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Item 3.17 Wellhouse 3 Water Treatment Improvements Professional Services Agreement Request for City Council Action DEPARTMENT INFORMATION ORIGINATING DEPARTMENT REQUESTOR: MEETING DATE: Utilities Utility Manager Neidermeier December 9, 2024 PRESENTER(s) REVIEWED BY: ITEM #: Consent City Administrator/Finance Director Flaherty City Attorney Kendall 3.17 – Professional Services Agreement STRATEGIC VISION MEETS: THE CITY OF OTSEGO: Is a strong organization that is committed to leading the community through innovative communication. X Has proactively expanded infrastructure to responsibly provide core services. Is committed to delivery of quality emergency service responsive to community needs and expectations in a cost-effective manner. Is a social community with diverse housing, service options, and employment opportunities. Is a distinctive, connected community known for its beauty and natural surroundings. AGENDA ITEM DETAILS RECOMMENDATION: City Staff is recommending City Council approval of a Professional Services Agreement. ARE YOU SEEKING APPROVAL OF A CONTRACT? IS A PUBLIC HEARING REQUIRED? Yes No BACKGROUND/JUSTIFICATION: The City of Otsego’s Wellhouse 3 Water Treatment Improvements Project is included within the Capital Improvement Plan for engineering and design services to initiate in 2025. The project will improve drinking water quality and will meet Minnesota Department of Health’s Health-Based Values. The project includes secured Federal funding and is anticipated to receive State grant funding. During an initial site analysis of the existing wellhouse site, it was concluded that the treatment processes required will not fit on the existing parcel. An appropriate parcel has been identified for the new water treatment plant along with an easement corridor for pipelines. The new site is planned to consist of a 3,000 gallon per minute pressure filtration water treatment plant, backwash recovery/reclamation tank, standby generator, and a new well. The proposal was presented to the Public Works Subcommittee on November 20, 2024, and recommended for consideration of approval by the City Council. The City Attorney has reviewed the Agreement and has provided consent for consideration of approval. SUPPORTING DOCUMENTS ATTACHED: • Professional Services Agreement POSSIBLE MOTION PLEASE WORD MOTION AS YOU WOULD LIKE IT TO APPEAR IN THE MINUTES: Motion to approve a Professional Services Agreement between the City of Otsego and Advanced Engineering and Environmental Services, LLC (AE2S) for the Wellhouse 3 Water Treatment Improvements Project in the amount of $786,100.00. BUDGET INFORMATION FUNDING: BUDGETED: Fund 601 –Water Utility Yes Page 1 of 9 Agreement Between Owner and Engineer for Professional Services AGREEMENT BETWEEN OWNER AND ENGINEER FOR PROFESSIONAL SERVICES THIS IS AN AGREEMENT effective as of November 25 , 2024 (“Effective Date”) between City of Otsego, Minnesota (“Owner”) and Advanced Engineering and Environmental Services, LLC (AE2S) (“Engineer”). Implementation of Wellhouse No. 3 Water Treatment Plant (“Project”). Owner and Engineer agree as follows:ARTICLE 1 - SERVICES OF ENGINEER 1.01 Scope A. Engineer shall provide, or cause to be provided, the services set forth herein and in Exhibit A. ARTICLE 2 - OWNER’S RESPONSIBILITIES 2.01 General A. Owner shall have the responsibilities set forth herein and in Exhibit B. B. Owner shall pay Engineer as set forth in Exhibit C. C. Owner shall be responsible for, and Engineer may rely upon, the accuracy and completeness of all requirements, programs, instructions, reports, data, and other information furnished by Owner to Engineer pursuant to this Agree ment. Engineer may use such requirements, programs, instructions, reports, data, and information in performing or furnishing services under this Agreement. ARTICLE 3 - SCHEDULE FOR RENDERING SERVICES 3.01 Commencement A. Engineer shall begin rendering services as of the Effective Date of the Agreement. 3.02 Time for Completion A. Engineer shall complete its obligations within a reasonable time. Specific periods of time for rendering services are set forth or specific dates by which services are to be completed are provided in Exhibit A, and are hereby agreed to be reasonable. B. If, through no fault of Engineer, such periods of t ime or dates are changed, or the orderly and continuous progr ess of Engineer’s services is impaired, or Engineer’s services are delayed or suspended, then the time for completion of Engineer’s services, and the rates and amounts of Engineer’s compensation, shall be adjusted equitably. C. If Owner authorizes changes in the scope, extent, or character of the Project, then the time for completion of Engineer’s services, and the rates and amounts of Engineer’s compensation, shall be adjusted equitably. D. Owner shall make decisions and carry out its other responsibilities in a timely manner so as not to delay the Engineer’s performance of its services. E. If Engineer fails, through its own fault, to complete the performance required in this Agreement within the time set forth, as duly adjusted, then Owner shall be entitled to the recovery of direct damages resulting from such failure. ARTICLE 4 - INVOICES AND PAYMENTS 4.01 Invoices A. Preparation and Submittal of Invoices. Engineer shall prepare invoices in accordance with its standard invoicing practices and the terms of Exhibit C. Engineer shall submit its invoices to Owner on a monthly basis. Invoices are due and payable within 30 days of receipt. 4.02 Payments A. Obligation to Pay. Except as noted in paragraph D., Owner’s obligation to pay for our services under this Agreement is not contingent on Owner’s ability to obtain Page 2 of 9 Agreement Between Owner and Engineer for Professional Services financing, governmental or regulatory agency approval, permits, final adjudication of lawsuit in which Engineer is not involved, Owner’s successful completion of a project, or any other event. No retainage will be withheld. B. Application to Interest and Principal. Payment will be credited first to any interest owed to Engineer and then to principal. C. Failure to Pay. If Owner fails to make any payment due Engineer for services and expenses within 30 days after receipt of Engineer’s invoice, then: 1. Amounts due Engineer will be increased at the rate of 1.0% per month (or the maximum rate of interest permitted by law, if less) from said thirtieth day; and 2. Engineer may, after giving seven days’ written notice to Owner, suspend services under this Agreement until Owner has paid in full all amounts due for services, expenses, and other related charges. Owner waives any and all claims against Engineer for any such suspension provided that the Engineer’s basis for providing the notice has a good-faith basis. D. Disputed Invoices. If Owner contests an invoice, Owner may withhold only that portion so contested, and must pay the undisputed portion. E. Legislative Actions. If after the Effective Date of the Agreement any governmental entity takes a legislative action that imposes taxes, fees, or charges on Engineer’s services or compensation under this Agreement, then the Engineer may invoice such new taxes, fees, or charges as a Reimbursable Expense to which a factor of 1.0 shall be applied. Owner shall pay such invoiced new taxes, fees, and charges; such payment shall be in addition to the compensation to which Engineer is entitled under the terms of Exhibit C. F. Legal Actions. Owner agrees to compensate Engineer as set forth in Exhibit C, if Engineer is asked or required to respond to legal process arising out of a proceeding related to the Project and as to which Engineer is not a party. ARTICLE 5 - OPINIONS OF COST 5.01 Opinions of Probable Construction Cost A. Engineer’s opinions of probable Construction Cost are to be made on the basis of Engineer’s experience and qualifications and represent Engineer’s best judgment as an experienced and qualified professional generally familiar with the construction industry. However, since Engineer has no control over the cost of labor, materials, equipment, or services furnished by others, or over contractors’ methods of determining prices, or over competitive bidding or market conditions, Engineer cannot and does not guarantee that proposals, bids, or actual Construction Cost will not vary from opinions of probable Construction Cost prepared by Engineer. If Owner wishes greater assurance as to probable Construction Cost, Owner shall employ an independent cost estimator as provided in Exhibit B. 5.02 Designing to Construction Cost Limit A. Not Used. 5.03 Opinions of Total Project Costs A. The services, if any, of Engineer with respect to Total Project Costs shall be limited to assisting the Owner in collating the various cost categories which comprise Total Project Costs. Engineer assumes no responsibility for the accuracy of any opinions of Total Project Costs. ARTICLE 6 - GENERAL CONSIDERATIONS 6.01 Standards of Performance A. The standard of care for all professional engineering and related services performed or furnished by Engineer under this Agreement will be the care and skill ordinarily used by members of the subject profession practicing under similar circumstances at the same time and in the same locality. Engineer makes no warranties, express or implied, under this Agreement or otherwise, in connection with Engineer’s services. B. Owner shall not be responsible for discovering deficiencies in the technical accuracy of Engineer’s services. Engineer shall correct any such deficiencies in technical accuracy without additional compensation except to the extent such corrective action is directly attributabl e to deficiencies in Owner-furnished information. C. Engineer may employ such Consultants as Engineer deems necessary to assist in the performance or furnishing of the services, subject to reasonable, timely, and substantive objections by Owner. D. Subject to the standard of care set forth in paragraph 6.01.A, Engineer and its Consultants may use or rely upon design elements and information ordinarily or customarily furnished by