therefore responsible for repaying the debt, of each overlapping government. Note: The percentage of overlapping debt applicable is estimated using tax capacity values. Applicable percentages were estimated by determining the portion of each entity's tax capacity that is within the City's boundaries, and dividing it by the entity's total tax capacity. 138 This page has been left blank intentionally. 139 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) LEGAL DEBT MARGIN INFORMATION Last Ten Fiscal Years 2011 2012 2013 2014 Taxable Market Value 1,059,617,700$ 927,878,800$ 853,734,500$ 923,045,300$ Debt Limit Percentage 3.00% 3.00% 3.00% 3.00% Debt Limit 31,788,531 27,836,364 25,612,035 27,691,359 Total Net Debt Applicable to Limit 11,531,117 12,152,905 11,983,722 5,454,035 Legal Debt Margin 20,257,414$ 15,683,459$ 13,628,313$ 22,237,324$ Total Net Debt Applicable to the Limit as a Percentage of Debt Limit 36.27% 43.66% 46.79% 19.70% Sources: The data for this table has been provided by Wright County and from City financial maintenance documents. 140 Table 14 2015 2016 2017 2018 2019 2020 1,054,531,800$ 1,212,196,700$ 1,348,313,400$ 1,514,316,600$ 1,695,884,100$ 1,892,088,300$ 3.00% 3.00% 3.00% 3.00% 3.00% 3.00% 31,635,954 36,365,901 40,449,402 45,429,498 50,876,523 56,762,649 5,221,786 4,218,268 3,782,338 4,090,309 3,399,451 3,053,423 26,414,168$ 32,147,633$ 36,667,064$ 41,339,189$ 47,477,072$ 53,709,226$ 16.51% 11.60% 9.35% 9.00% 6.68% 5.38% 141 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) PLEDGED-REVENUE COVERAGE Table 15 Last Ten Fiscal Years Water and Water and Sanitary Sewer Sanitary Sewer Less: Net Utility Connection Operating Available Debt Service Charges Charges Expenses Revenue Principal Interest Coverage 2011 2,038,433 333,151 1,228,236 1,143,348$ -$ 1,343,403 85.11% 2012 2,256,616 1,032,687 1,148,605 2,140,698 - 1,006,961 212.59% 2013 2,429,661 1,233,224 1,136,790 2,526,095 - 1,007,100 250.83% 2014 2,687,572 2,435,460 1,016,382 4,106,650 - 1,007,585 407.57% 2015 2,641,566 2,020,299 2,524,073 2,137,792 - 1,007,762 212.13% 2016 2,857,174 3,662,097 2,831,346 3,687,925 2,000,000 1,007,725 122.62% 2017 3,197,486 3,577,039 2,973,383 3,801,142 2,035,000 967,815 126.59% 2018 3,588,031 4,195,354 3,229,493 4,553,892 2,130,000 886,043 150.99% 2019 3,872,764 4,930,688 3,544,713 5,258,739 4,531,906 883,087 97.11% 2020 4,482,841 7,428,178 3,704,373 8,206,646 2,335,000 603,612 279.27% Sources: The data for this table has been provided from City financial maintenance documents. General Obligation Revenue Bonds 142 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) DEMOGRAPHIC AND ECONOMIC STATISTICS Table 16 Last Ten Fiscal Years School Enrollments Per Capita No. 885 No. of Personal Personal Unemployment Median No. 728 No. 882 St. Michael Population Households Income Income Rate Age Elk River Monticello Albertville 2011 13,816 4,826 511,523,584$ 37,024 6.8%32.4 12,801 4,110 5,497 2012 14,034 4,894 538,231,968 38,352 5.9%33.4 12,753 4,137 5,645 2013 14,457 5,035 563,823,000 39,000 5.0%33.4 13,123 4,137 5,747 2014 14,968 5,218 623,821,336 41,677 4.2%33.8 13,076 4,193 5,904 2015 15,472 5,394 682,361,616 44,103 3.7%34.1 13,136 4,096 6,096 2016 16,019 5,580 746,373,267 46,593 3.9%33.2 13,219 4,094 6,286 2017 16,605 5,787 803,366,505 48,381 3.5%34.3 13,461 4,168 6,335 2018 17,323 5,975 869,285,463 50,181 3.0%34.7 13,670 4,125 6,463 2019 18,130 6,254 935,671,170 51,609 3.3%34.3 13,921 4,201 6,557 2020 