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Waters Company - ProposalProposal City of Otsego, MN Proposal to Provide Executive Recruitment Services November 8, 2016 Waters & Company, a Springsted Company Remittance Address 380 Jackson Street, Suite 300 380 Jackson Street, Suite 300 St. Paul, MN 55101 Saint Paul, Minnesota 55101-2887 Sharon Klumpp, Senior Vice President sklumpp@waters-company.com 651-223-3053 LETTER OF TRANSMITTAL I GENERAL INFORMATION .................................................................... 3 II RESPONSE TO SCOPE OF WORK ........................................................ 4 III PROPOSED COSTS .......................................................................... 10 IV FIRM EXPERIENCE ........................................................................... 11 V RECRUITMENT PROJECT TEAM ......................................................... 14 SAMPLE BROCHURE ........................................................................ APPENDIX I Table of Contents Waters & Company 380 Jackson Street, Suite 300 Saint Paul, MN 55101-2887 Tel: 651.223.3000 Fax: 651.223.3002 www.waters-company.com LETTER OF TRANSMITTAL November 8, 2016 The Honorable Jessica Stockamp and Members of the Otsego City Council City of Otsego 13400 90th St NE Otsego, MN 55330 Re: Request for Proposal to Provide Executive Recruitment Services Dear Mayor Stockamp and City Council Members, We appreciate the opportunity to submit our proposal for executive recruitment services for the City of Otsego’s next City Administrator. Our extensive experience in providing executive recruitment services to cities, counties and other public sector organizations, especially in Minnesota, will be beneficial for this recruitment and allow us to find the ideal candidate for the City of Otsego. As a result of previous Springsted engagements—a strategic planning facilitation session with the City Council in 2012 and the completion of a classification and compensation study last year—we are familiar with your growing city and very interested in assisting you with this search. We know that you have options for using other recruitment firms. However, we b elieve that our approach sets us apart from our competitors in the following unique ways:  Management/Leadership Style Assessment Analysis completed by the candidates to determine if a candidate’s management style matches the approved management/leadership style profile for the ideal candidate;  Online, recorded video candidate interviews through a proprietary system will be made available to the City Council to assist in the selection process;  Utilization of a proprietary online application system exclusively licensed to Waters & Company, a Springsted Company (W&C) to facilitate talent management. The system has been designed by W&C to customize applicant flow and tracking. It allows ease of communication with applicants and the ability to conduct database inquiries for candidates based on characteristics important to the City such as geographic location and specific experience, expertise and qualifications; and City of Otsego, MN November 8, 2016 Page 2  If selected as an option, our web-based survey can be used to determine the key community-wide issues and priorities that are essential considerations for the City and the selection committee to consider. This survey is completed by the City’s employees, community leaders and citizens. The results of the survey will provide the City Council with important feedback for development of the profile for the ideal candidate. The proposal document will provide you the details about our approach, expertise, client references and pricing for this executive recruitment. If you have any questions, please contact me at 651-223-3053 or by email at sklumpp@waters-company.com. Our Team would consider it a professional privilege to provide these services to the City of Otsego. Respectfully submitted, Sharon Klumpp, Senior Vice President Consultant sml City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 3 City of Otsego, MN Proposal to Provide Executive Recruitment Services I. General Information Waters & Company (W&C) merged with Springsted Incorporated in 2014, establishing one of the largest public sector executive recruitment and organizational management firms in the United States. Springsted Incorporated, the parent corporation, is a WBE. Three employee-owners lead the firms and their 70-member staff. Our corporate office is located in Saint Paul, Minnesota, with regional offices located in Dallas, Texas; Milwaukee, Wisconsin; Des Moines, Iowa; Kansas City, Missouri; Richmond, Virginia; and Denver, Colorado. W&C has a team of seven recruitment consultants available to meet your executive recruitment needs. Each consultant assigned to this recruitment has experience working with cities and the many different disciplines that comprise the City of Otsego organization. Our consultants bring an experienced, participatory and energetic perspective to each engagement; our unique approach and personal touch are reflected in our internal standard to provide outstanding services that exceed the City’s expectations. Since 2011 our combined consultant team has conducted more than 468 executive recruitments. The W&C Recruitment Project Team will partner with the City Council and designated staff as your technical advisor to ensure that the recruitment process for your next City Administrator is conducted in a thorough and professional manner. Our objective is to generate high-quality candidates and assist you with the screening and evaluation of these candidates. We have structured the W&C Recruitment Project Team to draw upon W&C’s and Springsted’s 50-plus years of service to the public sector and to leverage W&C’s experience and capacity to find the most qualified candidates. Physical Address Waters & Company, a Springsted Company 380 Jackson Street, Suite 300 St. Paul, Minnesota 55101 Office: 651-223-3000 Fax: 651-223-3002 Respectfully submitted, Rollie Waters, Executive Vice President Consultant City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 4 II. Response to Scope of Work Task I: Recruitment Brochure Development and Advertising The development of a comprehensive recruitment brochure that includes a profile of the ideal candidate is an important first step in the recruitment process. This profile includes the required academic training, professional experience, leadership, management and personal characteristics related to the success of the candidate in the position of City Administrator. The recruitment brochure will also have a profile that captures the essence of the City as a highly-attractive venue for the successful candidate to live and work. To prepare the recruitment brochure, the Recruitment Project Team Leader will come on site to meet with the City Council and designated staff to discuss the required background, professional experience and management and leadership characteristics for your City Administrator position. We meet individually (or collectively depending upon your preference) with the City Council to broaden our understanding of the position’s leadership and management requirements, current issues, strategic priorities and to identify expectations for the City Administrator. [See example of a recruitment brochure in Appendix I.] The Recruitment Project Team will also work with the City of Otsego to develop an advertising and marketing strategy to notify potential candidates about the vacancy and conduct an open recruitment that encourages applications from a talented and diverse pool of candidates. Our Team will place ads in appropriate professional publications, websites and local print media, if required. We will also promote this recruitment on the Waters & Company LinkedIn page. Additionally, W&C has a highly-accessed website that has a special location attracting many potential candidates to upload their resumes. The aggressive advertising and marketing campaign for top talent will include national, state, regional and local elements as determined during our initial meetings with the City’s representatives. Our customized mailing list, selected from our extensive database and contacts collected at appropriate public sector conferences, will be utilized to further promote the position. Advertisements for the City Administrator position could be placed with: League of Minnesota Cities and neighboring state municipal associations Minnesota City/County Management Association International City/County Management Association Emerging Local Government Leaders Careers in Government (careersingovernment.com) National Forum of Black Public Administrators Hispanic Forum Project Milestone Deliverables Estimated Duration Position profile and recruitment brochure development.  Onsite interview with the City.  W&C will receive information regarding the City’s budgets, organizational charts, images, logos, etc.  Develop draft documents (Recruitment Brochure, Advertisement, Marketing Letter and Timeline). 2 Weeks Approve brochure, commence advertising and distribute marketing letter.  Brochure sent to the City for final approval.  Commence advertising and distribution of recruitment brochure. 1 Week City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 5 Task II: Execution of Recruitment Strategy and Identification of Quality Candidates Utilizing the information developed in Task I, W&C will identify and reach out to individuals who will be outstanding candidates for the position of City Administrator. Often, well-qualified candidates are not actively seeking new employment and will not necessarily respond to an advertisement. However, if a potential candidate is presented with the opportunity directly and in the proper manner, he or she may apply. We take pride in our ability to locate highly qualified candidates across the nation based on the professional contacts and relationships we have developed and maintained over many years. These efforts will be supplemented by the creation of an appropriate database utilizing our extensive, interactive applicant database for the City Administrator position. This will provide the W&C Team with the ability to customize applicant flow and tracking, communication with applicants and conduct database inquiries for candidates based on characteristics important to the City such as geographic location, particular experience, expertise and credentials. During this part of the process the Recruitment Project Team will work with the City Council and designated staff to reach consensus on the leadership and management style for the ideal candidate. Our research will determine the key competencies, work values and leadership/management style for the position and match the candidates to each attribute. Each candidate submitting a resume is sent a timely acknowledgement by our Team, including an approximate schedule for the recruitment. Throughout the recruitment process, communications are maintained with each candidate regarding information about the recruitment progress and their status in the process. We take pride in the many complimentary comments made by candidates regarding the level of communication and the professional manner in which they are treated during our recruitments. Project Milestone Deliverables Estimated Duration Execution of recruitment strategy and candidate outreach.  Online data collection and profile development.  Development of interactive searchable applicant database for recruitment of the City Administrator.  W&C performs direct outreach to prospective candidates identified in the recruitment strategy.  Utilization of extensive applicant database to identify applications and review applicant pool for competencies/demographics. 