others, including, but not limi ted to, specialty contractors, manufacturers, suppliers, and the publishers of technical standards. E. Engineer and Owner shall comply with applicable Laws and Regulations and Owner-mandated standards that Owner has provided to Engineer in writing. This Agreement is based on these requirements as of its Effective Date. Changes to these requirements after the Effective Date of this Agreement may be the basis for modifications to Owner’s responsibilities or to Engineer’s scope of services, times of performance, and compensation. Page 3 of 9 Agreement Between Owner and Engineer for Professional Services G. Engineer shall not be required to sign any documents, no matter by whom requested, that would result in the Engineer having to certify, guarantee, or warrant the existence of conditions whose existence the Engineer cannot ascertain. Owner agrees not to make resolution of any dispute with the Engineer or payment of any amount due to the Engineer in any way contingent upon the Engineer signing any such documents. H. The General Conditions for any construction contract documents prepared hereunder are to be the “Standard General Conditions of the Construction Contract” as prepared by the Engineers Joint Contract Documents Committee (No. C-700, 2002 Edition) unless both parties mutually agree to use other General Conditions by specific reference in Exhibit J. I. Engineer shall not at any time supervise, direct, or have control over Contractor’s work, nor shall Engineer have authority over or responsibility for the means, methods, techniques, sequences, or procedures of construction selected or used by Contractor, for security or safety at the Site, for safety precautions and programs incident to the Contractor’s work in progress, nor for any failure of Contractor to comply with Laws and Regulations applicable to Contractor’s furnishing and performing the Work. J. Engineer neither guarantees the performance of any contractor nor assumes responsibility for any contractor’s failure to furnish and perform the Work in accordance with the Contract Documents. K. Engineer shall not be responsible for the acts or omissions of any contractor, subcontractor, or supplier, or of any of their agents or employees or of any other persons (except Engineer’s own employees and its Consultants) at the Site or otherwise furnishing or performing any Work; or for any decision made on interpretations or clarifications of the Contract Documents given by Owner without consultation and advice of Engineer. 6.02 Construction Phase Services A. Consultant shall be responsible only for those Construction Phase services expressly required of Consultant in Exhibit A, Paragraph A1.07. With the exception of such expressly required services, Consultant shall have no design, Shop Drawing review, or other obligations during construction and Engineer assumes the responsibility, if any, for the application and interpret ation of the Construction Contract Documents, review and response to Contractor claims, Construction Contract administration, processing of Change Orders and submittals, revisions to the Construction Contract Documents during construction, construction observation and review, review of Contractor’s payment applications, and all other Construction Phase administrative, engineering, and professional services that are required of Engineer by the Prime Agreement. B. Notwithstanding the above, Consultant shall be responsible for any professional opinions and interpretations provided by Consultant to Engineer, Owner, or others during the Construction Phase or Post- Construction Phase, including interpretations or clarifications of the Construction Contract Documents, and shall remain responsible for all other services performed or furnished under this Agreement. 6.03 Use of Documents A. All completed Documents are the property of the Owner. Owner grants Engineer a royalty-free, non- exclusive, irrevocable, and perpetual license regarding such Documents, whether or not the Project is completed. Owner shall not rely in any way on any Document unless it is in printed form, signed or sealed by the Engineer or one of its Consultants. B. A party may rely that data or information set forth on paper (also known as hard copies) that the party receives from the other party by mail, hand delivery, or facsimile, are the items that the other party intended to send. Files in electronic media format of text, data, graphics, or other types that are furnished by one party to the other are furnished only for convenience, not reliance by the receiving party. Any conclusion or information obtained or derived from such electronic files will be at the user’s sole risk. If there is a discrepancy between the electronic fil es and the hard copies, the hard copies govern. C. Because data stored in electronic media format can deteriorate or be modified inadvertently or otherwise without authorization of the data’s creator, the party receiving electronic files agrees that it will perform acceptance tests or procedures within 60 days, after which the receiving party shall be deemed to have accepted the data thus transferred. Any transmittal errors detected within the 60-day acceptance period will be corrected by the party delivering the electronic files. D. When transferring documents in electronic media format, the transferring party makes no representations as to long term compatibility, usability, or readability of such documents resulting from the use of software application packages, operating systems, or computer hardware differing from those used by the documents’ creator. E. Owner acknowledges: (1) that Documents are not intended or represented to be suitable for use on the Pr oject unless completed by Engineer, or for use or reuse by Owner or others on extensions of the Project or on any other p roject without written verification or adaptation by Engineer; (2) any such use or reuse, or any modification of the Documents, without written verification, completion, or adaptation by Engineer, as appropriate for the specific purpose intended, will be at Owner’s sole risk and without liability or legal exposure to Engineer or to Engineer’s Consultants; and (3) Owner shall indemnify and hold harmless Engineer and Engineer’s Consultants from all Page 4 of 9 Agreement Between Owner and Engineer for Professional Services claims, damages, losses, and expenses, including attorneys’ fees, arising out of or resulting from any use, reuse, or modification without written verification, completion, or adaptation by Engineer. F. If Engineer at Owner’s request verifies or adapts the Documents for extensions of the Project or for any other project, then Owner shall compensate Engineer at rates or in an amount to be agreed upon by Owner and Engineer. 6.04 Insurance A. Engineer shall procure and maintain insurance as set forth in Exhibit G, “Insurance.” Engineer shall cause Owner to be listed as an additional insured on any applicab le general liability insurance policy carried by Engineer. B. Owner shall cause Engineer and Engineer’s Consultants to be listed as additional insureds on any general liability or property insurance policies carried by Owner which are applicable to the Project. C. Owner shall require Contractor to purchase and maintain general liability and other insurance in accordance with the requirements of paragraph 5.04 of the “Standard General Conditions of the Construction Contract,” (No. C- 700, 2002 Edition) as prepared by the Engineers Joint Contract Documents Committee and to cause Engineer and Engineer’s Consultants to be listed as additional insureds with respect to such liability and other insurance purchased and maintained by Contractor for the Project. D. Owner and Engineer shall each deliver to the other certificates of insurance evidencing the coverages indicated in Exhibit G. Such certificates shall be furnished prior to commencement of Engineer’s services and at renewals thereafter during the life of the Agreement. E. Not used. F. At any time, Owner may request that Engineer or its Consultants, at Owner’s sole expense, provide additional insurance coverage, increased limits, or revised deductibles that are more protective than those specified in Exhibit G. If so requested by Owner, and if commercially available, Engineer shall obtain and shall require its Consultants to obtain such additional insurance coverage, different limits, or revised deductibles for such periods of time as requested by Owner, and Exhibit G will be supplemented to incorporate these requirements. 6.05 Suspension and Termination A. Suspension. By Owner: Owner may suspend the Project upon seven days’ written notice to Engineer. By Engineer: If Engineer’s services are substantially delayed through no fault of Engineer, Engineer may, after giving seven days written notice to Owner, suspend services under this Agreement. B. Termination. The obligation to provide further services under this Agreement may be terminated: 1. For cause, a. By either party upon 30 days’ written notice in the event of substantial failure by the other party to perform in accordance with the terms hereof through no fault of the terminating party. b. By Engineer: 1) upon seven days’ written notice if Owner demands that Engineer furnish or perform services contrary to Engineer’s responsibilities as a licensed professional; or 2) upon seven days’ written notice if the Engineer’s services for the Project are delayed or suspended for more than 90 days for reasons beyond Engineer’s control. 3) Engineer shall have no liability to Owner on account of such termination if said termination is undertaken in good faith. c. Notwithstanding the foregoing, this Agreement will not terminate under paragraph 6.05.B.1.a if the party receiving such notice begins, within seven days of receipt of such notice, to correct its substantial failure to perform and proceeds diligently to cure such failure within no more than 30 days of receipt thereof; provided, however, that if and to the extent such substantial failure cannot be reasonably cured within such 30 day period, and if such party has diligently attempted to cure the same and thereafter continues diligently to cure the same, then the cure period provided for herein shall extend up to, but in no case more than, 60 days after the date of receipt of the notice. 