19,140 6,657 987,813,284 51,609 5.2%34.3 13,464 4,072 6,366 Sources: Population & Households - Minnesota State Demographer [2020 Estimated by City] Personal Income - Calculated by the City Per Capita Personal Income - US Department of Commerce; Bureau of Economic Analysis Unemployment Rate - Minnesota Department of Employment and Economic Development Median Age - US Department of Commerce, Bureau of the Census School Enrollment - Minnesota Department of Education Note: Some data was not yet available for 2020. In those instances, 2019 data was shown for the current year. 143 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) PRINCIPAL EMPLOYMENT SECTORS Table 17 Current Year and Nine Years Ago Percentage of Percentage of Total City Total City Employment Industry Employees Rank Employment Employees Rank Employment Education & Health Services 1,247 1 35.58%144 5 10.06% Trade, Transportation & Utilities 879 2 25.08% 447 1 31.24% Leisure & Hospitality 314 3 8.96% 291 2 20.34% Construction 401 4 11.44% 188 3 13.14% Professional & Business Services 286 5 8.16% 149 4 10.41% Other Services 83 6 2.37% 114 6 7.97% Public Administration 35 8 1.00% 20 7 1.40% Financial Activities 82 7 2.34% 0.00% Totals 3,327 94.92% 1,353 94.55% Sources: The data for this table has been provided from the Minnesota Department of Employment and Economic Development. Note: Due to data privacy within the State, data for principal employers of the City is not available. Given this limitation, the City determined it was appropriate to provide data regarding employment industry data. The City felt that this data would still provide the user information to understand the degree to which the City's economy is or is not dependent on a certain employment sector. 2020 2011 144 CITY OF OTSEGO, MINNESOTA STATISTICAL SECTION (UNAUDITED) FULL TIME CITY GOVERNMENT POSITIONS BY FUNCTION Table 18 Last Ten Fiscal Years 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 General Government Administration 3.0 3.0 3.0 3.0 4.0 3.5 3.6 3.6 3.6 4.0 Finance 3.9 3.9 3.7 3.9 3.0 3.0 3.0 3.0 3.0 3.0 Total General Government 6.9 6.9 6.7 6.9 7.0 6.5 6.6 6.6 6.6 7.0 Public Safety Police - - - - - - - - - - Fire - - - - - - - - - - Building Inspections 1.0 1.0 1.0 1.0 1.0 1.5 1.5 1.8 2.0 2.0 Total Public Safety 1.0 1.0 1.0 1.0 1.0 1.5 1.5 1.8 2.0 2.0 Public Works Street Maintenance 6.9 5.9 5.8 5.8 6.9 6.9 6.9 6.9 7.8 7.8 Mechanic - 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 Total Public Works 6.9 6.9 6.8 6.8 7.9 7.9 7.9 7.9 8.8 8.8 Culture and Recreation Parks Maintenance 1.0 1.4 1.4 1.4 3.5 3.5 3.5 3.9 4.4 4.4 Recreation - 0.6 1.1 1.1 1.4 1.4 1.4 1.5 1.5 2.0 Total Culture and Recreation 1.0 2.0 2.5 2.5 4.9 4.9 4.9 5.4 5.9 6.4 Public Utilities Water Utility - - 2.0 2.0 1.3 1.3 1.3 1.4 1.5 1.8 Sanitary Sewer Utility - - 2.0 2.0 3.7 3.7 3.7 4.1 4.5 5.4 Total Public Utilities - - 4.0 4.0 5.0 5.0 5.0 5.5 6.0 7.2 Total 15.8 16.8 21.0 21.2 25.8 25.8 25.9 27.2 29.3 31.4 Sources: The data for this table has been provided from City financial maintenance documents. Note: Police and Fire services are contracted services with Wright County and neighboring Cities respectively, therefore no City employees. Note: Public Utilities staffing were contracted with a service provider through 2012. In 2013, the City hired a staff and assumed operations. 