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ITEM 4.2 Otsego Apartmentsc Ot - T F o MINNESOTA V DEPARTMENT INFORMATION Request for City Council Action ORIGINATING DEPARTMENT: REQUESTOR: MEETING DATE: Legal Andy MacArthur, City Attorney September 25, 2017 PRESENTER(s): REVIEWED BY: ITEM #: City Attorney 4.2 AGENDA ITEM DETAILS RECOMMENDATION: Staff recommends that the Council approve the attached Agreement with LHB to undertake a redevelopment study and Escrow Agreement with Otsego Apartments LLC to pay for the study. Approval of the LHB Agreement will be contingent upon Otsego Apartments, LLC executing escrow agreement and posting the required amount. ARE YOU SEEKING APPROVAL OF A CONTRACT? IS A PUBLIC HEARING REQUIRED? Yes. No. BACKGROUND/JUSTIFICATION: Otsego Apartments, LLC has submitted an application to the City seeking TIF assistance regarding removal of the existing private wastewater treatment plant and payment of sewer hookup charges to the existing mobile home park and the proposed apartment buildings. The applicant has requested that the City consider a redevelopment TIF as part of their request. The request was analyzed by the City's TIF consultants who recommended that a TIF Analysis be undertaken by a third party to ascertain whether or not the property qualified for redevelopment status. The contract for the analysis would be between the City and LHB, but would be paid for by the applicant through the proposed escrow agreement. The proposal cost for the study is $5,900.00. The escrow agreement would require $7,000.00 to cover any additional costs that arose during the study. A traffic study also needs to be undertaken. It is also recommended to the Council that they also set a special meeting for October 9 at 6 pm to review the LHB report. SUPPORTING DOCUMENTS • LHB Proposal and Agreement • Escrow Agreement MOTION: (Please word motion as you would like it to appear in the minutes. Motion to approve LHB Proposal and Agreement with the City to undertake TIF analysis as presented, subject to execution of Escrow Agreement between the City and Otsego Apartments, LLC as presented and posting of required escrow. Motion to set a special meeting for the purposes of reviewing the LHB TIF analysis and other issues related to the Otsego Apartments LLC TIF application on October 9, 2017 at bpm. BUDGET INFORMATION FUNDING: BUDGETED: ❑ YES NA ❑ NO PEREQRMANCE DRIVEN -DESIGN. September 13, 2017 Adam Flaherty City Administrator City of Otsego 13400 90th Street NE Otsego, MN 55330 RIVER ROAD REDEVELOPMENT TIF ANALYSIS Dear Adam; Thank you for the opportunity to submit a proposal for the River Road Redevelopment TIF analysis •in' Otsego, Minnesota. 'Il is a full service architecture, planning and engineering firm with 250 employees in our Minneapolis, Duluth; Cambridge, and'Superior, Wisconsfn offices. Our Government studio has extensive experience working with local governments on their planning, design, architectural and engineering needs. Having been personally involved on various -city councils "and planning commissions, I understand how cities function and the importance of maintaining the support of your appointed and elected officials and community throughout the process. PREVIOUS EXPERIENCE I HB has significant experience with a variety of inspection and facility assessment projects, including the analysis of over 200'TIF Districts. Examples include: • City of Columbia Heights TIF inspection services • City of St. Paul TIF inspection services • City of St. Anthony Village, NW Quadrant TIF inspection services • City of St. Louis Park TIF District inspection services • City of Mound TIF District "1--2" inspection services • City of Osseo TIF inspection services e City of New Richmond, W1 TIF inspection services • Minnesota State Colleges and Universities system facility assessments • State of Minnesota Facility Assessments • Property Condition Assessments for the St. Paul Department of Planning and Economic Development (Franldin/Emerald Neighborhood) • Condition surveys for every DNR facility in the State of Minnesota, 2014 2.1 VAASupe.ddr Street, Suite -500, I. Duluth;. W. 5580-2, 1. 218,727:844.6 701 Washington Avenue North, Suite 200 1 Wnneap6hs, AAN 55401 1 6'12.338.20?9 200 Third,Avenue,Northeast; Spite. '100 1 camhridge, N1N:55008 I. 763.639,40,42 53.EastSecondStreet, Suite -150- - A Superlof,-W54880- t 71&.392.2902- Page: 2 Otsego River Road TIF Analysis — September 13, 2017 TEAM CREDENTIALS MrchaglA. Fischer, .AIA, LEED AP -Project Pdi2cipal/TIFAvalyst Michael has 29 years of experience as project principal, project manager, project designer and project architect on planning, urban design, educational, commercial and governmental projects. He has become an expert on Tax Increment Finance District analysis assisting over 100 cities with strategic planning for TIF Districts. He is an Architectural Principal at LHB and currently leads the Minneapolis office. Michael completed a two-year Bush Fellowship, studying at MIT and Harvard in 1999, earning Masters degrees in City Planning and Real Estate Development from MIT. He has served on more than 50 