2. For convenience, a. By Owner effective upon Engineer’s receipt of notice from Owner. C. Effective Date of Termination . The terminating party under paragraph 6.05.B may set the effective date of termination at a time up to 30 days later than otherwise provided to allow Engineer to demobilize personnel and equipment from the Site, to complete tasks whose value would otherwise be lost, to prepare notes as to the status of completed and uncompleted tasks, and to assemble Project materials in orderly files. Page 5 of 9 Agreement Between Owner and Engineer for Professional Services D. Payments Upon Termination. 1. In the event of any termination under paragraph 6.05, Engineer will be entitled to invoice Owner and to receive full payment for all services performed or furnished and all Reimbursable Expenses incurred through the effective date of termination. Upon making such payment, ownership of the Documents shall transfer to the Owner, subject to the provisions of paragraph 6.03.E. 2. In the event of termination by Owner for convenience or by Engineer for cause, Engineer shall be entitled, in addition to invoicing for those items identified in paragraph 6.05.D.1, to invoice Owner and to payment of a reasonable amount for services and expenses directly attributable to termination, both before and after the effective date of termination, such as reassignment of personnel, costs of terminating contracts with Engineer’s Consultants, and other related close-out costs, using methods and rates for Additional Services as set forth in Exhibit C. 6.06 Controlling Law A. This Agreement is to be governed by the law of the State of Minnesota without regard to conflict of law principles. 6.07 Successors, Assigns, and Beneficiaries A. Owner and Engineer each is hereby bound and the partners, successors, executors, administrators and legal representatives of Owner and Engineer (and to the extent permitted by paragraph 6.07.B the assigns of Owner and Engineer) are hereby bound to the other party to this Agreement and to the partners, successors, executors, administrators and legal representatives (and said assigns) of such other party, in respect of all covenants, agreements, and obligations of this Agreement. B. Neither Owner nor Engineer may assign, sublet, or transfer any rights under or interest (including, but without limitation, moneys that are due or may become due) in this Agreement without the written consent of the other, except to the extent that any assignment, subletting, or transf er is mandated or restricted by law. Unless specifically stated to the contrary in any written consent to an assignment, no assignment will release or discharge the assignor from any duty or responsibility under this Agreement. C. Unless expressly provided otherwise in this Agreement: 1. Nothing in this Agreement shall be construed to create, impose, or give rise to any duty owed by Owner or Engineer to any Contractor, Contractor’s subcontractor, supplier, other individual or entity, or to any surety for or employee of any of them. 2. All duties and responsibilities undertaken pursuant to this Agreement will be for the sole and exclusive benefit of Owner and Engineer and not for the benefit of any other party. 3. Owner agrees that the substance of the provisions of this paragraph 6.07.C shall appear in th e Contract Documents. 6.08 Dispute Resolution A. Owner and Engineer agree to negotiate all disputes between them in good faith for a period of 30 days from t he date of notice prior to exercising their rights under law. 6.09 Environmental Condition of Site A. Owner has disclosed to Engineer in writing the existence of all known and suspected Asbestos, PCBs, Petroleum, Hazardous Waste, Radioactive Material, hazardous substances, and other Constituents of Concern located at or near the Site, including type, quantity, and location. B. Owner represents to Engineer that to the best of its knowledge no Constituents of Concern, other than those disclosed in writing to Engineer, exist at the Site. C. If Engineer encounters an undisclosed Constituent of Concern, then Engineer shall notify (1) Owner and (2) appropriate governmental officials if Engineer reasonably concludes that doing so is required by applicable Laws or Regulations. D. It is acknowledged by both parties that Engineer’s scope of services does not include any services related to Constituents of Concern. If Engineer or any other party encounters an undisclosed Constituent of Concern, or if investigative or remedial action, or other professional services, are necessary with respect to disclosed or undisclosed Constituents of Concern, then Engineer may, at its option, suspend performance of services on the portion of the Project affected thereby until Owner: (1) retains appropriate specialist consultant(s) or contractor(s) to identify and, as appropriate, abate, remediate, or remove th e Constituents of Concern; and (2) warrants that the Site is in full compliance with applicable Laws and Regulations. E. If the presence at the Site of undisclosed Constituents of Concern adversely affects the performance of Engineer’s services under this Agreement, then the Engineer shall have the option of (1) accepting an equitable adjustment in its compensation or in the time of completion, or both; or (2) terminating this Agreement for cause on 30 days notice. F. Owner acknowledges that Engineer is performing professional services for Owner and that Engineer is not and Page 6 of 9 Agreement Between Owner and Engineer for Professional Services shall not be required to become an “arranger,” “operator,” “generator,” or “transporter” of hazardous substances, as defined in the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA), as amended, which are or may be encountered at or near the Site in connection with Engineer’s activities under this Agreement. 6.10 Indemnification A. Indemnification by Engineer. To the fullest extent permitted by law, Engineer shall indemnify and hold harmless Owner, and Owner’s officers, directors, partners, agents, consultants, and employees from and against any and all costs, losses, and damages (including but not limi ted to all fees and charges of engineers, architects, attorneys, and other professionals, and all court, arbitration, or other dispute resolution costs) arising out of or relating to the Project, provided that any such cost, loss, or damage is attributable to bodily injury, sickness, disease, or death, or to injury to or destruction of tangible property (other than the Work itself), including the loss of use resulting therefrom, but only to the extent caused by any negligent act or omission of Engineer or Engineer’s officers, directors, partners, employees, or Consultants. B. Intentionally omitted. C. Intentionally omitted. D. Percentage Share of Negligence . To the fullest extent permitted by law, a party’s total liability to the oth er party and anyone claiming by, through, or under the other party for any cost, loss, or damages caused in part by the negligence of the party and in part by the negligence of the other party or any other negligent entity or individual , shall not exceed the percentage share that the party’s negligence bears to the total negligence of Owner, Engineer, and all other negligent entities and individuals. E. Patent Infringement . Engineer shall indemnify and hold harmless Owner, and Owner’s officers, directors, partners, agents, consultants, and employees from and against any and all costs, losses, and damages (including but not limited to all fees and charges of engineers, architects, attorneys, and other professionals, and all court, arbitr ation, or other dispute resolution costs) arising out of to En gineer’s infringement of any third party’s patent rights relating to Engineer’s services on the Project. 6.11 Miscellaneous Provisions A. Notices. Any notice required under this Agreement will be in writing, addressed to the appropriate party at its address on the signature page and given personally, by facsimile, by registered or certified mail postage prepaid, or by a commercial courier service. All notices shall be effective upon the date of receipt. B. Survival. All express representations, waivers, indemnifications, and limitations of liability included in this Agreement will survive its completion or termination for any reason. C. Severability. Any provision or part of the Agreement held to be void or unenforceable under any Laws or Regulations shall be deemed stricken, and all remaining provisions shall continue to be valid and binding upon Owner and Engineer, who agree that the Agreement shall be reformed to replace such stricken provision or part thereof with a valid and enforceable provision that comes as close as possible to expressing the intention of the stricken provision. D. Waiver. A party’s non-enforcement of any provision shall not constitute a waiver of that provision, nor shall it affect the enforceability of that provision or of the remai nder of this Agreement. E. Not used. F. Executed in Counterparts . This Agreement may be executed in counterparts, each of which together will constitute one and the same instrument. Delivery of an executed counterpart of this Agreement shall constitute effective delivery of this Agreement. Each Party agrees that the delivery of the Agreement by facsimile or electronic mail shall have the same force and effect as delivery of original signature and that each Party may use such facsimile or electronic mail signatures as evidence of the execution and delivery of the Agreement by the Parties to the same extent that an original signature could be used. ARTICLE 7 - DEFINITIONS 7.01 Defined Terms A. Wherever used in this Agreement (including the Exhibits hereto) terms (including the singular and plural forms) printed with initial capital letters have the meanings indicated in the text above or in the exhibits; in the following provisions: or in the “Standard General Conditions of the Construction Contract,” prepared by the Engineers Joint Contract Documents Committee (No. C-700, 2002 Edition): 1. Additional Services --The services to be performed for or furnished to Owner by Engineer in accordance with Exhibit A, Part 2, of this Agreement. 