4 Weeks Task III: Screening of Applicants and Recommendation of Semi-Finalists In Task III the Recruitment Project Team, under the direction of Sharon Klumpp, will screen the candidates against the criteria within the position and candidate profiles and develop a list of semi- finalists for recommendation to the City Council. The most promising applicants will receive a candidate essay questionnaire to complete that will provide additional information about the candidates’ background and experience. We will then narrow the list to a group of 10-15 semifinalists for your review and to select finalists. Another unique aspect of our recruitment process is our use of online recorded interviews for the screening process. Responses are timed and questions are not provided in advance. This tool allows our Team to City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 6 develop a more comprehensive understanding of the candidate’s ability to think “on their feet” as well as their personal and professional demeanor. This virtual interview can be scored by individual selection team members as well as the consulting team for later review and comparison. Our Team will provide an online link for the City Council allowing each member to review and rate the recorded responses. This provides the organization with an additional candidate assessment that can be customized to fit the unique needs of your City. Throughout the process, you will have access to our Master Applicant List (MAL), which will provide pertinent data for each applicant. Project Milestone Deliverables Estimated Duration Applicant screening and recommendation of semi- finalists.  W&C compares applications to the approved candidate profile developed in our searchable applicant database.  W&C develops customized candidate questionnaire & due diligence questionnaire to provide to applicants who most closely meet the candidate profile.  Top 10-15 candidates identified as semi-finalists.  Semi-Final Report is prepared, including the brochure, master applicant list, cover letter, resume and completed questionnaire of candidates to be considered.  W&C and the City review and rate video interviews.  W&C sends links to City to review the aggregate responses and ratings.  Semi-finalists complete candidate management style assessment, responses are reviewed and interview questions are developed.  Recruitment Project Team Leader meets with the City Council to review recommended semi- finalists. City Council selects finalists for on-site interviews. 2 Weeks Task IV: Conducting Background Checks, Reference Checks and Academic Verifications When the City Council approve of a group of finalists for on-site interviews, W&C will begin the process of conducting reference checks, background checks and academic verifications. A Confidential Reference Report is prepared for each finalist to complete our understanding of his/her management and leadership characteristics and professional work performance. For the background checks, W&C will develop information on the candidates in the following areas:  Consumer Credit  Bankruptcy  City/County Criminal  State District Superior Court Criminal  City/County Civil Litigation  State District Superior Court Civil Litigation  Judgment/Tax Lien  Federal District Criminal  Motor Vehicle  Federal District Civil Litigation City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 7 To ensure that our quality standards are maintained, we require a minimum of ten business days between the time that you select the finalists for on-site interviews and when we submit the candidate documentation for your final interview process. Project Milestone Deliverables Estimated Duration Finalists complete supplemental work products. Finalists complete narrative of their two most significant professional achievements and a critical problem analysis. 1 Week Design final process with City Council for on-site interviews with finalists. W&C confirms interviews with candidates. Travel logistics are scheduled for the candidates. 1 – 2 Days Background checks, reference checks and academic verification. W&C completes background checks, reference checks and academic verifications for finalists. 2 Weeks Task V: Final Interview Process Upon completion of Task IV, we will work with you to develop the final interview process. We will provide documentation on each of the finalists which will provide the highlights of their professional experience and leadership/management profile (Gap Analysis) as well as a summary of the results of the reference checks, background checks and academic verifications. In addition, the Final Report will include guidelines for interviewing the candidates, suggested interview questions and a candidate assessment process for your interview panel(s). The Recruitment Project Team Leader will be available during the final interview process to answer questions about the candidates and, if requested, assist with the final evaluation of the candidates. In addition, if the City requests the service, we will assist you with the development of a compensation package and related employment considerations and assist with the negotiation of an employment agreement. Project Milestone Deliverables Estimated Duration Final Report prepared and delivered to City. Final Report is prepared, including brochure, interview schedule, cover letter, resume, candidate questionnaire, two examples of candidates’ most significant professional achievements, suggested interview questions, candidate assessment form and management style probing questions. 1 Day On-site interviews with finalists. Interviews are scheduled. Recruitment Project Team Leader attends client interviews and is available to participate during deliberations of candidates. 1 – 2 Days Offer made / accepted. If requested, W&C participates in candidate employment agreement negotiations. W&C notifies candidates of decision. W&C confirms final process close out items with the City of Otsego. 