committees, boards and community task forces, including a term as a City Council President and as Chair of a Metropolitan Planning Organization. Most recently, he served as Chair of the Edina, Minnesota planning commission and is currently a member of the Edina city council. Michael has also managed and designed several award-winning architectural projects, and was one of four architects in the Country to receive the AIA. Young Architects Citation in 1997. Phil Waugh — Project MwagerlrIFAnalyst Philip is a project manager with 13 years of experience in historic preservation, building investigations, material research, and construction methods. He previously worked as a historic preservattonist and also served as the preservation specialist at the St. Paul Heritage Preservation Commission. Currently, Phil sits on the Board of Directors for the Preservation Alliance of Minnesota. His current responsibilities include project management of historic preservation projects, performing building condition surveys and analysis, TIF analysis, writing preservation specifications, historic design reviews, writing Historic Preservation Tax Credit applications, preservation planning, and grant writing. Jonathan Pettigrew, AIA --Inspector Jonathan Pettigrew has worked in architecture and construction for the last twenty years in Minnesota, California and Washington. His experience includes a variety of commercial and residential project types and scales, from single-family homes to a 300,000 square foot multi -building office complex. He has significant experience in code reviews and building systems inspections and analysis. Jonathan received his Minnesota architect's license in 2004. He brings a strong interest in sustainability and an eye for detail to his work. He enjoys working with clients, consultants and contractors to bring projects together successfully. Phil Fisher—ltsspeetor For 35 years, Phil Fisher worked in the field of Building Operations in Minnesota including White Bear Lake Area Schools. At the University of Minnesota, he earned his Bachelor of Science in Industrial Technology. He is a Certified Playground Safety Inspector, Certified Plant Engineer, and is trained in Minnesota Enterprise Real Properties (MERP) Facility Condition Assessment (FCA). His FCA training was recently applied to the Minnesota Department of Natural Resources Facilities Condition Assessment project involving over 2,000 buildings. Page: 3 Otsego River Road TIF Analysis — September 13, 2017 SCOPE OF SERVICES LHB will provide the following services based upon the terms and conditions described below. 1. Survey the TIF District to determine if it meets applicable coverage test. A. To meet the coverage test, parcels consisting of 70 percent of the area of the district must be "occupied" by buildings, streets, utilities, or paved or gravel parking lots. B. A parcel is not considered "occupied" unless at least 15% of its total area contains improvements. 2. Conduct a visual review of building(s) interior and exterior: A. Obtain property owner's consent for inspection. B. Document property conditions relative to Minnesota Statutes Section 469.174 Subdivision 10, 3. Estimate building(s) replacement cost: A. Replacement cost is the cost of constructing a new structure of the same square footage and type on the site. B. A base cost will be calculated by establishing the building class, type and construction quality. C. Identify amenities, which increase the value of the building over the standard construction quality level. D. Review building permits for each parcel. E, The base cost and cost of amenities will be totaled to determine the replacement cost for the property. 4. 'Evaluate building(s) existing condition: A. "Structurally substandard shall mean containing defects in structural elements or a combination of deficiencies in essential utilities and facilities, light and ventilation, fire protection including adequate egress, layout and condition of interior partitions, or similar factors, which defects or deficiencies are of sufficient total significance to justify substantial renovation or! clearance:" 5. Determine Building(s) Code Deficiencies: A. Determine technical conditions, which are not in compliance with current building code applicable to new buildings. B. Provide opinion of probable cost to correct identified deficiencies. C. Compare cost of deficiency corrections to replacement value of building. 