2. Basic Services --The services to be performed for or furnished to Owner by Engineer in accordance with Exhibit A, Part 1, of this Agreement. 3. Construction Cost --The cost to Owner of those portions of the entire Project designed or specified by Engineer. Construction Cost does not include costs of services of Engineer or other design professionals and consultants, cost of land, rights-of- way, or compensation for damages to properties, or Page 7 of 9 Agreement Between Owner and Engineer for Professional Services Owner’s costs for legal, accounting, insurance counseling or auditing services, or interest and financing charges incurred in connection with the Project, or the cost of other services to be provided by others to Owner pursuant to Exhibit B of this Agreement. Construction Cost is one of the items comprising Total Project Costs. 4. Constituent of Concern --Any substance, product, waste, or other material of any nature whatsoever (including, but not limited to, Asbestos, Petroleum, Radioactive Material, and PCBs) which is or becomes listed, regulated, or addressed pursuant to [a] the Comprehensive Environmental Response, Compensation and Liability Act, 42 U.S.C. §§9601 et seq. (“CERCLA”); [b] the Hazardous Materials Transportation Act, 49 U.S.C. §§1801 et seq.; [c] the Resource Conservation and Recovery Act, 42 U.S.C. §§6901 et seq. (“RCRA”); [d] the Toxic Substances Control Act, 15 U.S.C. §§2601 et seq.; [e] the Clean Water Act, 33 U.S.C. §§1251 et seq.; [f] the Clean Air Act, 42 U.S.C. §§7401 et seq.; and [g] any other federal, state, or local statute, law, rule, regulation, ordinance, resolution, code, order, or decree regulating, relating to, or imposing liability or standards of conduct concerning, any hazardous, toxic, or dangerous waste, substance, or material. 5. Consultants--Individuals or entities having a contract with Engineer to furnish services with respect to this Project as Engineer’s independent professional associates, consultants, subcontractors, or vendors. 6. Documents --Data, reports, Drawings, Specifications, Record Drawings, and other deliverables, whether in printed or electronic media format, provided or furnished in appropriate phases by Engineer to Owner pursuant to this Agreement. 7. Drawings--That part of the Contract Documents prepared or approved by Engineer which graphically shows the scope, extent, and character of the Work to be performed by Contractor. Shop Drawings are not Drawings as so defined. 8. Laws and Regulations; Laws or Regulations--Any and all applicable laws, rules, regulations, ordinances, codes, and orders of any and all governmental bodies, agencies, authorities, and courts having jurisdiction. 9. Reimbursable Expenses --The expenses incurred directly by Engineer in connection with the performing or furnishing of Basic and Additional Services for the Project. 10. Resident Project Representative--The authorized representative of Engineer, if any, assigned to assist Engineer at the Site during the Construction Phase. The Resident Project Representative will be Engineer’s agent or employee and under Engineer’s supervision. As used herein, the term Resident Project Representative includes any assistants of Resident Project Representative agreed to by Owner. The duties and responsibilities of the Resident Project Representative, if any, are as set forth in Exhibit D. 11. Specifications --That part of the Contract Documents consisting of written technical descriptions of materials, equipment, systems, standards, and workmanship as applied to the Work and certain administrative details applicable thereto. 12. Total Project Costs --The sum of the Construction Cost, allowances for contingencies, and the total costs of services of Engineer or other design professionals and consultants, together with such other Project-related costs that Owner furnishes for inclusion, including but not limited to cost of land, rights-of-way, compensation for damages to properties, Owner’s costs for legal, accounting, insurance counseling and auditing services, interest and financing charges incurred in connection with the Project, and the cost of other services to be provided by others to Owner pursuant to Exhibit B of this Agreement. ARTICLE 8 - EXHIBITS AND SPECIAL PROVISIONS 8.01 Exhibits Included A. Exhibit A, “Engineer’s Services,” consisting of 11 pages. B. Exhibit B, “Owner’s Responsibilities,” consisting of 2 pages. C. Exhibit C, “Payments to Engineer for Services and Reimbursable Expenses,” consisting of 1 page. F. Exhibit G, “Insurance,” consisting of 1 page. 8.02 Total Agreement A. This Agreement (consisting of pages 1 to 9 inclusive, together with the exhibits identified above) constitutes the entire agreement between Owner and Engineer and supersedes all prior written or oral understandings. This Agreement may only be amended, supplemented, modified, or canceled by a duly executed written instrument based on the format of Exhibit K to this Agreement. 8.03 Designated Representatives A. With the execution of this Agreement, Engineer and Owner shall designate specific individuals to act as Page 8 of 9 Agreement Between Owner and Engineer for Professional Services Engineer’s and Owner’s representatives with respect to the services to be performed or furnished by Engineer and responsibilities of Owner under this Agreement. Such individuals shall have authority to transmit instructions, receive information, and render decisions relative to the Project on behalf of each respective party. 8.04 Data Practices. The Engineer must comply with the Minnesota Government Data Practices Act, Minnesota Statutes Chapter 13, as it applies to (1) all data provided by the Owner pursuant to this Agreement, and (2) all data, created, collected, received, stored, used, maintained, or disseminated by the Engineer pursuant to this Agreement. The Engineer is subject to all the provisions of the Minnesota Government Data Practices Act, including but not limited to the civil remedies of Minnesota Statutes Section 13.08, as if it were a government entity. In the event the Engineer receives a formal request to release data pursuant to the Minnesota Government Data Practices Act, the Engineer must immediately notify the Owner. The Owner will give the Engineer instructions concerning the release of the data to the requesting party before the data is released. Engineer agrees to defend, indemnify, and hold the Owner, its officials, officers, agents, employees, and volunteers harmless from any claims resulting from Engineer’s officers’, agents’, owners’, partners’ employees’, volunteers’, assignees’ or subcontractors’ unlawful disclosure and/or use of protected data. The terms of this section shall survive the cancellation or termination of this Agreement. 8.05 Pursuant to Minnesota Statute § 471.25, Subdivision 4a, the Engineer must pay any subcontractor within ten (10) days of the Engineer’s receipt of payment from the Owner for undisputed services provided by the subcontractor. The Engineer must pay interest of one and one-half percent (1½ %) per month or any part of a month to subcontractor on any undisputed amount not paid on time to the subcontractor. The minimum monthly interest penalty payment for an unpaid balance of $100.00 or more is $10.00. For an un paid balance of less than $100.00, the Engineer shall pay the actual penalty due to the subcontractor. A subcontractor who prevails in a civil action to collect interest penalties from the Architect shall be awarded its costs and disbursements, including attorney’s fees, incurred in bringing the action. Page 1 of 11 Exhibit A – Engineer’s Services Agreement Between Owner and Engineer for Professional Services This is EXHIBIT A, consisting of 11 pages, referred to in and part of the Agreement between Owner and Engineer for Professional Services dated November 25, 2024. Engineer’s Services Article 1 of the Agreement is amended and supplemented to i nclude the following agreement of the parties. Engineer shall provide Basic and Additional Services as set forth below. Project Summary The project scope generally includes a new water treatment that is fed by Well House No. 3. The project is anticipated to include the following components: • Permitting and grant coordination • Jar testing study to optimize treatment dosages • New water treatment plant building o Anticipated Rooms: chemical rooms, electrical room, mechanical r oom, process area o Two (2) pressure filter(s), blower, piping, and appurtena nces o HVAC and mechanical systems o Electrical systems and standby generator • Finished water and sanitary piping to street (raw water pipi ng from Well House 3 covered by others) • Backwash recovery/reclaim tank system • New Well, pump, and raw water piping to water treatment plant • Civil site improvements • Wellhouse No. 3 modifications o Process piping and metering adjustments modifications with in the wellhouse o Upsizing raw water piping leaving the building to tie int o work by Others o Chemical systems removal • The following is a projected project schedule. Schedule is contingent on federal funding and will be revised if federal funding is delayed. o November 2024 – Council approval of professional services agreement o December 2024-May 2025 – Environmental Review (NEPA) o January-March 2025 – Jar Testing/Study Phase o March-May 2025 – Preliminary Design o June-November 2025 – Final Design o November 2025-January 2026 – MDH review o February-March 2026 – Bidding o 2026-2027 – Construction o Late 2027 – Start-up Project Basis and Assumptions • Site survey and geotechnical analysis procured by City. • Permitting fees paid by City. PART 1 – BASIC SERVICES A1.01 Permitting and Grant Coordination A. Engineer Shall: a. Provide cost-share funding assistance to the Owner b. Prepare Environmental Protection Agency (EPA) Required Wor k Plan – Draft already completed and excluded from the scope c. Prepare EPA Required National Environmental Policy Act (NEP A) submittal – Environmental Assessment i. Follows EPA’s “Environmental Information Document” outl ine; Page 2 of 11 Exhibit A – Engineer’s Services Agreement Between Owner and Engineer for Professional Services ii. Confirmation that EPA’s EID outline satisfies MDH requi rements d. Coordination with EPA e. Coordination with Minnesota Department of Health (MDH) A1.02 Well Design and Coordination Phase A. Engineer shall: 1. Hydrogeologic Investigation a. Complete a desktop hydrogeological evaluation of the site u sing surrounding well logs and prepare a geologic forecast of the proposed well and design specifications. b. Review well logs from private wells within a 1-mile radius of the well site and determine the potential for well interference. c. Delineate the required MDH preliminary well head protection (WH P) area for the proposed well. Review well cross section drawings and well specifications. 