145 CITY OF OTSEGO, MINNESOTASTATISTICAL SECTION (UNAUDITED)OPERATING INDICATORS BY FUNCTIONTable 19Last Ten Fiscal YearsFunction 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020AdministrationRental Licenses Issued 246 292 337 372 372 387 351 329 332 300Code Enforcement Citations 60 89 20 16 31 41 30 68 18 37Registered Voters 7,168 7,329 9,324 9,754 13,081Actual Votes Tallied 4,737 7,126 4,693 7,362 6,228 11,389PoliceTotal Calls for Service 4,111 4,234 3,856 4,060 3,575 3,619 4,310 4,2794,484 4,145FireCalls - Albertville Department82 76 93 129 131 164 158Calls - Elk River Department74 73 80 92 96 105 92Calls - Rogers Department18 15 12 27 26 28Building InspectionsNumber of Permits - All Types 570 645 699 692 893 968 722 1,147 1,173 1,791New Homes Constructed58143190188207219210300300403Public WorksMiles of Streets Constructed0.45 1.33 2.30 1.66 2.59 3.93 7.80 4.68 1.47 Miles of Streets Reconstructed0.35 1.80 5.30 - 0.78 Snow Plowing Events40 46 37 22 16 16 22 37 21 11 Culture and RecreationParks Acres Maintained167.8 167.8 184.3 184.3 184.3 190.3 160.0 160.0 160.0 173.0 Prairie Festival Attendance4,900 5,100 6,200 5,000 4,000 4,800 6,450 - Recreation Programs Offered17 60 106 132 100 127 231 153 52 Recreation Programs Participants550 9,875 14,958 12,662 12,662 17,341 20,885 18,500 5,359 Water UtilityConnections2,3792,5172,6782,8293,0233,1553,2783,7484,0144,335Gallons Delivered353,515,800 429,293,500 409,492,730 37,529,984 389,118,330 393,795,210 491,484,000 527,795,004 491,047,000 632,552,814 Sanitary Sewer UtilityAverage Daily Gallons Treated512,000 485,000 543,000 539,000 551,000 600,000 627,000 673,000 738,000 798,000 Sources: The data for this table has been provided by each respective City department.Note: The City made significant changes to the indicators included in this table for 2015. Not all historical data was able to be compiled, and this table will be updated on a go-forward basis.146 CITY OF OTSEGO, MINNESOTASTATISTICAL SECTION (UNAUDITED)CAPITAL ASSET STATISTICS BY FUNCTIONTable 20Last Ten Fiscal YearsFunction 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020Public WorksStreet Miles (MSA) 112.85 113.30 114.63 116.93 118.59 120.88 124.81 131.00 131.00 134.41 Heavy Duty Trucks 8 8 8 8 8 8 8 9 9 9 Light Duty Vehicles 10 11 15 15 15 15 17 17 16 19 Tractors & Grading Equipment 8 8 8 8 8 8 8 7 7 6 Culture and RecreationTrail Miles 19.68 19.68 19.68 19.68 19.96 21.13 25.11 25.60 27.95 38.31 Number of Parks 8 8 10 10 10 11 12 14 14 14 Playgrounds 6 7 7 7 7 8 9 10 10 14 Park Shelters 9 9 9 9 9 10 10 12 13 13 Ball Fields 5 5 5 5 5 6 6 6 6 7 Soccer Fields- - - - 3 3 3 3 3 3 Basketball Courts5 5 5 5 5 5 5 6 6 7 Tennis Courts7 7 7 7 7 8 8 8 8 8 Outdoor Ice Rinks1 1 1 1 1 1 1 2 Mowing Equipment4 5 5 5 5 6 6 6 6 7 Water UtilityWater Towers3 3 3 3 3 3 3 3 3 3 Wells8 8 8 8 8 8 8 8 7 9 Miles of Water Main63 63 74 77 79 83 87 90 Hydrants717 722 794 846 871 923 975 1,014 Water Valves15,555 1,603 1,659 1,841 1,881 1,983 2,106 2,360 Sanitary Sewer UtilityTreatment Facilities2 2 2 2 2 2 2 2 2 2 Lift Stations9 9 9 9 9 10 10 10 10 10 Miles of Sanitary Sewer Lines69 - 74 76 79.5 81.8 86.1 96.9 Manholes1,257 1,257 1,366 1,480 1,524 1,594 1,730 1,774 Miles of Sanitary Forcemain20 20 20 20 20 21 21 21 Sources: The data for this table has been provided by each respective City department.Note: The City made significant changes to the statistics included in this table for 2015. Not all historical data was able to be compiled, and this table will be updated on a go-forward basis.147 This page has been left blank intentionally. 148