1 – 2 Days City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 8 Strategy for Recruitment of Diverse Candidates Our corporate core values and work environment reflect our broader social aspirations for a diver se workforce, equal opportunity and cross-cultural respect. We have established strong and credible networks with minority and female leaders nationwide. In addition, we are corporate members of the National Forum for Black Public Administrators (NFBPA) and the Hispanic Network and are on their National Corporate Advisory Council. We participate in their membership events on a regular basis. To that end, we take responsibility for diversity in our organization, our recruitment strategy and our candidate pools. In this recruitment, we will use our established networks to make direct and personal contacts with prospective minority and female candidates and encourage them to consider the City of Otsego’s City Administrator position. Because of our performance record in presenting a diverse applicant pool, these prospective candidates know they will be fairly considered in the process. Waters & Company, a Springsted Company, is committed to ensuring equitable participation in our business and employment opportunities without regard to race, color, religion, sex, national origin, age, disability, veteran status, marital status or sexual orientation. As a leader in the executive recruitment industry, we take positive actions to prevent and to remedy any discriminatory effects of business and employment practices. Springsted Incorporated, our parent company, is a WBE. City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 9 Timeline Below is an estimated Timeline for the executive recruitment process. You will be asked during the first on-site meeting to review and approve a Timeline for the recruitment project. It is our intent to conduct the recruitment expeditiously, but not at the expense of finding high-quality candidates for you. CITY OF OTSEGO, MN EXECUTIVE RECRUITMENT PRELIMINARY TIMELINE The following Timeline represents a preliminary schedule for your executive recruitment based on a commencement date of December 1, 2016. Actual target dates will be developed in consultation with and approved by the City Council. Project Milestone Deliverables Target Date Profile development, advertising and candidate outreach.  W&C completes on-site interviews to develop candidate profile and recruitment brochure; the City approves ad placement schedule and timeline.  W&C sends draft recruitment brochure to the City.  The City returns draft recruitment brochure (with edits) to W&C.  W&C commences executive recruitment advertising and marketing.  Online data collection and profile development. December 1 – January 23 Applicant screening and assessment and recommendation of semi- finalists.  W&C commences formal review of applications and sends most promising applicants a Candidate Questionnaire to provide additional information about background and experience. Candidates complete recorded interview online.  W&C completes formal review of applications and sends selected resumes and questionnaire responses to the City for review. Also candidates’ recorded interviews are presented.  Semi-finalists complete candidate management style assessment and responses are reviewed and interview questions are developed.  W&C meets with the City and recommends semi- finalists; the City selects finalists for on-site interviews. January 24 – February 8 Comprehensive background check and reference checks completed for finalists.  W&C completes reference checks/background checks/ academic verification on finalists. February 22 On-site Interviews with finalists.  W&C sends documentation for finalists to the City.  The City conducts on-site interviews with finalists. Week of February 27 Employment offer made / accepted.  The City extends employment offer to selected candidate. By March 13 City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 10 III. Proposed Costs The all-inclusive professional fee to conduct the recruitment is provided below and includes the cost of professional services by the Recruitment Project Team Leader, the project support staff and all project- related expenses such as advertising, preparation of the recruitment brochure, printing, candidate background, reference and academic verification checks and travel expenses for on-site visits. Travel expenses incurred by candidates for on-site interviews with the client are not the responsibility of W&C and are handled directly by the client organization. The all-inclusive professional fee will be billed in four installments: 30% of the fee will be billed at the beginning of the recruitment; 30% at the implementation of Phase I; 30% at the implementation of Phase II; and 10% upon acceptance of an offer by the candidate. We are open to negotiate an alternative payment schedule if selected for this recruitment. All questions regarding the professional fees and project-related expenses should be directed to Sharon Klumpp, Senior Vice President at sklumpp@waters-company.com or via phone at 651-223-3053. PHASE DESCRIPTION OF PROFESSIONAL SERVICES FEES Phase I Task 1 – Candidate Profile Development/Advertising/Marketing (includes one day on site by Recruitment Project Team Leader) Task 2 – Identify Quality Candidates Phase II Task 3 – Screening of Applications and Submission of Recommended Semi-Finalists to Client (includes one day on site by the Recruitment Project Team Leader) Task 4 – Reference Checks, Background Checks and Academic Verifications Phase III Task 5 – Final Process/On-Site Interviews with Finalists (includes two days on site by Project Team Leader) Conclusion Acceptance of offer by candidate TOTAL ALL-INCLUSIVE PROFESSIONAL FEE $21,500 OPTIONAL SERVICES FOR CONSIDERATION FEES At the City’s option, W&C will conduct a web-based survey to determine key community- wide issues and priorities that could be considered in the selection of a new City Administrator. This survey is completed by community leaders, citizens, and City employees and would alter the project timeline. $1,650 On rare occasions, W&C is asked to provide additional search services that are not included in this scope of service or to provide more than three on-site visits to the City. Additional work specifically requested by the City which is outside of the scope of this project will be invoiced at the hourly rate of $220 plus expenses. W&C will submit a written explanation of the additional services to be provided and the estimated hours that will be required prior to commencing any additional services. $220 per hour plus expenses City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 11 Triple Guarantee Our Triple Guarantee is defined as: (1) A commitment to remain with the recruitment assignment until you have made an appointment for the fees and tasks quoted in this proposal. If you are unable to make