2. Regulatory Discussions a. Review Owner’s previous discussions of future wells with t he MDH and the Minnesota Department of Natural Resources (DNR). b. Assist Owner and Engineer with the completion of the DNR’s preliminary well construction assessment application. c. Follow up with MDH and DNR regarding the permitting an d design of a new well. 3. Design/Bidding a. Prepare well bidding plans and specifications package. b. Prepare and publish advertisement for bids in accordance w ith applicable State laws pertaining to competitive bids c. Well recommendation of contractor award d. Determine new well pump sizing when test pumping data is avail able. 4. Construction Services a. Reserved for future use. A1.03 Study and Report Phase A. Engineer shall: 1. Analytical Evaluation and Pilot Testing a. Compile water quality parameters from Wellhouse No. 3 and Wel lhouse No. 4. b. Conduct on-site testing for water from Wells 4, 5, and 11 to confirm that Wellhouse 4 pilot testing is reasonably predictive for design purposes. c. Establish design parameters considering unknowns associated with new Well. d. Determine anticipated optimal dosages of oxidant chemicals. e. The anticipated duration of the evaluation and jar testing is two (2) weeks. f. Prepare a technical memorandum outlining operation assumptio ns and design criteria for the new water treatment plant. A1.04 Preliminary Design Phase A. Engineer shall: 1. Prepare Preliminary Design Phase Documents consisting of f inal design criteria, preliminary drawings, outline specifications, and written descriptions, all of which are to be subject to approval by Engineer and acceptance by Owner. 2. For field surveys and topographic and utility mapping in support of the design, comply with the scope of work and procedure for the identification and mapping of exi sting utilities selected and authorized by Owner, pursuant to advice from Engineer, based on ASCE 38, “Standa rd Guideline for the Collection and Depiction Page 3 of 11 Exhibit A – Engineer’s Services Agreement Between Owner and Engineer for Professional Services of Existing Subsurface Utility Data,” as set forth above. If no such scope of work and procedure for utility mapping has been selected and authorized, then at a minimum the utility mapping (if within Consultant’s Services) will include Consultant contacting utility owners and obtaining available information. 3. Visit the Site as needed to prepare the Preliminary Design Phase Documents. 4. Advise Engineer if additional reports, data, information, or services of the types described in Exhibit B are necessary and assist Engineer in obtaining such reports, da ta, information, or services. 5. Based on the information contained in Consultant’s Prelimin ary Design Phase Documents, submit a revised opinion of probable Construction Costs with respect to p ortions of the Work designed or specified by Engineer. 6. Perform or provide the following additional Preliminary D esign Phase tasks or deliverables: a. Prepare for and conduct a Project team kick-off meeting attended by Owner, Engineer, and Engineer’s Consultants at the office of the Owner. The Project kick-of f meeting will have a proposed duration of up to Two (2) hours (excluding travel). b. Complete the following services and discipline-specific tasks as sociated with the Preliminary Design (30%) Milestone: i. Task 100 – Project Management, Meetings, and Miscellaneous Tasks 1. The Engineer will prepare for and attend Public Works Sub committee Meetings and other relevant meetings needed to successfully complete the prel iminary design of the WTP Project. 2. Develop a project organization chart, BIM/CAD standards, and other relevant Project documents. 3. Coordinate site geotechnical investigation and topographic s urvey data necessary to support the structural design of the WTP with the Owner. 4. Assist Owner with arranging for additional representative W TP facility tours. Engineer’s representative(s) will accompany Owner o n proposed facility tours. Includes travel expenses for Engineer’s representat ive(s). 5. Assist Owner with completing required applications and a pproval submittals related to the Project, attend review meetings, document requested revisions, and incorporate revisions for: a. Minnesota Department of Health (MDH); b. Minnesota Department of Natural Resources (DNR); c. City Planning Department; d. Stormwater Management Plan; e. Plumbing Plan; and f. Department of Labor and Industry (DOLI). ii. Task 200 – Civil 1. City Engineering Approval a. Prepare and submit required information and documentation for City Engineering review and approval processes (documentation, meet ings, etc.) related to site plan development, site entrance and exit, fini shed water and sanitary sewer routing, easement for utilities, street and roadway boring issues, and other related Owner approval items. 2. Site Design a. Documentation of existing site conditions and preliminar y design of required site clearing and demolition components, a site access road, concrete and pavement requirements, curb and gutter, sidewalks, aprons, and driveways, site signage and pavement marking, fencing/si te access control, sustainability items, and potential site walking trails and/or site bike path. 3. Site Piping (Plan & Profile) a. Preliminary design of on-site raw water piping finished w ater tie-in, WTP overflows, WTP residuals piping, roof drain discharges, on-site stormwater system to address impervious surfaces, stormwater/overflow pond system, and foundation underdrain system, if required. Page 4 of 11 Exhibit A – Engineer’s Services Agreement Between Owner and Engineer for Professional Services iii. Task 300 - Structural 1. Define structural items for WTP area, pumping and chemical feed areas, administration and support system (HVAC and electrical) areas, and other relevant WTP infrastructure. 2. Preliminary design of architectural structural items for t he WTP area, pumping, and chemical feed areas, administrative and support areas, and other r elevant WTP facility spaces. a. Assumed to include the preliminary layout and design of p ersonnel area floor systems, structural steel assemblies, WTP roof and su pport, exterior walls, interior walls, stairs, stair towers, windows, flo or hatches, and other relevant infrastructure. 3. Develop geotechnical exploration scope. Determine site specific ge otechnical conditions for each facility and structure. Develop specific foundation requirements and recommendations. Geotechnical work to be completed by others and to be contracted with Owner. 4. Verify constructability (shoring and bracing requirements , dewatering issues). iv. Task 400 - Architectural 1. Establish preliminary room sizes with input from Owner. Establish architectural theme for exterior of building. Select interior and exterio r construction materials for each building. Select roof type, slope, and roof support sy stem for each building. a. Prepare up to three (3) preliminary building concepts (han d sketches or CAD equivalent including plans, select sections, select elevatio ns, and exterior materials). b. Conduct one (1) architectural design workshop to discuss concepts for building design. c. Develop a single layout from the compiled comments for advan cement in detailed design. 2. Assign code classification to each building (WTP and Wellhou se No. 3). Meet with local code official to review code classifications. 3. Compile list of chemicals and amounts to be used. Coordin ate with other disciplines (mechanical and electrical) to resolve code compliance issues specifi c to these disciplines (e.g., National Electrical Code and National Fire Protection Association 820 issues). 4. Review concepts and draft work products with and seek app roval from quality control reviewer. 5. Coordinate with instrumentation and controls (I&C) and electrical disciplines to size and locate electrical and control rooms. 6. Coordinate security fencing with civil engineer (if requir ed), security camera location with I&C, and coordinate door hardware and access readers. v. Task 500 - Process 1. Preliminary level design engineering of pressure filtration treatment system, concrete backwash tank, pumped filter reclaim system, filter air backwash systems, and treatment process residuals handling systems. 2. Preliminary design of chemical storage and feed systems incl uding gas chlorine, potassium permanganate (if required), hydrofluosilicic acid (l iquid), phosphate (liquid), hydrous manganese oxide (HMO), and related chemical components. 3. Development of preliminary equipment list and associated electr ical loads as applicable to the design stage and progress. 4. Development of preliminary process flow diagram to include treatment processes and chemical feed systems. 5. Development of preliminary pipe and valve schedules with si zing and materials of construction as applicable to the design stage and progress. 