6. Prepare and deliver report: A. Prepare a written narrative analysis of the District describing why the property within the District does or does not meet the criteria as "structurally substandard" as established in Minnesota Statutes Section 469.174, subdivision 10. B. Deliver final reports via email PDF. ASSUMPTIONS 1. LHB will inspect up to two buildings on multiple parcels. We will inspect both the interior.andexterior.of.the_buildings.and-evaluate-the.coverage,of.thesepar.cels. TEe Client will provide the following: Page: 4 Otsego River Road TIF Analysis — September 13, 2017 A scalable parcel map and/or aerial photo of the area to be inspected, including GIS information with specific parcel data, including parcel area measured in square feet. A list of all parcels affected including name of owner, current known business or resident name and address. Available information regarding the condition of the structures, including past building permit information, and known code violations. §iANDARD OF CARE LHB shall perform services consistent with the professional skill and care ordinarily provided by other professionals practicing in the same or similar locality under the same or similar circumstances. Any report prepared by LHB represents'a professional opinion based -upon information available and arrived at in accordance with generally accepted professional standards. Other than as contained in the report, LHB makes no express or implied warranty. Short of complete deconstruction to examine every element at every location, no assessment can reveal all conditions which may exist. Additional testing, assessment, or demolition, may uncover conditions which would make it necessary to modify LHB's conclusions or recommendations. Any report prepared for the purpose described in this Agreement is for the exclusive use by those to whom the report is addressed. LHB will not and cannot be held liable for the unauthorized reliance upon this report by any thud party. COMPENSATION We propose to work on an hourly basis with the following key staff: Project Principal, Michael Fischer (nF analysis) $265/hour Project Manager $155/hour Project Architect/Inspector $140/hour Project Administrator $80/hour We will work on an hourly basis not to exceed Five Thousand Nine Ilundted dollars ($ 5,900) including reimbursable expenses for a full report outlining the findings for the proposed TIF District Payments are due and payable upon receipt of our invoice. Unpaid balances 60 -daps after invoice date shall beat interest at the rate of 8% annually. Failure to make timely payment to LHB is a material breach of this Agreement and may, at LHB's sole discretion, result in a suspension or termination of services, and may, at LHB's sole discretion, result in the termination of the Client's limited license authorization to use LHB's copyrighted Instruments of Service. Page: 5 Otsego River Road TIF Analysis — September 13, 2017 ADDITIONAL SERVICES, If there is a material change in the circumstances or conditions that affect the scope of work, schedule, allocation of risks or other material terms, LHB shall notify the Client. The Client and LHB shall promptly and in good faith enter into negotiation to address the changed conditions including equitable adjustment to compensation. The fees and costs for any additional services will be based upon Lh1B's Standard Hourly Rates and Standard Reimbuxsabie Schedule. SCHEDULE The final report typically requires 30-60 days to complete from the time we are authorized to start. We can make preliminary conclusions pAor to our full report being, completed if necessary to allow other consultants and the client to begin their work. We understand that a preliminary assessment will be necessary prior to the October 9, 2017 council meeting. CONSEQUENTIAL DAMAGES LHB and Client waive consequential damages for claims, disputes or other matters in question arising out of or relating to this Agreement. LIMIT OF LIABILITY To the maximum extent permitted by law, the Client agrees to limit LHB's liability for the Client's damages to the sum of Ten Thousand Dollars ($10,000) or the amount of fee paid to LFIB, whichever is greater. This limitation shall apply regardless of the cause of action or legal theory pled or asserted. USE OF LHB'S DOCUMENTS The documents prepared by LHB are solely for use with respect to this project. All documents prepared by LHB pursuant to this Agreement are the instruments of services to the Project and LHB shall retain all common law, statutory and other reserved rights, including copyright. LHB grants to Client a nonexclusive limited license solely for the purposes of evaluating and executing the Project. The Client shall not assign, delegate, sublicense, or otherwise transfer any license granted herein to another party. To the extent the documents are transferred or are modified, supplemented or otherwise altered by the Client, subsequent design professional, or any other party, the Client agrees to indemnify, defend and hold LHB harmless for any claims, demands, damages or causes of action arising out of such transfer or modification, supplementation or alteration. OTHER CONDITIONS' The laws of the State of Minnesota shall govern this Agreement. Any provision of this agreement later held to violate a law or regulation shall be deemed void. Allremaining provisions shall continue in force. The Client recognizes that matetialsprepared by others maybe subject to copyrightpxotectionand warrants to LHB that any documents provided by the Client do not infringe upon the copyright Page: 6 Otsego Rivet Road TIF Analysis — September 13, 2017 held by another. Unless the parties mutually agree otherwise, the parties shall endeavor to settle disputes by mediation. A demand for mediation shall be filed, in -writing, within a reasonable period of titAe t after