a selection from the initial group of finalists, W&C will work to identify a supplemental group until you find a candidate to hire. (2) Your executive recruitment is guaranteed for 24 months against termination or resignation for any reason. The replacement recruitment will be repeated with no additional professional fee, but only for project-related expenses. Candidates appointed from within your organization do not qualify for this guarantee. This guarantee is subject to further limitations and restrictions of your state laws. (3) W&C will not directly solicit any candidates selected under this contract for any other position while the candidate is employed with your organization. IV. Firm Experience References City of Hutchinson, Minnesota Mr. Marc Sebora, City Attorney 320-587-5151 msebora@ci.hutchinson.mn.us Project: Selection of City Administrator (2014) City of Elk River, Minnesota (2011) Honorable John Dietz, Mayor 763-441-2210 shortshots17@aol.com Project: Selection of City Administrator (2011) City of Big Lake, Minnesota The Honorable Raeanne Danielowski, Mayor 763-263-3801 cook113@aol.com Project: Selection of City Administrator (2015) City of Cottage Grove, Minnesota The Honorable Myron Bailey, Mayor 651-459-4734 myronbailey@aol.com Project: Selection of City Manager (2015) City of Shakopee, Minnesota Mr. William H. Reynolds, City Administrator 952-233-9311 breynolds@shakopeemn.gov Project: Selection of City Administrator (2015) Experience The following is a partial list of previous Executive Recruitments: List of Relevant Executive Recruitments: 2011 to Present Year Client State Recruitment Population 2011 Altus OK City Administrator 19,591 2011 Ashland OR Assistant City Administrator 20,713 2011 Carrboro NC Town Manager 20,433 2011 Christiansburg VA Town Manager 21,041 2011 Decorah IA City Administrator 8,172 2011 Dumfries VA Town Manager 4,937 2011 Elk River MN City Administrator 23,447 2011 Fredericksburg TX City Mgr 10,829 2011 Gardner KS City Administrator 20,473 City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 12 List of Relevant Executive Recruitments: 2011 to Present Year Client State Recruitment Population 2011 Grain Valley KS City Administrator 13,125 2011 Manassas VA City Manager 41,705 2011 Mesa AZ Deputy City Manager 457,587 2011 Osceola WI Village Administrator 2,421 2011 Petersburg VA City Manager 33,740 2011 Sachse TX City Manager 22,026 2011 Salisbury NC City Manager 33,604 2011 Socorro TX City Manager 32,517 2011 St. Anthony MN City Administrator 8,583 2011 Virginia Beach VA Deputy City Manager 448,479 2011 Willmar MN City Administrator 19,680 2012 Albertville MN City Administrator 7,230 2012 Brainerd MN City Administrator 13,487 2012 Charlotte NC City Manager 792,862 2012 Eau Claire WI City Manager 61,704 2012 Exmore VA Town Manager 1,458 2012 Fairview TX Town Manager 8,148 2012 Martinsville VA City Manager 15,416 2012 Morehead City NC City Manager 9,203 2012 Ocean City MD Town Manager 7,092 2012 Rockville MD City Manager 47,388 2012 Scandia MN City Administrator 3,936 2012 Sun Prairie WI City Administrator 29,364 2012 Thief River Falls MN City Administrator 8,661 2012 Winchester VA City Manager 27,216 2012 Windsor Heights IA City Administrator 4,860 2013 Alexandria MN City Administrator 11,580 2013 Bayport MN City Administrator 3,496 2013 Bellevue WI Village Administrator 14,570 2013 Burnsville MN City Manager 61,434 2013 Clinton NC City Manager 8,676 2013 East Grand Forks MN City Administrator 8,602 2013 International Falls MN City Administrator 6,357 2013 Irving TX City Manager 228,653 2013 Justin TX City Manager 3,333 2013 Manassas VA Director of Finance and Admin 41,705 2013 Montgomery MN City Administrator 2,933 2013 Moose Lake MN City Administrator 2,787 2013 Muskegon MI City Manager 37,213 2013 Newport News VA City Manager 179,611 2013 Norwood Young America MN City Administrator 3,583 2013 Raleigh NC City Manager 423,179 2013 Sherburn MN City Administrator 1,128 2013 Watertown MN City Administrator 4,239 2013 West Saint Paul MN City Manager 19,708 2014 Atlantic Beach FL City Manager 12,864 2014 Bloomington MN City Manager 86,319 2014 Boone NC Town Manager 17,774 2014 Cape Charles VA Town Manager 990 City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 13 List of Relevant Executive Recruitments: 2011 to Present Year Client State Recruitment Population 2014 Castle Rock CO Town Manager 53,063 2014 Eustis FL City Manager 19,214 2014 Hutchinson MN City Administrator 13,871 2014 Irving TX City Manager 225,427 2014 Lakeville MN City Administrator 58,562 2014 Lexington VA City Manager 6,998 2014 Midlothian TX City Manager 19,891 2014 Narberth Borough PA Borough Manager 4,295 2014 Novi MI City Manager 123,099 2014 Oakdale MN City Administrator 27,780 2014 Springfield MN City Manager 2,114 2014 Township of Lower Merion PA Township Manager 59,850 2015 Bemidji MN City Manager 14,435 2015 Big Lake MN City Administrator 10,298 2015 Brooklyn Park MN City Manager 78,373 2015 Coon Rapids MN City Manager 62,103 2015 Cottage Grove MN City Manager 35,399 2015 Davidson NC Town Manager 11,750 2015 Diboll TX City Manager 5,323 2015 Fairfield County SC County Administrator 23,109 2015 Golden Valley MN City Manager 20,845 2015 Grand Junction CO City Manager 59,778 2015 Kingsville TX City Manager 26,312 2015 Manassas VA Deputy City Manager 41,705 2015 Monument CO Town Manager 5,817 2015 Sachse TX City Manager 22,026 2015 Scandia MN City Administrator 3,936 2015 Shakopee MN City Administrator 39,167 2015 Socorro TX City Manager 32,517 2015 Virginia Beach VA City Manager 448,479 2015 Warrenton VA Town Manager 9,862 2015 West Jordan UT City Manager 110,077 2015 Westminster CO City Manager 109,169 2015 Williamsburg VA City Manager 15,206 2016 Cary NC Town Manager 151,088 2016 Charter Township of Kalamazoo MI Township Manager 20,918 2016 Christiansburg VA Town Manager 21,533 2016 Circle Pines MN City Administrator 4,953 2016 Commerce TX City Manager 8,276 2016 Crested Butte CO Town Manager 1,519 2016 Deerfield Beach FL Assistant City Manager 78,041 2016 Fredericksburg VA City Manager 28,132 2016 Greensboro NC Assistant City Manager 279,639 2016 Hayden CO Town