6. Development of preliminary facility plans with the layout of process equipment including plan views, elevation development, and sections as ap plicable to the design stage and progress. Page 5 of 11 Exhibit A – Engineer’s Services Agreement Between Owner and Engineer for Professional Services vi. Task 600 – Mechanical 1. Evaluate and select type of ventilation system to be used in process buildings (inlet air tempered with both inlet and outlet fans, simple exhau st fan system) and document design criteria. 2. Evaluate and select type of heating system to be used (hot wate r boiler, hot air furnace, space heaters) and document design criteria. Identify fuel (gas, oil, or other fuel) for heating buildings and identify local fuel source an d/or fuel storage requirements. 3. Evaluate and select type of air conditioning system to be used in personnel spaces (variable air volume system, zoned constant air volume s ystem) and document design criteria. 4. Evaluate needed HVAC improvements at Wellhouse No. 3. 5. Evaluate available credits with utility providers to help determine areas where energy efficiency could be included in design. 6. Coordinates with the architectural discipline to establish d esign R-values for all exterior walls. 7. Coordinate with local fire marshal and Architect to determine req uirements for sprinklers and fire protection and document design criter ia and requirements. 8. Review concepts and draft work products with and seek app roval from quality control reviewer. vii. Task 700 – Electrical/I&C 1. Develop preliminary design of electrical systems to support tr eatment system, electric service, metering, lighting, heating, cooling, ventilat ion, dehumidification, pumping, and general electrical requirements. 2. Determine system plant voltage, work with the serving uti lity for power availability, and work with process and mechanical engineers and develop a prel iminary facility load list. 3. Evaluate available credits with utility providers to help determine areas where energy efficiency could be included in design. 4. Instrumentation & Controls a. Develop a Project design tagging methodology b. Work with or obtain from Owner a preferred list of instr umentations c. Develop preliminary piping and instrumentation diagram (P&ID) c. Deliverables i. Preliminary Design 30% Milestone Deliverable 1. Preliminary Design (30%) Drawings a. Preliminary cover, preliminary drawing list, location map s, developed Water Treatment Plant area plan and grid system, existing sit e plan, preliminary site plan with structures, preliminary WTP fl oor plans for all major levels, preliminary WTP sections for key areas, prelimi nary exterior WTP building elevations, preliminary foundation plans, pr eliminary WTP plans for all levels, preliminary WTP sections, base process d rawings, and preliminary P&ID. 2. Preliminary Design (30%) Cost Estimate a. Develop a preliminary design cost estimate with 20-30% contin gency. 3. Preliminary Design (30%) Specifications a. Includes a preliminary Table of Contents of anticipated speci fication sections. 4. Architectural Renderings a. Elevation sketches and one (1) site rendering. d. Complete a quality assurance / quality control (QA/QC) revi ew of the Preliminary Design deliverable documents as prepared by each Project discipline. QA/QC re view Team members will include Engineer’s and Engineer’s Consultants personnel with know ledge of the Project and both actively and not actively providing Final Design Phase services for the Pr oject. e. Prepare for and conduct a Project Team meeting attended by Owner, Engineer, and Engineer’s Consultants, as applicable, with an assumed duration of u p to two (2) hours (excluding travel) at the Page 6 of 11 Exhibit A – Engineer’s Services Agreement Between Owner and Engineer for Professional Services office of the Owner at the Preliminary Design (30%) Miles tone to review the design developed to date and develop a work plan for proceeding to the Final Desig n (60%) Milestone. 7. Furnish electronic review copy of Preliminary Design Phase Do cuments, revised opinion of probable Construction Cost, and any other Preliminary Design Phase del iverables to Owner within schedule identified in Prime Agreement, and review them with Owner. Within 15 days of receipt, Owner shall submit to Engineer any comments regarding the furnished items. 8. Revise the Preliminary Design Phase Documents, opinion of p robable Construction Cost, and any other Preliminary Design Phase deliverables in response to Owner’s and Engineer’s comments, as appropriate, and furnish to Owner electronic copies of the revised Preliminary D esign Phase Documents, revised opinion of probable Construction Cost, and any other deliverables B. Engineer’s services under the Preliminary Design Phase wi ll be considered complete on the date when Engineer has delivered to Engineer the final copies of the revised Prelimin ary Design Phase Documents, revised opinion of probable Construction Cost with respect to portions of t he Work designed or specified by Engineer, and other Preliminary Design Phase deliverables. A1.05 Final Design Phase A. After acceptance by Owner of the Preliminary Design Phase docum ents, revised opinion of probable Construction Cost as determined in the Preliminary Design Phase, and any other deliverables subject to any Owner-directed modifications or changes in the scope, extent, character, or d esign requirements of or for the Project, and upon written authorization from Owner, Engineer shall: 1. Prepare final Drawings and Specifications indicating the scop e, extent, and character of the Work to be performed and furnished by Contractor. If appropriate, Specifications shall conform to the 50-division format of the Construction Specifications Institute. 2. Advise Owner of any adjustments to the opinion of proba ble Construction Cost known to Engineer. 3. Perform or provide the following additional Final Design Phase tasks or deliverables: a. Complete the following discipline-specific Tasks: i. Task 100 – Project Management, Meetings, and Miscellaneous Tasks 1. The Engineer will prepare for and attend Public Works Su bcomittee Meetings and other relevant meetings needed to successfully complete the fin al design and award the WTP Project. 2. Conduct weekly virtual design team coordination meetings as required to meet project needs. 3. Participate in final design review meetings with Owner and d esign team. 4. Provide QA/QC review of final drawings and specifications. 5. Continue with assistance related to permits and governing au thority approvals. 6. Assist City staff in obtaining approval of the plans an d specifications by the MDH, DOLI, and EPA. The cost to submit MDH permit is includ ed as part of this scope. Any other permit fees needed will be paid by the Owner. ii. Task 200 - Civil 1. Complete Civil final design components and related final drawings and specifications. 2. Complete QA/QC review and final coordination of Civil draw ings and specifications with other disciplines. 3. Final Design of raw water lines to connect wells on the nor th side of I-94 to the WTP. Design to include crossing under I-94. 4. Participate in final design review meeting with Owner and desi gn team. Following review meeting, address final Owner and design team review comments. iii. Task 300 - Structural 1. Complete Structural final design components and related final d rawings and specifications. Page 7 of 11 Exhibit A – Engineer’s Services Agreement Between Owner and Engineer for Professional Services 2. Complete QA/QC review and final coordination of Structural drawings and specifications with other disciplines. 3. Participate in final design review meeting with Owner and desi gn team. Following review meeting, address final Owner and design team review comments. iv. Task 400 - Architectural 1. Complete Architectural final design components and related fi nal drawings and specifications. 2. Complete QA/QC review and final coordination of Architecture drawings and specifications with other disciplines. 3. Participate in final design review meeting with Owner and desi gn team. Following review meeting, address final Owner and design team review comments. v. Task 500 - Process 1. Complete Process final design components and related final drawings and specifications. 2. Complete QA/QC review and final coordination of Process dra wings and specifications with other disciplines. 3. Participate in final design review meeting with Owner and desi gn team. Following review meeting, address final Owner and design team review comments. vi. Task 600 - Mechanical 1. Complete Mechanical final design components and related final dra wings and specifications. 2. Complete QA/QC review and final coordination of Mechanical dr awings and specifications with other disciplines. 3. Participate in final design review meeting with Owner and desi gn team. Following review meeting, address final Owner and design team review comments. vii. Task 800 - Electrical 1. Finalize design of all plant wide electrical process, instrumentation, controls, and related systems for all on-site WTP facilities. 2. Finalize design of lighting plans, lighting control sys tem, systems plans, fire alarm plans, CCTV plans, process plans, and general power plans f or all levels of the facility. 3. Finalize one-lines, panelboards, and all schedules. 4. Finalize all system riser diagrams, schematics, and electrical det ails. 5. Finalize site and on-site WTP facilities access control and security design. 6. Complete QA/QC review and final coordination of Electrical dr awings and specifications with other disciplines. 7. Participate in final design review meeting with Owner and desi gn team. Following review meeting, address final Owner and design team review comments. b. Deliverables i. 60% Deliverable Milestone 1. 60% Drawings 2. 60% Specifications (refined TOC with key specification sections) 3. 60% Cost Estimate (with 20% Contingency) ii. 90% Deliverable Milestone 1. 90% Drawings 2. 90% Specifications 3. 90% Cost Estimate (with 15% Contingency) iii. Final Design (100%) Deliverable Milestone 1. 100% Drawings 2. 100% Specifications 3. 