a claim, dispute or other matter in question has arisen. r LHB and the Client, acting through the Client's legal representative, will, to the fullest reasonable extent, cooperate and coordinate efforts in preparing necessary responses to any third party challenges to the inspections. The Client agrees to pay LHB its regular hourly rates for time spent as a result of a third party legal challenge If the terms and conditions of this Agreement are acceptable, please sign and return a copy to LHB. CLIENT NAME LHB INC. By. By (Signature) (Signature) Its: Its: Principal (Tide) (Tide) Hayne,` Name.' MichadA. hc1jer,,1)A (Printed Name) (Printed Name) C:\Users\MAFisch\Documents\LHB\TIF\TIF Agreements\2017 Agreements\Otsego River Road TIF Analysis AG 9-13-17.docx ESCROW AGREEMENT BETWEEN THE CITY OF OTSEGO AND OTSEGO APARTMENTS LLC THIS AGREEMENT made this _ day of September, 2017 by and between the City of Otsego (CITY), a Minnesota municipal corporation and Otsego Apartments, LLC (APPLICANT), a Minnesota Limited Liability Company. WHEREAS, APPLICANT has requested that CITY consider providing TIF assistance to their Project in order to cover costs related to abandonment of the existing private wastewater treatment and hookup to City services on certain real property located within CITY and legally described as CIC Number 143, Riverbend North CIC Plat, and intends to apply for City approvals to construct an apartment building, storage facilities and commercial uses on the described property; and WHEREAS, APPLICANT has met with CITY staff regarding issues inherent in the requested TIF assistance and the proposed land use; and WHEREAS, CITY's consultants have recommended that a TIF analysis be undertaken by an independent consultant to determine whether or not the property and buildings qualify as a redevelopment district as defined by State statute; and WHEREAS, the CITY has received a proposal from LHB setting forth the terms and conditions for undertaking such a study; and; WHEREAS, the study will provide information to the CITY and its consultants as well as the APPLICANT as to whether or not TIF assistance can be based upon redevelopment of the property; and WHEREAS, LHB has provided a proposal for the TIF analysis to the CITY and the estimated costs of the TIF Analysis is $5,900.00; and WHEREAS, CITY requires an escrow by APPLICANT in the amount of $7,000.00 prior to CITY execution of an Agreement with LHB to cover the estimated costs of the Traffic Study, and to reimburse the CITY for any costs incurred prior to and during application, including but not limited to CITY engineering, planning and legal costs; and WHEREAS, APPLICANT will be further required to cover any additional costs incurred by CITY in the event that the costs of the TIF Analysis and CITY incurred engineering, legal and planning costs exceed the initial escrow amount posted. NOW, THEREFORE IT IS AGREED BETWEEN THE PARTIES AS FOLLOWS: 1. APPLICANT shall immediately submit a cash escrow to the CITY in the amount of $7,000.00. 2. The cash escrow shall be used to pay LHB for the TIF Analysis and to reimburse the CITY for any legal, planning or engineering costs incurred as the result of the TIF Analysis and related issues. 3. CITY shall provide APPLICANT with a final billing statement indicating payments made regarding the TIF Analysis and related issues, or periodic statements if specifically requested by APPLICANT. 4. In the event that the initial escrow amount is fully utilized, APPLICANT shall provide escrow in an additional amount as determined by CITY. 5. CITY may utilize any and all legal remedies available to it under City Ordinance or State statutes to recover any costs incurred by CITY above the posted escrow including, but not limited to planning, engineering or legal costs incurred as the result of the TIF Analysis or related issues, said remedies include assessment of costs against the subject property. 6. This Agreement is entered into by APPLICANT in order to determine whether or not a certain form of TIF assistance is feasible. APPLICANT undertakes the TIF Analysis and any CITY incurred related costs at its own risk. APPLICANT understands and agrees that the TIF Analysis is undertaken only to ascertain preliminarily whether or not redevelopment TIF assistance is feasible, and by entering into this Agreement the CITY not taking any action that could be construed to be a preliminary approval or approval of the use or uses proposed for the site or approval of any Tax Increment Financing or any other form of assistance. APPLICANT will not represent that the undertaking of this TIF Analysis confers any rights by APPLICANT related to the subject property. 7. APPLICANT acknowledges and agrees that the results of the TIF Analysis and any related or required studies or analysis may be utilized by CITY in order to make decisions related to whether or not to approve or reject, in whole or part, any requested TIF assistance and that the final decision is solely at the discretion of the CITY. Dated: APPLICANT OTSEGO APARTMENTS, LLC By: Its Dated: CITY OF OTSEGO Jessica Stockamp, Mayor Tami Loff, City Clerk