Manager 1,801 2016 Mankato MN Deputy City Manager 40,641 2016 Medford OR City Manager 77,677 2016 Moorhead MN City Manager 39,398 2016 Moose Lake MN City Administrator 2,787 2016 Norwalk IA City Manager 9,639 City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 14 List of Relevant Executive Recruitments: 2011 to Present Year Client State Recruitment Population 2016 Roswell NM City Manager 48,611 2016 Shakopee MN Assistant City Administrator 39,167 2016 Virginia MN City Administrator 8,661 2016 Warsaw VA Town Manager 1,498 2016 Wayzata MN City Manager 4,217 2016 Williamsburg VA Assistant City Manager 15,206 In Progress Brooklyn Center MN Deputy City Manager 30,712 In Progress Denton TX City Manager 123,099 In Progress Dumfries VA Town Manager 5,168 In Progress El Dorado KS City Manager 12,852 In Progress Jersey Village TX City Manager 7,862 In Progress Littleton CO City Manager 44,275 In Progress Mooresville NC Town Manager 34,887 In Progress North Branch MN City Administrator 10,087 V. Recruitment Project Team Mr. Rollie Waters, Executive Vice President Direct Phone: (214) 466-2424 Email: rwaters@waters-company.com Recruitment Project Team Leader Ms. Sharon Klumpp, Senior Vice President Direct Phone: (651) 223-3053 Email: sklumpp@waters-company.com Ms. Sara Haselbauer, HR Analyst Direct Phone: (651) 223-3006 Email: shaselbauer@waters-company.com City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 15 Rollie Waters Executive Vice President Rollie Waters is an Executive Vice President with Waters & Company, A Springsted Company. Since 1976, Rollie has been a management consultant to private and public sector clients. He has consulted with national and international clients in the area of HR Management system design and strategic management. He has given various lectures and seminars for organizations in the areas of compensation as it relates to performance management. He is viewed on a national level as one of the foremost authorities in succession planning and performance management system design for the public sector. He has spoken before such organizations as the International City/County Managers Association, American Management Association, The Alliance for innovation, Southern Methodist University, the University of Maryland, National Forum of Black Public Administrators, California Institute of Technology, the Texas Municipal League (TML), the International Personnel Management Association (IPMA-HR), several international companies in Great Britain, and various other U.S. public and private sector agencies and organizations. Rollie has been actively involved in the development of competency-based knowledge selection and development tools over the past twenty years. He has been instrumental in ensuring the proprietary profiles that he has designed attract the right candidates that fit the organization’s needs. In addition, Rollie’s extensive knowledge of performance management solidifies matching the management style most compatible with the organization’s success. His research on succession planning has led him and his team to be able to help shape the future of organizations through their executive recruitment activities. Rollie has been widely published in national journals and magazines focusing on human resource challenges. His publications include a research article in the Public Personnel Management Journal titled “The Impact of Behavioral Traits on Performance Appraisal.” Prior to founding W&C, Rollie held an executive position with Dun & Bradstreet Co., Inc., and a management position with Owens Corning Fiberglass. Areas of Expertise  Executive Recruitment  Web-Based Compensation Support  Management Development  Competency-based Systems and Development Systems  Organizational Strategy  Mentoring Programs  Performance Management  Succession Planning Professional Accomplishments and Education Rollie is a member of Mensa, a Strategic Partner with the International City/County Managers Association, International Management Consultants and Alliance for Innovation, a member of the National Corporation Advisory Council of the National Forum for Black Public Administrators, and numerous other professional groups. He has also appeared in several professional directories such as Who’s Who in the World, Who’s Who in Finance and History, and many others. Rollie has an extensive background in the behavioral sciences and strategic planning. He received his MBA at Pepperdine University and his Bachelor of Science degree in Psychology from the University of South Carolina. In addition, he is a Certified Management Consultant (CMC); CMC is a certification mark awarded by the Institute of Management Consultants USA and represents evidence of the highest standards in consulting and adherence to the ethical canons of the profession. City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 16 Sharon G. Klumpp Senior Vice President and Consultant Sharon Klumpp is a Senior Vice President and Consultant with Waters & Company, a Springsted Company. Sharon has extensive experience specializing in organizational and departmental studies, human resource management, and executive search for public agencies. She also assists governing bodies and senior -level managers in the development, execution and evaluation of strategic plans. Sharon has extensive experience in serving government. She has served as Executive Director of the Metropolitan Council, a seven-county regional planning agency for the Minneapolis-Saint Paul metropolitan area, and as Associate Executive Director for the League of Minnesota Cities. Her experience also includes serving as City Administrator in Oakdale, Minnesota and as Assistant City Manager in both St. Louis Park, Minnesota and Saginaw, Michigan. Her private sector experience includes serving as the chief administrative officer for the Minneapolis office of a major global engineering and design firm. Sharon also served as an adjunct instructor at Walden University, where she taught public administration and organizational change in the University’s School of Management. She served two terms on the Ramsey County Charter Commission and was chair for two years. Professional Accomplishments and Education Education University of Kansas, Lawrence, Kansas Masters of Public Administration Miami University, Oxford, Ohio Bachelor of Arts in Political Science Affiliations International City/County Management Association International Public Management Association for Human Resources City of Otsego, MN. Proposal to Provide Executive Recruitment Services. 