100% Cost Estimate (with 10% contingency) 4. Prepare and furnish Bidding/Quoting Documents for revi ew by Owner, its legal counsel, and other advisors, and assist Owner in the preparation of other related document s. Owner shall submit to Engineer any comments and instructions for revisions. Page 8 of 11 Exhibit A – Engineer’s Services Agreement Between Owner and Engineer for Professional Services 5. Revise the Bidding/Quoting Documents in accordance with co mments and instructions from the Owner, as appropriate, and submit final electronic PDF copies of the Bid ding Documents, a revised opinion of probable Construction Cost, and any other deliverables to Owner. B. Engineer’s services under the Final Design Phase will be consi dered complete on the date when Engineer has delivered to Owner the final Drawings and Specifications, ot her assembled Construction Contract Documents, bidding-related documents (or requests for proposals or ot her construction procurement documents), and any other Final Design Phase deliverables. C. In the event that the Work designed or specified by Engin eer is to be performed or furnished under more than one prime contract, or if Engineer’s services are to be separatel y sequenced with the work of one or more prime Contractors (such as in the case of fast-tracking), Owner and Engineer shall, prior to commencement of the Final Design Phase, develop a schedule for performance of Engineer’s services during the Final Design, Bidding or Negotiating, Construction, and Post-Construction Phases in order to sequence and coordinate properly such services as are applicable to the work under such separate prime cont racts. This schedule is to be prepared and included in or become an amendment to Exhibit A whether or not the work u nder such contracts is to proceed concurrently. D. The number of prime contracts for Work designed or specifi ed by Engineer upon which the Engineer’s compensation has been established under this Agreement is one. If more prime contracts are awarded, Engineer shall be entitled to an equitable increase in its compensation under this Agreement. A1.06 Bidding or Negotiating Phase A. After acceptance by Owner of the final Drawings and Specificat ions, other Construction Contract Documents, bidding-related documents (or requests for proposals or o ther construction procurement documents), and the most recent opinion of probable Construction Cost as determined in the Final Design Phase, and upon written authorization by Owner to proceed, Engineer shall: 1. Assist Owner in advertising for and obtaining bids or proposals for the Work, assist Owner in issuing assembled design, contract, and bidding-related documents (or requests for proposals or other construction procurement documents) to prospective contractors, and, where applicab le, maintain a record of prospective contractors to which documents have been issued, attend pre-bid conferences, if any, and receive and process contractor deposits or charges for the Bidding Documents. 2. Prepare and issue Addenda as appropriate to clarify, correct, or change the Bidding Documents. 3. Provide information or assistance needed by Owner in the co urse of any review of proposals or negotiations with prospective contractors. 4. Consult with Owner as to the qualifications of prospective contractors. 5. Consult with Owner as to the acceptability of subcontracto rs, suppliers, and other individuals and entities proposed by prospective contractors for those portions of the Work as to which such acceptability is required by the Bidding Documents. 6. If the issued documents require, the Engineer shall evaluate an d determine the acceptability of "or equals" and substitute materials and equipment proposed by prospective contractors, provided that such proposals are allowed by the bidding-related documents (or requests for proposals or other construction procurement documents) prior to award of contracts for the Work. 7. Perform or provide the following additional Bidding or Negotiating Phase tasks or deliverables: host electronic bidding documents on Engineer’s Quest CDN webpage. 8. Attend the Bid opening, prepare Bid tabulation sheets, a nd assist Owner in evaluating Bids or proposals and in assembling and awarding contracts for the Work. Additio nal bid advertisement is anticipated to be via the Owner’s webpage. Page 9 of 11 Exhibit A – Engineer’s Services Agreement Between Owner and Engineer for Professional Services A1.07 Construction Phase A. Reserved for future use. A1.08 Post-Construction Phase A. Reserved for future use. A1.09 I&C Programming Services A. Reserved for future use. Additional Services not included in this Scope • Geotechnical investigation or survey. • Design beyond the scope listed in the Project Summary. • Additional meetings beyond those included in the scope. • Operational assistance. PART 2 - ADDITIONAL SERVICES A2.01 Additional Services Requiring Owner’s Written Author ization A. If authorized in writing by Owner, Engineer shall fu rnish or obtain from others Additional Services of the ty pes listed below. 1. Preparation of applications and supporting documents (in addition to those furnished under Basic Services) for private or governmental grants, loans, or advances in connect ion with the Project; preparation or review of environmental assessments and impact statements; review and ev aluation of the effects on the design requirements for the Project of any such statements and doc uments prepared by others; and assistance in obtaining approvals of authorities having jurisdiction o ver the anticipated environmental impact of the Project. 2. Services to make measured drawings of or to investigate existin g conditions or facilities, or to verify the accuracy of drawings or other information furnished by Ow ner or others. 3. Services resulting from significant changes in the scope, ex tent, or character of the portions of the Project designed or specified by Engineer or its design requiremen ts including, but not limited to, changes in size, complexity, Owner’s schedule, character of construction, or m ethod of financing; and revising previously accepted studies, reports, Drawings, Specifications, or Contr act Documents when such revisions are required by changes in Laws and Regulations enacted subsequent to the Effective Date of this Agreement or are due to any other causes beyond Engineer’s control. 4. Services resulting from Owner’s request to evaluate additional S tudy and Report Phase alternative solutions beyond those identified in paragraph A1.03. 5. Services required as a result of Owner’s providing incompl ete or incorrect Project information to Engineer. 6. RESERVED. 7. Undertaking investigations and studies including, but n ot limited to, detailed consideration of operations, maintenance, and overhead expenses; the preparation of feasibil ity studies, cash flow and economic evaluations, rate schedules, and appraisals; assistance in obtaini ng financing for the Project; evaluating processes available for licensing, and assisting Owner in obt aining process licensing; detailed quantity surveys of materials, equipment, and labor; and audits or invent ories required in connection with construction performed by Owner. Page 10 of 11 Exhibit A – Engineer’s Services Agreement Between Owner and Engineer for Professional Services 8. Furnishing services of Engineer’s Consultants for other t han Basic Services. 9. RESERVED. 10. Services during out-of-town travel required of Engineer ot her than for visits to the Site or Owner’s office. 11. Preparing for, coordinating with, participating in and re sponding to structured independent review processes, including, but not limited to, construction management, co st estimating, project peer review, value engineering, and constructability review requested by Owner; and per forming or furnishing services required to revise studies, reports, Drawings, Specifications, or other Bidd ing Documents as a result of such review processes. 12. Preparing additional Bidding Documents or Contract Docume nts for alternate bids or prices requested by Owner for the Work or a portion thereof. 13. Determining the acceptability of substitute materials and equi pment proposed during the Bidding or Negotiating Phase when substitution prior to the award of contracts is allowed by the Bidding Documents. 14. Assistance in connection with Bid protests, rebidding, or renegotiating contracts for construction, materials, equipment, or services. 15. RESERVED. 16. Providing Construction Phase services beyond the original d ate for final completion of the Work. 17. Providing assistance in responding to the presence of any Co nstituent of Concern at the Site, in compliance with current Laws and Regulations. 18. Preparing and furnishing to Owner Record Drawings show ing appropriate record information based on Project annotated record documents received from Contractor. 19. Preparation of operation and maintenance manuals. 20. Preparing to serve or serving as a consultant or witness fo r Owner in any litigation, arbitration, or other dispute resolution process related to the Project. 21. Providing more extensive services required to enable Engineer to issue notices or certifications requested by Owner. 22. Other services performed or furnished by Engineer not o therwise provided for in this Agreement. A2.02 Additional Services Not Requiring Owner’s Written Authorization A. Engineer shall advise Owner that Engineer is commencing to perform or furnish the Additional Services of the types listed below. For such Additional Services, Engineer need not request or obtain specific advance written authorization from Owner. Engineer shall cease performing or furnishing s uch Additional Services upon receipt of written notice from Owner. 1. Services in connection with Work Change Directives and Change O rders to reflect changes requested by Owner. 2. Services in making revisions to Drawings and Specifications occas ioned by the acceptance of substitute materials or equipment other than “or-equal” items; and ser vices after the award of the Construction Contract in evaluating and determining the acceptability of a substi tution which is found to be inappropriate for the Project or an excessive number of substitutions. 