17 Sara Haselbauer, J.D. HR Analyst Sara Haselbauer is a Human Resources Analyst with Waters & Company, a Springsted Company. Sara started as an Administrative Assistant to Springsted’s Project Management team in 2007. In August 2009, Sara left Springsted to attend law school before returning in November 2014 as an independent contractor. Sara rejoined W&C in January 2015 as a Human Resources Analyst with the Organizational Management and Human Resources Team, providing support and assistance for executive search and organizational management projects. Her duties include conducting research and working with clients and candidates throughout all phases of a project and/or executive search and recruitment. Education University of North Dakota School of Law, Grand Forks, North Dakota Juris Doctor Certificate in Indian Law University of St. Thomas, St. Paul, Minnesota Bachelor of Arts in Sociology and Art History APPENDIX I Sample Brochure Steeped in rich history, the City of Shakopee, Minnesota, is a vibrant and thriving community located in the southwest quadrant of the Minneapolis-Saint Paul metropolitan area along the lower Minnesota River Valley. First established as a trading post, today Shakopee is the county seat of Scott County with a population of 39,167 residents, a 90-percent increase since 2000. Highway 169 runs through the center of the city connecting Shakopee with I-494. Shakopee is located 21 miles from the Minneapolis- Saint Paul International Airport, 24 miles from downtown Minneapolis and 30 miles from downtown Saint Paul. Shakopee and its surrounding area are home to major attractions including Valleyfair Amusement Park, the Minnesota Renaissance Festival and Canterbury Park; Mystic Lake Hotel and Casino is minutes away. Shakopee is also home to major businesses including Shutterfly, Oracle, Seagate, St. Francis RMS (health care) and Imagine Print Solutions. With more than 900 acres reserved for parks and recreation, Shakopee offers an outstanding quality of life to those who live and work within the City. The Landing – Minnesota River Heritage Park, formerly Historic Murphy’s Landing, is a renown 88- acre living history museum depicting life in the Lower Minnesota River Valley from the 1840s–1890s with authentic 19th-century buildings, demonstrations and a scenic river trail and overlook. Shakopee is also home to Scott County Historical Society’s Stans Museum and the River Valley Theatre Company. Shakopee School District serves more than 7,600 students in Shakopee, Prior Lake and Savage in addition to a few neighboring townships. The district has five elementary schools, one sixth-grade center, two junior high schools and one high school, making it one of the fastest growing districts in the Twin Cities suburbs. The community is also served by the Shakopee Area Catholic Schools and other private schools. THE COMMUNITY City Administrator The City of Shakopee, Minnesota, seeks a vibrant and energetic leader with experience in managing growing communities to serve as the next City Administrator. Shakopee City of Shakopee | 129 Holmes St. S., Shakopee MN 55379 | (952) 233-9300 | www.ShakopeeMN.gov Minnesota 1 Find us POSITION PROFILE Public Safety Parks & Recreation Administration Public Works • Lead and direct the City’s management team to ensure the effective and efficient delivery of municipal services and implementation of adopted policies and ordinances. • Monitor all departments to ensure compliance with policies, procedures, laws, ordinances and regulations. • Prepare and recommend adoption of the City’s annual operating budget, capital improvement program and enterprise funds; monitor and control expenditures within approved limits. • Prepare agendas, memos and supporting information for City Council meetings. • Evaluate City’s processes and services; developing options for improving or matching services to community needs. • Supervise the Assistant City Administrator, all Department Heads, the Economic Development Coordinator, Management Analyst and Administrative Assistant. • Facilitate collaborative efforts with other municipal, county and regional organizations to ensure maximum efficiencies. • Provide timely information to support them in their roles as elected officials. The City Administrator is appointed by and serves at the pleasure of the City Council as the City’s chief administrative officer. The position is responsible for leading, directing and coordinating the overall operation and administration of the City organization in accordance with policies established and resources allocated by a majority vote of the City Council. Major functions include: The City of Shakopee is organized as a “Plan A” city under Minnesota statutes; it operates on a weak Mayor-Council plan with an elected Mayor and four City Council members. The Mayor serves a two-year term and Council members serve overlapping four- year terms. City elections are held in odd numbered years during the general election in November. The City Council exercises the ultimate legislative and administrative authority. ORGANIZATION 2015 General Fund Budget The City has a 2015 general fund budget of $23 million and an authorized complement of 178 full-time equivalent employees. Approximately 45 percent of the City workforce is represented by three collective bargaining units. The municipal government is organized into seven departments: Administration, Community Development, Finance and City Clerk, Public Works, Parks and Recreation, Police and Fire. Water and electric utilities are operated by the Shakopee Public Utilities Commission. 2 Getting to know the community. From the City Council and City staff to community leaders and intergovernmental partners, the City Administrator will devote time to getting to know the people who live and work in Shakopee and developing an understanding of their interests, concerns and aspirations. Recognizing that Shakopee’s rapid growth has contributed to its diversity, the City Administrator will reach out to diverse groups to build relationships and continue the City’s reputation as a “welcoming community.” Managing the transition. The City Administrator will provide leadership in a time of transition, helping the City set and stay focused on shared priorities. Establishing trust and credibility with the City Council and staff, listening and communicating information and managing expectations will be important aspects of this transition. Growth and economic development. Shakopee has witnessed rapid growth over the last 15 years; development is projected to continue but at a moderate pace. The City Administrator will be involved in annexation along Highway 169 on the City’s west end to accommodate future economic development. The City Administrator will also play a role in supporting continued downtown development. Community amenities and services. As communities grow, it is important to evaluate the adequacy of community amenities and services. The City recently commissioned a community survey to provide feedback on municipal facilities and services and how to fund desired improvements. The City Administrator will work with the City Council, staff and others to address community amenities and service needs identified in the survey. Organizational management. A study is underway to consider modifications to the current organizational structure, which will increase efficiencies and enhance integration of municipal services. The City Administrator will explore study recommendations and develop plans to implement the study. Building the team. The City Administrator will have the opportunity to hire new members of the management team. The Finance Director position will be open as a result of an announced retirement; other key staff retirements are anticipated within the next couple of years. In addition to hiring staff, succession planning will be important to develop employees for future roles in the organization and to ensure continuity of critical city services. Collaborative partnerships. The City of Shakopee participates as a member of the Scott County Association for Leadership and Efficiency (SCALE) and has been active in a variety of collaborative partnerships. In addition, the City has a long-standing collaborative relationship with the School District and has worked in partnership with the Mdewakanton Sioux Community. The City Administrator will cultivate collaborative partnerships and explore shared services that are in the best interest of the City. HIGH-PRIORITY ISSUES 3 CANDIDATE PROFILE • Vibrant, forward looking, energetic leader with a strong personality and a positive, “can-do” attitude. • Appreciates Shakopee’s history and at the same time embraces its growth and potential. • Builds an effective working relationship with the City Council; earns the City Council’s trust and respect by providing timely, objective and impartial research, options and recommendations. • Keeps the City Council regularly informed of projects, accomplishments, challenges and opportunities; engages the City Council and helps Council members find common ground without taking sides. • Demonstrates the highest level of ethics in all actions; is transparent and consist and respects other points of view. • Sets an organizational tone that is proactive, deliberate and open to exploring new ideas; creates a culture that values customer service, initiative and continuous improvement. • Exercises sound judgment; makes and communicates decisions in a timely manner. • Empowers department directors to maximize their potential; delegates with trust and confidence and holds directors accountable for department performance. • Maintains an awareness of department operations and understands when to get involved. • Engages employees at all levels of the organization and recognizes their contributions; encourages and supports employee training and development. • Welcomes diversity and cultivates inclusivity; seeks opportunities to be active in the community. • Communicates effectively to a variety of audiences; conveys information in a clear and straightforward manner. EDUCATION & EXPERIENCE Master’s degree in public administration, business administration or a related field and seven years of increasingly responsible local government experience, with at least four years of experience at the department head level of a larger or similarly-sized organization or as an administrator/manager of a smaller or similarly-sized governmental organization. Equivalent combination of education and experience will be considered. The ideal candidate will have experience managing the dynamics of a growing community, defining organizational roles and responsibilities and helping the governing body identify and establish shared priorities and future directions. Must have experience in finance, budgeting and intergovernmental relationships. Excellent communications, interpersonal and relationship-building skills required. COMPENSATION & BENEFITS Salary up to $140,000, depending upon experience and qualifications. Comprehensive benefits package available. Relocation negotiable. APPLICATION & SELECTION PROCESS Qualified candidates, please submit your cover letter and resume online by visiting our website at https://waters-company. recruitmenthome.com/. This position is open until filled; however, interested applicants are strongly encouraged to apply no later than March 18, 2015. Following this date, applications will be screened against criteria outlined in this brochure. On-site interviews will be offered to those candidates named as finalists, with reference checks, background records checks, including credit history, and academic and employment verifications conducted after receiving candidates’ permission. For more information please contact Sharon Klumpp at sklumpp@waters-company.com or by calling 651.223.3053 (office) or 651.270.6856 (mobile). The City of Shakopee is an Equal Opportunity Employer.4