3. Services resulting from significant delays, changes, or price increases occurring as a direct or indirect result of materials, equipment, or energy shortages. Page 11 of 11 Exhibit A – Engineer’s Services Agreement Between Owner and Engineer for Professional Services 4. Additional or extended services during construction made neces sary by (1) emergencies or acts of God endangering the Work, (2) the presence at the Site of any Cons tituent of Concern, (3) Work damaged by fire or other cause during construction, (4) a significant amo unt of defective, neglected, or delayed work by Contractor, (5) acceleration of the progress schedule involvin g services beyond normal working hours, or (6) default by Contractor. 5. Services (other than Basic Services during the Post-Construct ion Phase) in connection with any partial utilization of any part of the Work by Owner prior to S ubstantial Completion. 6. Evaluating an unreasonable claim or an excessive number of cl aims submitted by Contractor or others in connection with the Work. 7. RESERVED. Page 1 of 2 Exhibit B - Owner’s Responsibilities Agreement Between Owner and Engineer for Professional Services. This is EXHIBIT B, consisting of 2 pages, referred to in and part of the Agreement between Owner and Engineer for Professional Services dated November 25, 2024. Owner’s Responsibilities Article 2 of the Agreement is amended and supplemented to incl ude the following agreement of the parties. B2.01 In addition to other responsibilities of Owner as s et forth in this Agreement, Owner shall at its expense: A. Provide Engineer with all criteria and full information as to Owner’s requirements for the Project, including design objectives and constraints, space, capacity and performance requireme nts, flexibility, and expandability, and any budgetary limitations; and furnish copies of all design an d construction standards which Owner will require to be included in the Drawings and Specifications; and furnish c opies of Owner’s standard forms, conditions, and related documents for Engineer to include in the Bidding Docum ents, when applicable. B. Furnish to Engineer any other available information p ertinent to the Project including reports and data relative to previous designs, or investigation at or adjacent to the S ite. C. Following Engineer’s assessment of initially-available P roject information and data and upon Engineer’s request, furnish or otherwise make available such additional Projec t related information and data as is reasonably required to enable Engineer to complete its Basic and Additional Services . Such additional information or data would generally include the following: 1. Property descriptions. a. Zoning, deed, and other land use restrictions. b. Property, boundary, easement, right-of-way, and other sp ecial surveys or data, including establishing relevant reference points. c. Explorations and tests of subsurface conditions at or cont iguous to the Site, drawings of physical conditions in or relating to existing surface or subsurface structures at or contiguous to the Site, or hydrographic surveys, with appropriate professional int erpretation thereof. d. Data or consultations as required for the Project but not o therwise identified in the Agreement or the Exhibits thereto. e. Geotechnical report as identified in Exhibit A. f. Site survey as identified in Exhibit A. D. Give prompt written notice to Engineer whenever Owner obs erves or otherwise becomes aware of the presence at the Site of any Constituent of Concern, or of any other develo pment that affects the scope or time of performance of Engineer’s services, or any defect or nonconformance in Engin eer’s services, the Work, or in the performance of any Contractor. E. Authorize Engineer to provide Additional Services as set forth in Part 2 of Exhibit A of the Agreement as requir ed. F. Arrange for safe access to and make all provisions for Engineer to enter upon public and private property as required for Engineer to perform services under the Agreement. G. Examine all alternate solutions, studies, reports, sketches , Drawings, Specifications, proposals, and other documents presented by Engineer (including obtaining advice of an atto rney, insurance counselor, and other advisors or consultants as Owner deems appropriate with respect to such exa mination) and render in writing timely decisions pertaining thereto. H. Provide reviews, approvals, and permits from all gove rnmental authorities having jurisdiction to approve all phas es of the Project designed or specified by Engineer and such rev iews, approvals, and consents from others as may be necessary for completion of each phase of the Project. Page 2 of 2 Exhibit B - Owner’s Responsibilities Agreement Between Owner and Engineer for Professional Services. I. Provide, as required for the Project: 1. Accounting, bond and financial advisory, independent cos t estimating, and insurance counseling services. a. Legal services with regard to issues pertaining to the Project as Owner requires, Contractor raises, or Engineer reasonably requests. b. Such auditing services as Owner requires to ascertain how or for what purpose Contractor has used the moneys paid. c. Placement and payment for advertisement for Bids in appropr iate publications. J. Advise Engineer of the identity and scope of services o f any independent consultants employed by Owner to perform or furnish services in regard to the Project, including, b ut not limited to, cost estimating, project peer review, value engineering, and constructability review. K. Furnish to Engineer data as to Owner’s anticipated costs for services to be provided by others (including, but not limited to, accounting, bond and financial, independent co st estimating, insurance counseling, and legal advice) for Owner so that Engineer may assist Owner in collating the v arious cost categories which comprise Total Project Costs. L. If Owner designates a construction manager or an individ ual or entity other than, or in addition to, Engineer to represent Owner at the Site, define and set forth as an attach ment to this Exhibit B the duties, responsibilities, and limitations of authority of such other party and the relatio n thereof to the duties, responsibilities, and authority of Engineer. M. If more than one prime contract is to be awarded for the Wo rk designed or specified by Engineer, designate a person or entity to have authority and responsibility for coor dinating the activities among the various prime Contractors, and define and set forth the duties, responsibilities, and lim itations of authority of such individual or entity and the relation thereof to the duties, responsibilities, and authority of Engineer as an attachment to this Exhibit B that is to be m utually agreed upon and made a part of this Agreement before such services begin. N. Attend the pre-bid conference, bid opening, pre-const ruction conferences, construction progress and other job rel ated meetings, and Substantial Completion and final payment in spections. O. Provide the services of an independent testing laborator y to perform all inspections, tests, and approvals of Samp les, materials, and equipment required by the Contract Documents, or to evaluate the performance of materials, equipment, and facilities of Owner, prior to their incorporation int o the Work with appropriate professional interpretation the reof. P. Provide Engineer with the findings and reports generat ed by the entities providing services to Owner pursuant to this paragraph. Page 1 of 1 Exhibit C – Basic Services (other than RPR and Post-Construction) – Lump Sum Method of Payment Agreement Between Owner and Engineer for Professional Services This is EXHIBIT C, consisting of 1 page, referred to in and part of the Agreement between Owner and Engineer for Professional Services dated November 25, 2024. Payments to Engineer for Services and Reimbursable Expenses Basic Services – Lump Sum ARTICLE 2--Owner’s Responsibilities C2.01 Compensation For Basic Services -- Lump Sum Method o f Payment A. Owner shall pay Engineer for Basic Services set forth in E xhibit A, as follows: 1. A Lump Sum amount of $786,100 based on the following assumed distribution of compensation: a. Permitting/Grant Coordination $ 71,700 b. Well Design and Coordination $ 61,800 c. Study and Report $ 22,300 d. Preliminary Design Phase $ 214,200 e. Final Design Phase $ 379,400 f. Bidding and Negotiating Phase $ 36,700 2. Engineer may alter the distribution of compensation between individual phases noted herein to be consistent with services actually rendered, but shall not exceed the tot al Lump Sum amount unless approved in writing by the Owner. 3. The Lump Sum includes compensation for Engineer’s services and services of Engineer’s Consultants, if any. Appropriate amounts have been incorporated in the Lump Sum to account for labor, overhead, profit, and Reimbursable Expenses. 4. The portion of the Lump Sum amount billed for Engineer’s services will be based upon Engineer’s estimate of the proportion of the total services actually completed during the billing period to the Lump Sum. C2.02 [Not used] C2.03 [Not used] Page 1 of 1 Exhibit G – Insurance Agreement Between Owner and Engineer for Professional Services This is EXHIBIT G, consisting of 1 page, referred to in and part of the Agreement between Owner and Engineer for Professional Services dated November 25, 2024. Insurance Paragraph 6.04 of the Agreement is amended and supplemented to include the following agreement of the parties. G6.04 Insurance A. The limits of liability for the insurance required by paragraph 6.04.A of the Agreement are as follows: 1. By Engineer: a. Workers’ Compensation: Statutory b. Employer’s Liability -- 1) Each Accident: $1,000,000 2) Disease, Policy Limit: $1,000,000 3) Disease, Each Employee: $1,000,000 c. General Liability -- 1) Each Occurrence (Bodily Injury and Property Damage): $1,000,000 2) General Aggregate: $2,000,000 d. Automobile Liability -- 1) Combined Single Limit(Bodily Injury and Property Dam age): Each Accident $1,000,000 f. Professional Liability – 1) Each Claim Made $2,000,000 2) Annual Aggregate $2,000,000 B. Additional Insureds 1. The Owner shall be listed on Engineer’s general liability policy as provided in paragraph 6.04.A.